PHC MANAGEMENT ADVANCEMENT PROGRAMME ASSESSING COMMUNITY HEALTH NEEDS AND COVERAGE MODULE 2: USER'S GUIDE USER'S GUIDE Dr. Jack Reynolds ISBN: 1-882839-01-3 Library of Congress Catalog Number: 92-75462 Monitoring the health of children, such as this child in Portugal, helps to identify health needs and, later, assess coverage of children with priority services Photo by Jean-Luc Ray for AKF Dedicated toDr. Duane L. Smith (1939-1992),Dr. William B. Steeler (1948-1992)and all other health leaders, managers and workers who follow their example in the effort to bring quality health care to all in need. Assessing the awareness of women about good nutrition and the treatment of common problems, such as diarrhoea, is important Photo by Jean-Luc Ray for AKF An overview of PHC MAP The main purpose of the Primary Health Care Management Advancement Programme (PHC MAP) is to help PHC management teams collect, process and analyse useful management information. Initiated by the Aga Khan Foundation, PHC MAP is a collaborative programme of the Aga Khan Health Network1 and PRICOR.2 An experienced design team and equally experienced PHC practitioner teams in several countries, including Bangladesh, Chile, Colombia, the Dominican Republic, Guatemala, Haiti, India, Indonesia, Kenya, Pakistan, Senegal, Thailand and Zaire, have worked together to develop, test and refine the PHC MAP materials to make sure that they are understandable, easy to use and helpful. PHC MAP includes nine units called modules. These modules focus on essential information that is needed in the traditional management cycle of planning-doing-evaluating. The relationship between the modules and this cycle is illustrated below. PHC MAP modules and the planning-evaluation cycle PHC MAP MODULES 1. Information needs 2. Community needs 3. Work planning 4. Surveillance 5. Monitoring indicators 6. Service quality 7. Management quality 8. Cost analysis 9. Sustainability 1 The Aga Khan Health Network includes the Aga Khan Foundation, the Aga Khan Health Services, and the Aga Khan University, all of which are involved in the strengthening of primary health care 2 Primary Health Care Operations Research is a worldwide project of the Center for Human Services, funded by the United States Agency for International Development Managers can easily adapt these tools to fit local conditions. Both new and experienced programmers can use them. Government and NGO managers, management teams, and communities can all use the modules to gather information that fits their needs. Each module explains how to collect, process and interpret information that managers can use to improve planning and monitoring. The modules include User's guides, sample data collecting and data processing instruments, optional computer programs, and Facilitator's guides, for those who want to hold training workshops. The health and management services included in PHC MAP are listed below. OTHER HEALTH CARE Water supply, hygiene and sanitation School health Childhood disabilities Accidents and injuries Sexually transmitted diseases HIV/AIDS Malaria Tuberculosis Treatment of minor ailments Chronic, non-communicable diseases HEALTH SERVICES Planning Personnel management Training Supervision Financial management Logistics management Information management Community organisation MANAGEMENT SERVICES Health and management services GENERAL PHC household visits Health education MATERNAL CARE Antenatal care Safe delivery Postnatal care Family planning CHILD CARE Breastfeeding Growth monitoring Nutrition education Immunization Acute respiratory infection Diarrhoeal disease control Oral rehydration therapy Several Manager's guides supplement these modules. These are: Better Management: 100 Tips, a helpful hints book that describes effective ways to help managers improve what they do; Problem-solving, a guide to help managers deal with common problems; Computers, a guidebook providing useful hints on buying and operating computers, printers, other hardware and software; and The computerised PRICOR thesaurus, a compendium of PHC indicators. Women carry the burden of most family chores and of promoting health and preventing disease within their families and communities Photo by Jean Luc Ray for AKF The Primary Health Care Management Advancement Programme has been funded by the Aga Khan Foundation Canada, the Aga Khan Foundation USA, the Aga Khan Foundation's head office in Geneva, the Rockefeller Foundation, the Canadian International Development Agency, Alberta Aid, and the United States Agency for International Development under two matching grants to AKF USA. The first of these grants was "Strengthening the Management, Monitoring and Evaluation of PHC Programmes in Selected Countries of Asia and Africa" (co-operative agreement no. OTR-0158-A-00-8161-00, 1988-1991); and the second was "Strengthening the Effectiveness, Management and Sustainability of PHC/Mother and Child Survival Programmes in Asia and Africa" (co-operative agreement no. PCD-0158-A-00-1102-00, 1991-1994). The development