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THE JOHNS HOPKINS
BLOOMBERG SCHOOL OF PUBLIC HEALTH OFFICE OF THE DEAN Effective Date: May 19, 1986
POLICY AND PROCEDURE MEMORANDUM FACULTY – 1, APPENDIX 2
APPOINTMENTS AND PROMOTIONS GUIDELINES FOR AD HOC COMMITTEES
Committee Formation
Date Revised: May 24, 1994 Date Revised: October 26, 1999 Date Revised: June 24, 2004 Ad hoc
committees are appointed (PPM Faculty 1 section 6.2.1.1) to advise the
Committee on Appointments and Promotions (A&P) on recommendations for
initial appointment or promotion to the rank of associate professor or
professor. The A&P Committee may
also appoint ad hoc committees to advise in other circumstances that it judges
to deserve special review. The ad hoc
committee of at least three members will be chaired by a member of the A&P
Committee. Other members must be at
least of the academic rank recommended for the candidate to be reviewed and
should be knowledgeable in that individual's field of specialization. Confidentiality Knowledge
of the identity of ad hoc committee members must not extend beyond the A&P
Committee and Advisory Board. At the end
of the process all requests for reference letters and other information will be
made through the Dean's office, not from the ad hoc committee directly. Under exceptional circumstances and after
consultation with the chair of the A&P Committee, the chair of the ad hoc
committee may initiate direct follow-up contacts with persons outside the Johns
Hopkins community. Such contacts within
the Initial
Review Promptly
(ideally within two weeks after the committee is formed), ad hoc committee
members will meet to review materials that have been submitted in support of
the recommendation for appointment or promotion. These materials will include: - a letter of recommendation from the department chair and division
director, if applicable - the candidate's current curriculum vitae containing information
according to the School's standard format - reprints of the three to five publications that are considered by
the department chair and the candidate to be the best representation of the
candidate's scholarship and are to be transmitted to referees for their review
and appraisal - a list of suggested referees
Information to be Included in the Curriculum Vitae and/or Chair's Letter
1. Scholarly Productivity a. Primary fields of interest in research and/or professional
practice and how these relate to the present and future mission of the
department b. Publications of new knowledge to the science and practice of
public health, including publications of original works of a technical or
analytical nature that have broad implications for public health. These may
describe the organization or direction of innovative projects that contribute
new knowledge at the local, national, or international level, and the
formulation of analyses, policies, and programs that substantially advanced
public health practice. c. Bibliography which may include: - Articles in respected journals, especially peer-reviewed
articles - Authorship of major texts and invited reports synthesizing
knowledge in the field - Invited presentations d. List of current grants and awards (title, awarding
institute, date and duration) in which the individual is principal investigator
or in which he/she participates. e. Evidence of leadership in the individual's field of
interest, highlighting the nature and value of the individual's unique
contributions to the expansion and/or application of knowledge. f. If part of a collaborative effort, evidence of the
individual's unique leadership, independence and intellectual contributions. 2. Educational Contributions (Some of this information will be routinely assembled in the Dean's office). a. Students advised, by degree category. b. Postdoctoral fellows and professional practice interns
trained and supervised, including a description of the training program and
documentation of the trainee's productivity. c. Academic programs developed and/or directed d. Titles of courses for which the individual has had primary
responsibility. e. Titles of courses in which the individual has participated
in teaching. f. Participation in continuing education programs. g. Development
of new educational materials. h. Student assessments of formal courses. i. Letters
from student advisees. j. Special studies directed. k. Participation in preliminary oral examinations. l. Participation in final oral examinations. m. Service on departmental and School academic committees 3. Service Activities a. Service on School, University, professional society,
Federal, state and local government committees. b. Consultations and collaborations with community, national,
international, public, and private sector organizations In a
separate letter to the Dean, the chair will outline plans for the financial
support of the candidate. The
candidate's financial support will not be a concern of the ad hoc
committee except as it reflects the person's reputation among peers. Thus, for example, receipt of an outstanding
priority rating from peers reviewing a grant application would be of interest
to the Committee but not the proportion of salary support received from the
award. Similarly, recommendations for
appointment or promotion at the rank of professor are to be evaluated in terms
of scholarship alone, apart from implications for tenure. At its
first meeting, the ad hoc committee will review the information provided in
order to identify gaps that must be filled in order for an informed decision to be made. A principal consideration at this stage is the choice of referees to be sought. It should be recognized, however, that referees typically supply better information about research quality and productivity than about teaching and service contributions of the individual under review. Since qualifications in these areas are also of interest, care must be taken to obtain the needed information, for example from present or former students. Solicitation
of Referees The
choice of referees to be solicited is critical.
