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THE JOHNS HOPKINS
BLOOMBERG SCHOOL OF PUBLIC HEALTH OFFICE OF THE DEAN Date Effective: September 1, 1983 POLICY AND PROCEDURE MEMORANDUM ACADEMIC PROGRAMS - 5 SUBJECT: Doctor of Science Degree INTRODUCTION The Doctor of Science (ScD)
degree represents outstanding achievement in the scholarship of discovery,
signifies a capacity for independent research, and is primarily a degree for
those individuals with research and/or teaching as their goal. This
memorandum contains the following information concerning minimal requirements
for the Doctor of Science Degree at the Bloomberg School of Public Health: I. Administrative
Requirements A. Admissions B. Residence C. Courses
Outside Primary Department
D. Submission
of Approved Thesis in Prescribed Format E. Time
Limit for Completion II. Certifications
by the Faculty A. Comprehensive
Written Examination in Principal Subject B.
Preliminary
Doctoral Oral Examination C.
Thesis Advisory
Committee
D.
Doctoral
Thesis and Oral Defense III. Additional
School-wide Requirements A.
Exposure
to research experiences
B.
Evaluation
of research competence by oral presentation C.
Scholarly
leadership activities D.
Public
seminar Departments
may set additional requirements beyond those listed herein. I. ADMINISTRATIVE
REQUIREMENTS A. Admissions Policy 1. Degrees
and subject matter: Baccalaureate
or higher degree in arts, sciences or medicine, or equivalent, and appropriate
basic training as required by the Department. Applicants are required to take
and submit the results of the Aptitude Test of the Graduate Record Examination
as one of the requirements for admission. Waivers may be granted under special
circumstances by the department. 2. English
language: Proficiency in the
English language is a requirement for admission to the School. Applicants whose
native language is not English will be required to submit the results of the
TOEFL examination (Test of English as a Foreign Language). A score of 213 (550
paper test) represents the minimum level of proficiency in English for graduate
level work. Procedure Administrative Clearance: Acceptance of individual students is by
the approval of the Department Chair, and the Committee on Academic Standards
has oversight of the admissions process. The student’s
acceptance is contingent upon the receipt of all official and complete required
transcripts. The Admissions Office is responsible for identifying those
students with missing transcripts. The Records and Registration Office will not
allow such students to register for more than two terms. B. Residence Policy A minimum of four consecutive terms or
three consecutive terms and a contiguous summer term of registration as a full-time
student is required for all doctoral degrees. For purposes of academic
residency, full-time is defined as 16 or more credits. If a student completes a master’s
program at this School and continues into an ScD
program within three years, the subsequent four-term full-time residency requirement
may be waived by the Department if it was satisfied as part of the master’s
program. Requests for exceptions will be handled
on an individual basis by the Committee on Academic Standards. In certain
academic programs, additional periods of residence may be required by
departments irrespective of the student’s background. The full-time residency requirement will
be satisfied before a student is allowed to take the Preliminary Oral
Examination. Procedure While the official records will be
maintained by the Records and Registration Office, each student and department
should keep records of residence time and credit units earned. The student’s
advisor is responsible for monitoring fulfillment of this requirement. C. Requirements
for Courses Outside Primary Department Purpose To broaden
perspective and to enhance the student’s capabilities for work in health
or disease-related fields. PolicyAt least 18 credit units of formal
coursework are required in courses outside the student’s primary
department. At least nine of these credits must be taken in the School of
Public Health. Additionally, ScD candidates will successfully complete the
two-term course Public Health
Perspectives in Research and a course in the responsible conduct of
research. A waiver to the requirement for Public
Health Perspectives is given automatically if a student earned an MPH from
a Procedure 1. While
the official records will be maintained by the Records and Registration Office,
each student and department should keep records of “outside” course
units. 2. Requests
for evaluation of credits earned at other schools should be directed by the
advisor, following approval by the Department Chair, to the Committee on
Academic Standards. D. Submission
of Approved Thesis in Prescribed Format See PREPARATION OF THESIS (Attachment
No. 1) E. Time
Limit for Completion Not more than seven years may elapse
between the date of matriculation and fulfillment of all requirements for the
doctorate. The matriculation date is the first day of the term in which the
accepted degree candidate begins his/her coursework. The matriculation date is
not changed when a student transfers to another degree program; it does change
when a student completes one degree program and enters another. During this
seven-year period of time, the student must remain continuously registered in
an acceptable registration status. Active registration status requires a
minimum registration of three credits per term; other acceptable statuses include
non-residency and approved leaves of absence. Registration is not mandatory for
the summer and intersession terms.