of Modules 6 and 7 was partially funded through in-kind contributions from the Primary Health Care Operations Research project (PRICOR) of the Centre for Human Services under its co-operative agreement with USAID (DSPE-6920-A-00-1048-00). This support is gratefully acknowledged. The views and opinions expressed in the PHC MAP materials are those of the authors and do not necessarily reflect those of the donors. All PHC MAP material (written and computer files) is in the public domain and may be freely copied and distributed to others. Contents QUICK START1 INTRODUCTION3 What are "rapid community surveys"3 Some limitations of rapid surveys 6 How you can use this module10 How the module is organized11 RAPID SURVEY PROCEDURES15 Step 1: Specify the objectives of the rapid survey15 Step 2:Decide what indicators to use19 Step 3:Develop an outline for the survey report 21 Step 4:Design the data collection instruments23 Step 5:Develop the sampling procedures30 Step 6:Schedule the survey41 Step 7: Collect the data41 Step 8:Enter, verify, and tabulate the data43 Step 9:Analyse, interpret, and report the findings 47 Step 10:Develop an action plan 50 APPENDICES: TEMPLATES, TOOLS, GUIDELINES, AND COMPUTER PROGRAMS53 A.How to use Epi Info for rapid surveys 55 B.Questionnaire design guidelines 81 C.Rapid survey instruments 87 D.Cluster survey registers147 E.Guidelines for training and supervising interviewers183 F.Cluster sampling programmes cluster identification worksheet187 G.Other sampling tools191 G.1 Estimates of target group sizes191 G.2 Sample size estimation for WHO two-stage cluster survey193 G.3 Random number table195 G.4 Random sampling procedures197 G.5 Estimating fertility and child mortality rates and ratios199 H. Survey management forms203 I. Tabulation and analysis templates207 I.1. Analysis plan207 I.2. Data entry and analysis templates211 I.3. Confidence interval estimation templates221 REFERENCES AND BIBLIOGRAPHY223 ACRONYMS AND ABBREVIATIONS 225 GLOSSARY226 Acknowledgements This module draws heavily on concepts and procedures used by the World Health Organization in its rapid assessments of immunization coverage, the recent work of Ralph R. Frerichs of the UCLA School of Public Health on rapid surveys, and Anthony Bennett's work on mini-surveys. Bennett and Peerasit Kamnuansilpa (both in Thailand) have been instrumental in early field tests of prototypes of rapid surveys in PHC, and their experience has been incorporated into this module. Early versions of the rapid survey instruments were reviewed by members of the Aga Khan Health Network at a workshop in Dhaka, Bangladesh, in May 1990. Subsequent feedback from Khatidja Husein of the Aga Khan University (Pakistan) and Esther Sempebwa of the Kisumu Primary Health Care Project (Kenya) were especially helpful. Thanks are due also to Pierre Clauquin of AKF for his suggestions on computer programs, and to Paul Richardson of URC/CHS for his advice on sampling. The computerised version of this module is based on, Epi Info, Version 5: A Word Processing, Database and Statistics System for Epidemiology on Microcomputers, by A.G. Dean, J.A. Dean, A.H. Burton, and R.C. Dickers. Epi Info is a joint project of the Centers for Disease Control (CDC) and the World Health Organization (WHO). The Epi Info manual and computer program are in the public domain and may be freely copied. The program is "bundled" with this module to enable managers to use the computer version of the module. Reviewers: Donald Belcher Veterans' Administration, Seattle, Washington USA William Reinke Johns Hopkins School of Hygiene and Public Health, Johns Hopkins University, Baltimore, Maryland USA Gilbert M. Burnham Johns Hopkins School of Hygiene and Public Health, Johns Hopkins University, Baltimore, Maryland, USA David H. Peters Johns Hopkins School of Hygiene and Public Health, Johns Hopkins University, Baltimore, Maryland, USA Paul Zeitz. Johns Hopkins School of Hygiene and Public Health, Johns Hopkins University, Baltimore, Maryland USA Al Henn AMREF, Nairobi, Kenya Asif Aslam, Melvyn Lobo, Inaam-ul-Haq, Syed Meboob Ali Shah, Khatidja Husein Aga Khan University, Karachi Barkat-e-Khuda URC, Bangladesh Field tests: , Countries,, participating organisations,, field test facilitators Pakistan:, Aga Khan University,, Karachi; Facilitator: Khatidja Husein,, Aga Khan University Thailand:, Ministry of Public Health,, Srisaket; Somboon Vachrotai Foundation (SVF); ASEAN Institute for Health Development (AIHD); Health and Population Research Company (HPRC); Facilitators: Pearasit Kamnuansilpa,, HPRC,, Thongchai Sapanuchart,, SVF,, Butsabar Subongkot,, HPRC India:, Junagadh PHC Project,, Jonpur; Sidhpur PHC Project,, Ahmedabad; Aga Khan Health Service,, India; URMUL Trust PHC Project Kenya:, Mombasa PHC Programme; Kisumu PHC Programme; Facilitators: Paul Richardson,, URC,, Esther Sempebwa,, Mombasa PHC Programme Columbia:, Fundacion Santa Fe de Bogota; Facilitator: Jorge E. Medina Quick start How to use the prototype questionnaires - rapid surveys Select a questionnaire