The ad hoc committee should make every effort to identify a limited
number of knowledgeable individuals who are able to make truly informed
judgments about the candidate's scholarship.
Letters may also be solicited from the list of graduated students
(graduated over two years ago) who were advised by the candidate faculty
member. The
list of suggested references submitted by the department is an important
starting point. The department chair, in
consultation with the candidate, can be expected to have a clear picture of the
knowledgeable referees. The chair should
not have pre-screened the individuals listed to ensure their favorable
response. Ad hoc committee members are
likewise expected to be knowledgeable of the field, and they are free to select
from and add names of their own to the list of referees. Departments
are discouraged under usual circumstances from soliciting their own referee
letters regarding faculty members who are already at the School. In exceptional cases, when the views of peers
outside the University are necessary for the department to decide whether to
initiate a recommendation for action, the A&P and ad hoc committees are to
be given a list of all referees who were contacted (whether or not they
replied). Processing
of Information Requests Names
of references and other information to be sought will be submitted by the ad
hoc committee to the Dean's office, which will process the requests with the
suggestion that responses be submitted within four weeks of the date of
request. The ad hoc committee is free to
modify the form letter that is sent out requesting a reference. Initial
follow-ups of non-respondents will be made by the Dean's office. In exceptional cases when the initial follow-up
is unsuccessful and the information is considered vital, the chair of the ad
hoc committee or of the A&P Committee may contact a referee outside of
Johns Hopkins. Only the chair of the
A&P Committee may make such contacts within the Johns Hopkins institutions. Final
Ad hoc Review Within
approximately seven weeks after its initial meeting, the ad hoc committee
should meet again to review the information and to make its
recommendation. The committee should be
sure that it has ample evidence to support its recommendation. When a
decision has been reached, the ad hoc committee chair will draft a report to
the A&P Committee stating the recommended action and the reasoning behind
it. The report should highlight items of
available information that weighed most heavily in the final decision. Any judgments rendered, favorable or
unfavorable, should be supported by substantive evidence that is objectively
verifiable. The
report should indicate whether or not the committee is unanimous in making its
recommendation. All members of the
committee should review the report and endorse its contents, but only the chair
need sign it. With
the approval of the chair of the A&P Committee, the ad hoc committee may
under special circumstances meet with the chair of the department to discuss
its final report. The chair of the
A&P Committee is also invited to this meeting. If the
ad hoc committee is seriously delayed at any point in its processes or
deliberations leading to its final report, the chair of the A&P Committee
will alert the department chair to the general situation; the department chair
can then communicate with the candidate. A&P
Committee Action The
report and all supporting information will be forwarded to the A&P
Committee for action. The chair of the
ad hoc committee, who is necessarily a member of the A&P Committee, will
summarize the ad hoc committee's deliberations and respond to any questions the
A&P Committee may have about the report.
The members from the candidate's department will also contribute
information to the discussion and answer questions from the Committee. When the A&P Committee is satisfied that
it is ready to begin evaluative discussions and take action, the members from
the candidate's department and anyone else with a potential conflict of
interest will absent themselves from the meeting. After evaluative discussions, remaining
members of the Committee will vote whether or not to endorse the recommended
appointment or promotion. If the
majority of the A&P Committee supports a favorable recommendation of the ad
hoc committee, the endorsement goes to the Advisory Board for action. If the majority of the A&P Committee
supports an unfavorable recommendation of the ad hoc committee, the A&P
Committee chair informs the department chair, who may withdraw their
recommendation or appeal to the Advisory Board. If the
majority of the A&P Committee disagrees with the recommendation of the ad
hoc committee or desires further information, it will meet with members of the
ad hoc committee to secure the additional information or resolve the
differences. If differences in judgment
remain, the A&P Committee forwards its recommendations to the Advisory
Board, along with the report of the ad hoc committee and an explanation of the
disagreement. Timetable The
processing of requests for appointment and promotion should be both thorough
and expeditious. As suggested in the
guidelines below, the elapsed time between departmental submission of the
request and A&P Committee action should normally be about three months. Occasional delays are unavoidable, of course,
but total processing time should seldom, if ever, exceed seven months. Committee staff will maintain a running
record of the status of each request, and whenever an element in the process
exceeds the maximum time indicated in the guidelines, the chairs of the ad hoc
committee and the A&P Committee will be alerted to consider action that
might be taken to expedite the processing.
The chair of the A&P Committee should notify the department chair of
any substantial delay. PROCESSING GUIDELINES FOR APPOINTMENTS AND PROMOTIONS REQUIRING AD HOC COMMITTEES
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