Students
registered either in residence or non-residence must conform to the seven-year
limit. Only students who have been approved for formal leaves of absence may
extend this time beyond seven years. Exceptions to
the time limit requirement will be approved by the student’s advisor,
Department Chair and submitted to the Committee on Academic Standards for final
approval. II. CERTIFICATION
BY THE FACULTY A. Comprehensive
Written Examination in Principal Subject Purpose This examination should constitute a
comprehensive inquiry into the student’s grasp of the subject matter
underlying his/her discipline. It should explore the student’s
understanding of scientific principles and methods as well as his/her
substantive knowledge of the major field and related areas. Policy This is a departmental written
examination required of all ScD students. Procedure1. The
Department arranges for, administers, and evaluates the results of this
examination. 2. Time: The examination must be given and
successfully completed before the preliminary oral examination. 3. Results: The outcome of the examination is
determined by the Department; an evaluation of the student’s performance
on this examination is to be submitted to the Registrar for transmittal to the
Committee on Academic Standards. 4. If
the student’s performance is unsatisfactory, only one reexamination is
permitted. B. Preliminary
Oral Examination Purpose The purpose of this examination is to
determine whether the student has both the ability and knowledge to undertake
significant research in his/her general area of interest. Specifically, the
examiners will be concerned with the student’s: (1) capacity for logical thinking; (2)
breadth of knowledge in relevant areas; and (3) ability to develop and conduct
research leading to a completed thesis. Discussion of a specific research
proposal, if available, may serve as a vehicle for determining the student’s
general knowledge and research capacity. However, this examination is not
intended to be a defense of a specific research proposal. Policy 1. This
is a School of Public Health examination under the jurisdiction of the
Committee on Academic Standards and is required of all ScD students. 2. The
full-time residency requirement must be successfully completed before the
Preliminary Oral Exam is requested. Procedure 1. Examining
Committee: Requests for a preliminary oral examination must be sent to the
Records and Registration Office on the appropriate form at least four weeks
prior to the examination. The committee shall consist of five voting members.
Not more than three members of the primary Department can serve, and one of these
must be the thesis advisor. At least one member must hold neither a primary nor
joint appointment in the student’s Department. The senior faculty member
outside the student’s major Department will normally serve as chair and
must hold the rank of Full or Associate Professor and be appointed by the
Graduate Board. One adjunct faculty or one scientist track faculty may
serve on the committee, but may not serve as the chair or the advisor. Two
alternates, one inside and one outside the department, will also be designated.
Each must have a current appointment as Assistant Professor or higher in
a JHU department or program. A minimum of three departments of the University,
at least two being from the School of Public Health, must be represented. 2. Time
of Examination: The examination
should be given at the earliest feasible time, not later than the end of the
student’s third year in residence, and before significant engagement in
dissertation research. 3. Reexamination:
If the student fails the preliminary oral examination and is permitted a
reexamination, he/she must be reexamined within one year. 4. Conduct
of Examination and Report of Results a. Before presenting the request for the examination, the student shall contact prospective examiners to ensure that they are available to serve on the committee. Once an examination committee has been approved by the associate dean responsible for student academic affairs, substitution of committee members may not be made without prior approval of that office. If one of the officially appointed members of the committee fails to appear on the date fixed for the examination, the previously approved alternate must be prepared to discharge the responsibility of the absent individual. A preliminary oral examination may not be held with fewer than five officially approved faculty members in the room. The advisor must be among the members present; an alternate may not serve for the advisor. b.
Since
this examination directly corresponds to the preliminary oral for the PhD degree,
the conduct of the examination should follow guidelines stated in the Graduate
Board document entitled, “Suggestions for the Chair of the Graduate Board
Oral Examinations.” Copies of this document are on file in the Records
and Registration Office. c.