If you already know something about community surveys, you can use the questionnaires in this manual to carry out a PHC survey. Go to Appendix C and select a questionnaire. Modify it to fit your particular needs and situation. If you do not need to make any changes to the questionnaire, simply print out as many copies as you need, one per interview. Draw your sample You also need to draw your sample. The User's guide includes instructions for drawing a cluster sample (30 clusters by seven respondents each). This is normally a large enough sample for a rapid survey. These instructions show you how to do this manually. You do not need a computer. However, if you have a computer, see Appendix F for instructions. It describes how to use the enclosed computer program to draw your sample quickly. Collect the data We are assuming that you will interview seven eligible mothers in each of 30 clusters. It is best to send a two-person team to each cluster - one to conduct the interviews, the other to find the respondents and check the completed interviews. You only need to complete seven interviews in each cluster. See Step 7 in the User's guide if you need more information about selecting households. Summarise the data Assemble all of your questionnaires. Then calculate the totals for each question and enter them into a blank questionnaire. this will give you a summary of the entire survey on one sheet. Analyse the data Compute percentages for each "yes" answer, and summarise the results. Write out the major findings for each question. See the analysis section in the User's guide for analysis instructions. Computerised surveys If you would like to use a computer to conduct your survey, turn to Appendix A, which describes how to use Epi Info to design, collect, and analyse your survey data. A copy of the Epi Info manual and the Epi Info computer program is included in this module for your use. In Bangladesh, the empowerment of women for social and economic development has yielded substantial improvements in the health status of their families Photo by Jean-Luc Ray for AKF PHC MAP MANAGEMENT COMMITTEE Dr. Ronald Wilson Aga Khan Foundation, Switzerland (Co-Chair) Dr. Jack Bryant Aga Khan University, Pakistan (Co-Chair) Dr. William Steeler Secretariat of His Highness the Aga Khan, France (Co-Chair) Dr. Jack Reynolds Center for Human Services, USA (PHC MAP Director) Dr. David Nicholas Center for Human Services, USA Dr. Duane Smith Aga Khan Foundation, Switzerland Dr. Pierre Claquin Aga Khan Foundation, Switzerland Mr. Aziz Currimbhoy Aga Khan Health Service, Pakistan Mr. Kabir Mitha Aga Khan Health Service, India Dr. Nizar Verjee Aga Khan Health Service, Kenya Ms. Khatidja Husein Aga Khan University, Pakistan Dr. Sadia Chowdhury Aga Khan Community Health Programme, Bangladesh Dr. Mizan Siddiqi Aga Khan Community Health Programme, Bangladesh Dr. Krasae Chanawongse ASEAN Institute for Health Development, Thailand Dr. Yawarat Porapakkham ASEAN Institute for Health Development, Thailand Dr. Jumroon Mikhanorn Somboon Vacharotai Foundation, Thailand Dr. Nirmala Murthy Foundation for Research in Health Systems, India PHC MAP TECHNICAL ADVISORY COMMITTEE Dr. Nirmala Murthy Foundation for Research in Health Systems, India (Chair) Dr. Krasae Chanawongse ASEAN Institute for Health Development, Thailand Dr. Al Henn African Medical and Research Foundation (AMREF), formerly of the Harvard Institute for International Development Dr. Siraj-ul Haque Mahmud Ministry of Planning, Pakistan Dr. Peter Tugwell Faculty of Medicine, University of Ottawa, Canada Dr. Dan Kaseje Christian Medical Commission, Switzerland, formerly of the University of Nairobi, Kenya KEY PHC MAP STAFF AT THE CENTER FOR HUMAN SERVICES Dr. Jack Reynolds (PHC MAP Director)Dr. Neeraj Kak Dr. Paul RichardsonMs. Lori DiPrete Brown Dr. David NicholasMs. Pam Homan Dr. Wayne StinsonDr. Lynne Miller Franco Ms. Maria FranciscoMs. Mary Millar Introduction This module introduces and shows you how to use rapid community surveys to assess community PHC needs and to evaluate programme effects on PHC coverage. What are "rapid community surveys"? PHC managers need timely and useful information about the health status of their target populations so that they can do a better job of planning and monitoring PHC services. The traditional way to collect health information is through large surveys, done infrequently and generally on a national scale. This information is of little use to local managers. "Local programme managers often totally lack data upon which to assess or evaluate the health problems in their area. It is usually not possible to interpolate the results of large general population surveys (for) local estimates." <$FSmith, G. S. "Development of rapid epidemiological assessment methods to evaluate health status and delivery of health services." International journal of epidemiology 18 (4 [Supplement] ) S4, 1989.> The "rapid survey" is a new tool for getting this kind of information quickly and inexpensively. It is especially useful for local PHC managers who need information about their local populations. The "rapid survey" is an alternative to traditional large-scale sample surveys. It was originally developed to assess immunization coverage These surveys are designed to help PHC managers collect population-based information on health status, behaviour, and knowledge. The typical rapid survey can be carried out in two to three weeks, from design to final report. It involves 200-300 household interviews, drawn from 30 clusters of seven to ten respondents each. The interview schedule is short (20-30 items), and the questions are phrased in "yes"/"no" terms to permit statistical tests of significance. The surveys are often pre-coded so that the data can be entered into a local computer and immediately analysed. The analysis is simple. Example When they are done well, rapid surveys are very impressive. The author participated in his first rapid survey in Thailand in late 1987. Twenty two participants from three developing countries attended a one-week workshop where they learned the principles of rapid surveys in the first three days and designed questionnaires and developed the samples in the next two days for two simultaneous surveys - one on antenatal care, and one on family planning. In the second week they collected the data (three days), processed it (one day), and presented a report (one day) on the findings to the provincial management team. Excerpts from the presentation are shown below. <$FHenderson, R. H. and T. Sunaresan, "Cluster sampling to assess immunization coverage: A review of experience with a simplified method." Bulletin of the World Health Organization 60 (2): 253-260, 1982.> and has been adapted to other epidemiological areas by Frerichs. <$FFrerichs, R. R. and Tar Tar, K. "Computer-assisted rapid surveys in developing countries." Public health reports 104: 14-23, 1989.> Recently, some exploratory work has been undertaken to adapt the methodology to family planning and primary health care, with special emphasis on using rapid surveys to help managers improve planning and monitoring of services. <$FFrerichs, R.R., et al. "Family planning survey and antenatal survey, Srisaket, Thailand," December, 1987 (unpublished paper, URC/CHS); "Institutionalizing the use of rapid surveys for family planning decision-making," an Operations Research Proposal, Gadja Mada University and University Research Corporation, November 1989; and "Primary Health Care Management Advancement Programme 1989-1992," a proposal of the Aga Khan Health Network and PRICOR, November, 1989.> Table 1: Type of attendant at last delivery,, N = 206, +, + Type attendant Number Percent Government health worker 114 55.3 Traditional birth attendant, 89 43.2 Unattended, 3 1.5 Total 206 100.0 Table 2: Received tetanus toxoid last pregnancy,, N = 209, +, + Received TT, Number, Percent Yes, 145, 69.4 No, 52, 24.9 DK/NR, 12, 5.7 Total, 209, 100.0 Figure 1: Received tetanus toxoid last pregnancy, N= 209 The entire survey, including training, was conducted in only two weeks. This was not a survey of a small population. Six districts with an estimated combined population of 410,891 were sampled. The antenatal care (ANC) survey targeted married women currently living in these six districts who had had a pregnancy outcome, live birth, stillbirth, miscarriage, or abortion, within the past 24 months. This population was estimated to be 24,653 women. The total number of people interviewed in a rapid survey is typically 210, i.e., 30 clusters x 7 respondents each. Although this number appears small, it has been used extensively in the Expanded Programme for Immunization (EPI) and has been shown to produce unbiased estimates within the desired level of precision, that is, plus or minus 10 percent. A number of improvements can be made in this methodology to reduce sampling error, increase the level of confidence, and gather more detailed information. These are described in this guide. Some limitations of rapid surveys Although rapid surveys are attractive alternatives to traditional large-scale sample surveys, there are trade-offs. The most obvious is that the number of questions must be limited. The manager cannot expect detailed findings or analysis. Another is that these surveys are designed to assess levels of health or service coverage, not to identify the determinants or causes. A rapid survey can tell you the proportion of women who breast feed their children, but it usually cannot tell you the differences between women who do and do not breast feed. This is because the sample is very small and provides a single estimate. You cannot break the sample into sub-samples to see, for example, if younger women breast feed longer than older women, or if rural women are different from urban woman, or if Moslem women are different from Christian women. If you want to have that kind of information, you need to do a separate rapid survey for each group. Questions that are going to be tested for statistical significance must be tabulated in a "yes"/"no" format, as