Immediately
following the examination, the committee must evaluate the success or failure
of the student by a closed ballot prior to any discussion of the candidate’s
performance. One of the following results must be reported to the Records and
Registration Office by the committee chair: Unconditional
Pass: If the members each vote “unconditional
pass” on the first ballot, this result is reported with no further
discussion. If one or more members vote “conditional pass” or “fail,”
then the committee should discuss the specific concerns of those members as
discussed in Conditional Pass below. Conditional
Pass: The committee may decide that further
evidence of qualifications is necessary and impose a specified condition that
the candidate must fulfill within a given time period. If at least one member
votes for conditional pass or fail on the immediate closed ballot, then the
whole committee must discuss and subsequently vote (with an open ballot) on
possible conditions. Those who feel the need for a condition or failure must
convince the others, or vice-versa. The committee should make a concerted
effort to reach a consensus. If it is not possible to reach this consensus, then the majority will determine whether the final outcome is unconditional or conditional pass, and the nature of any required condition. In
the case of a conditional pass outcome the committee will remain appointed until
the condition is removed. Terms of the condition and its removal including the
date by which fulfillment of the condition will be completed must be
reported by the Committee chair in writing to the Records and Registration
Office. Failure: If a majority of the committee decides
that the candidate has failed the examination, the committee must recommend a
future course of action. The recommendation may be one of the following: (1.) No
reexamination. (2.) Reexamination
by the same committee. (3.) Reexamination in written form and conducted by the same committee. (4.) Reexamination by a new committee. If the recommendation is for a new committee, at least one outside member of the original committee shall be appointed to the new committee and must be approved by the associate dean responsible for student academic affairs. d. The
result of the examination must be recorded on the appropriate line at the
bottom of the scheduling form for that examination. Each member of the
committee must sign the form and it must be returned by the chairman to the Records
and Registration Office immediately after the examination. C. Thesis
Advisory Committee Policy The progress of each ScD student is followed regularly, at least once each year, by a committee consisting of the thesis advisor and two to four other faculty, from inside and/or outside the student’s Department. The objective of the Thesis Advisory Committee is to provide continuity in the evaluation of the progress and development of the student. Procedure
1. The student and
his/her advisor, with the consent of the Department Chair, decide on the
composition of this committee. 2. The
first meeting of the Thesis Advisory Committee is when the student is developing
his/her thesis proposal. A brief written progress report should be submitted by
the student at the time of the meeting. A written evaluation of the student’s
progress and development will be prepared by the committee, discussed with the
student, and a copy placed in the student’s departmental file. Students
who are working outside of the country or at distant sites within the country
are not required to return for Thesis Advisory Committee meetings, although
that is desirable. However, students will submit yearly written progress
reports, which will be read and evaluated by the Thesis Advisory Committee. A
written evaluation based on this document will be sent to the student and
placed in the student’s departmental file. It is the responsibility of
the Department to provide the administrative oversight of these committees, to
ensure that the committee meets and submits reports. D. Doctoral
Thesis and Oral Defense Policy 1. The
thesis must be (1) based on original research, (2) worthy of publication, and
(3) acceptable to the sponsoring department and to a committee of thesis
readers. 2. The
oral defense of the thesis shall be conducted by the committee of thesis
readers after the Department agrees that the candidate is ready for the formal
defense. During this defense the committee shall evaluate: (a) the originality and publication
potential of the research; (b) the candidate’s understanding of the
details of the methodologic and analytic work; and (c) the final quality of the
written thesis document. Procedure 1. A
request for the formation of a committee of thesis readers should be made by
the student’s advisor after verifying that the thesis will be ready for
submission to the readers at least 4 weeks prior to the defense. Committee
members are encouraged and expected to communicate to the student specific
recommendations for changes in the thesis prior to the oral defense. 2. Certification
of Fulfillment of all Requirements and Nomination for Degree. Once a date for the defense has been
agreed upon by all committee members, a formal request for the final oral
defense should be submitted to the Records and Registration Office at
least 4 weeks prior to the exam date. On the form requesting the final
examination, the Department Chair will certify that the thesis is in a final
form ready to be submitted to the readers for defense, and that all other
School and Department requirements for the degree have been fulfilled. This is
considered to be a nomination for the degree. The Records and Registration Office will then issue the formal
notice of defense. If a final copy of the thesis has not been received by the
time this notice is received, a reader is entitled to exempt himself from the
committee. In such a case, a new committee and date must be formally requested
as above. 3. Committee
of Readers An associate dean responsible for
student academic affairs shall, upon recommendation of the student’s
Department Chair, approve a committee of four readers, including the student’s
thesis advisor, who serves as a departmental reader. The readers must be at the
rank of Assistant Professor or higher. A minimum of three departments of the
University, two being from the The senior faculty member with neither a
primary nor joint appointment in the student’s Department will normally
serve as chair and must hold the rank of Full or Associate Professor. An
associate dean responsible for student academic affairs will appoint the chair.