certain statistical rules apply to this type of sample. For this reason, questions that are going to be analysed statistically should not be multiple choice or open-ended. However, it is possible to do statistical tests of multiple choice questions by recoding the questions into a "yes"/"no" format. (This is explained in the text.) There is some value in using multiple choice and open-ended questions, even if their results cannot be analysed statistically. This is because they may produce useful descriptive information that can give you suggestions of possible explanations. Rapid surveys often rely on CHW's, health staff, or community members to conduct the interviews rather than on professional interviewers. Even with careful training, non-professionals are often tempted to take shortcuts, thus producing biased results. Typical problems include not contacting certain households or women because: they are too far away; the interviewer "knows" that some women are not eligible and therefore do not need to be contacted; and the interviewer knows the respondents so well that he or she answers the questions for them. These problems are not unique to rapid surveys however, and can usually be controlled through training, close supervision, and spot checks, or re-interviews with a small sample of respondents. Appendix E provides some guidelines for dealing with this problem. Sampling can be a problem if the WHO/EPI cluster sampling procedure isn't appropriate for a given survey. This technique seems to work better for EPI than some other PHC interventions. Immunizations are often carried out as campaigns where all of the children in a target village or urban block are immunized at one time. Thus, the villages tend to be "homogeneous," i.e., either most of the children are immunized, or most are not. This means that it is not overly important who is interviewed in a given cluster, since most children have the same characteristic (they are immunized or not). This is not so for some of the other PHC interventions, such as antenatal care. In such cases, this technique may produce biased results if households are skipped because eligible respondents are not at home when the survey is conducted. Given the distances that might have to be travelled to get to a cluster, the standard WHO/EPI procedure is to interview only those women who are at home. This can produce significant bias, particularly during planting and harvest periods when many able-bodied women are away in the fields. This problem can be largely avoided, by scheduling the survey during seasons when respondents are likely to be home, by visiting villages early in the morning or in the evening, by arranging the visit to coincide with a special event, or by making call-back visits. The trade-off is that this can increase the costs of and the time needed to conduct the survey. Rapid survey results do not produce exact estimates of values. Rather, they produce confidence intervals, usually plus or minus 10 percent. For example, the ANC survey described previously showed that 69.4 percent of the respondents received tetanus toxoid immunization during their last pregnancy. It is more accurate to say that we are 95 percent confident that the true percentage lies somewhere between 59.4 and 79.4 percent. Another way to state this is that the estimate is 69.4 percent, plus or minus 10 percentage points. This is a large interval and may not be of much use to some managers, especially if they want to plot trends over time. All surveys have a potential sampling error, but it is usually much lower, around three to five percentage points. This problem can be dealt with, at least partially, in several ways: by increasing the sample size; by accepting a lower confidence interval (e.g., 90 percent, 80 percent); and by conducting a post-enumeration survey to validate and adjust the results, if necessary. You can survey several target groups at the same time, such as children under two years of age (for immunization), pregnant women (for antenatal care), and children under age five (for ORT). However, the overall sample for this type of study will usually be larger than 210 because you need 210 respondents from each target group. But many respondents fall into two or more categories. A typical example is a pregnant woman with a child under age five. She can respond to questions on antenatal care, ORT, immunization, growth monitoring, nutrition, ARI, water and sanitation, and other topics. Figure 2: Proportion of married women who received TT , 90%, 95%, 99% High, 0.774, 0.79, 0.821 Mean , 0.694, 0.694, 0.694 Low, 0.613, 0.597, 0.567 Proportion Confidence intervals 0.774 0.79 0.821 0.694 0.613 0.597 0.567 Surveys of mortality and morbidity require much larger samples because the events are so rare. For example, if you want to assess infant mortality, you may need a sample of 2,000 mothers to identify enough infant deaths. For child and maternal mortality rates you may need 7,000 interviews. If the maternal mortality rate (MMR) is 250/100,000 