One adjunct or scientist track faculty member may serve on the committee,
but may not serve as chair or thesis advisor. The committee of readers may be
increased to five members, provided that the conditions stated above are
satisfied. The optional fifth member of the committee does not have voting privileges. 4. Conduct
of the Examination If one of the officially
appointed members of the committee fails to appear on the date fixed for the
defense, the previously approved alternate (if designated) must be prepared to
discharge the responsibility of the absent individual. A final oral examination
may not be held with fewer than four officially approved faculty members
present in the room. The advisor will be among the members present; an
alternate may not serve for the advisor. Only approved members of the Final
Oral Examination Committee will be permitted to participate in the examination.
Students are also required to give a formal seminar which is open to the public.
It is the prerogative of the Examining Committee to decide upon the detail of
conducting the examination. With a closed ballot the committee votes on the
candidate’s performance and written thesis, selecting one of the
following outcomes: a.
Acceptable: This requires a unanimous vote of the
committee indicating an acceptable thesis with only minor corrections. Minor
corrections are considered those that can be comfortably completed with two
weeks following the exam. b. Conditionally
Acceptable: If one or more
members require substantive changes to the thesis, these changes must be
discussed by the committee. Immediately following this discussion, each member
who still requires changes will then write down the specific nature of these
changes and the time expected for the student to complete them. The
appropriately revised thesis must be submitted to each of the members for final
approval; the committee shall remain appointed until the chair writes a letter
to the associate dean responsible for student academic affairs indicating
that all conditions have been met. c. Unacceptable: If one or more members feel that the
candidate’s understanding of the written thesis is inadequate, or that
the thesis in its present form is not acceptable for a doctoral dissertation,
then the candidate has FAILED. Reexamination
would be in order unless there is a unanimous recommendation to the contrary. This
will normally be by the same committee, but a new committee may be selected by
the chair of the Committee on Academic Standards if petitioned by the student. 5. Report
of Examiners a. Immediately
following the defense, the examining committee chair shall submit a report to
the Records and Registration Office
of the outcome of the examination and any conditions which have been set
for additional work or revisions of the thesis. The written report must include
the written statements by individual committee members detailing the specific
changes in the thesis that each requires. An associate dean responsible for
student academic affairs shall inform the student by letter (with copies to the
Department Chair and all readers) of the conclusions of the committee. b. It
is the responsibility of the thesis advisor to ascertain that all suggested
revisions are incorporated into the final copy of the thesis. It shall be the
individual responsibility of the readers to verify that any revisions suggested
by them have been appropriately incorporated into the final copy. When the
thesis is deemed acceptable, the committee chair and the thesis advisor shall
each submit a letter to this effect to the Records and Registration Office for the attention of the
associate dean responsible for student academic affairs. The student is not
considered to have passed the exam until all specific changes have been made
and all letters have been received.
III. SCHOOL-WIDE
REQUIREMENTS In addition to the Thesis Advisory Committee (See II C.), the following four requirements have been adopted. It is the academic department’s responsibility to ensure that these requirements are successfully completed and appropriate documentation is maintained of how each requirement has been satisfied. A. Exposure
to Research Experiences Doctoral students must be exposed to at
least one research project, in addition to the research conducted as part of
their thesis/dissertation, to understand different research approaches. Potential
mechanisms to satisfy this requirement include laboratory rotations, specified
research hours serving as a Research Assistant on a project other than the
thesis, special studies, or practicums.
B. Evaluation
of Research Competence by Oral Presentation The student will make an oral
presentation to allow evaluation of his/her research competency. Specifically,
student must orally present and defend a research project to a committee of
departmental faculty early in his/her dissertation research. This evaluation
could occur at the first meeting of the Thesis Advisory Committee. This
evaluation is distinct in purpose and scope from the University Graduate Board
Oral Exam. C. Scholarly
Leadership Activities Doctoral programs provide students with
ample opportunities to take responsibility for leading discussions of current
literature, presenting research findings, debating or discussing current
literature, and responding to the presentation of other students and faculty in
a context that encourages active and full involvement. Potential mechanisms to
satisfy this requirement include participating in journal clubs, seminar
courses, research seminars, and/or research retreats. D. Public
Seminar As a culminating experience for the
doctoral student, the student will present a formal, public seminar. This
requirement provides experience for the student in preparing a formal seminar;
provides the faculty and Department with an opportunity to share in the student’s
accomplishments; and gives a sense of finality to the doctoral experience on
behalf of the student. One mechanism that can be used to satisfy this
requirement is to present a formal public seminar as part of the final oral
examination. |