live births, you would normally need to identify 1,000 women who had been pregnant just to find two to three maternal deaths. Some indirect estimation techniques have been developed to get estimates with smaller samples. These are described in Appendix G.5. However, the samples are still relatively large and the analytical techniques are complex. You should probably get expert advice before trying to measure mortality rates. Identifying broad disease patterns and health problems is probably more useful to PHC managers. This can be done through the Vital Events questionnaire provided in this module. It may also be important to determine the causes of some of the more serious events, such as a maternal death or a case of polio. Module 4 (Surveillance) describes how to do that. Finally, these surveys are completed most rapidly if computers (laptops or PCs) are used. The survey programs, including those provided in this module, can help you to calculate your sample in a matter of minutes. Data entry and analysis can also be done very quickly. Surveys for which computers are not used will take longer. But they can be done, and this User's guide describes how. How you can use this module<$&common gaps> This module is designed to provide PHC managers, consultants, and researchers with simple and inexpensive tools that they can readily adapt to assess quickly community health needs and/or PHC programme effects on health knowledge, behaviour, and status. The most common information gaps that managers have fall into these two areas. First, many managers have no way of determining what the real PHC needs of their target population are. What do people know about immunizable diseases? What do they do about diarrhoea? What is the health condition of their infants? And, second, they have no way of assessing the effects that their PHC programme activities are having on those needs: What have mothers learned about nutrition? What are they doing about sanitation? What improvements have been made in immunization coverage? Module 2 is designed to help managers collect and analyse this kind of information and to do it quickly, simply, and inexpensively. It can be used by established and new PHC programmes. Public and private programmes can use it, as well as single (categorical) and comprehensive (integrated) programmes. Although this module is part of a series, it can be used independently. You do not need to use any other module before or after this one. We hope that you will, however. That's the purpose of having a series, after all. Module 2 is linked to Modules 3 (Work Planning), 4 (Surveillance), and 6 (Service Quality) in particular. Module 2 can provide broad findings which the other modules can be used to examine in more detail. In addition, the instruments in Module 2 can be used in Module 4 for surveillance of morbidity and mortality. How the module is organised This User's guide includes: Basic instructions: how to design and conduct a rapid survey by hand (without a computer); ten easy steps described in pages 14-49. Epi Info to design and carry out a rapid survey (with a computer): See Appendix A, 26 pages of instructions, and use the complete computer files. Sample questionnaires and "cluster registers" that you can adapt to fit your own needs. There is one for each PHC topic, pre-coded and ready to use or adapt to fit local needs in Appendices C and D. A simple computer program for drawing cluster samples quickly and accurately (Appendix F), and other tools for estimating sample sizes and drawing random samples (Appendix G). Other guidelines and tools that you may find useful: suggestions for constructing questionnaires (Appendix B); guidelines for training and supervising interviewers (Appendix E); survey management forms (Appendix H); and tabulation and analysis templates (Appendix I). Sample rapid survey questionnaires have been included for each of the principal PHC services: Health education Antenatal care, safe delivery and postnatal care Family planning Breast feeding, growth monitoring, nutrition education Acute respiratory infections Breast feeding Diarrhoeal disease control/oral rehydration therapy Childhood disabilities Child immunization Growth monitoring/nutrition education Water supply, environmental hygiene and sanitation Accidents and injuries Chronic, non-communicable diseases Malaria Tuberculosis Sexually-transmitted diseases, HIV/AIDS In addition, one questionnaire has been prepared for assessing multiple health needs/services and three others for morbidity and mortality. Community assessment of PHC services Vital events and health status Child morbidity and mortality Adult morbidity and mortality There is also a Facilitator's guide that you can use if you wish to conduct a workshop or seminar on rapid surveys. Computer programs are also included on the disks that are included. One disk contains the complete Epi Info manual and program files. Where to begin If you already know something about surveys and computers, you may want to skip to Appendix A: How to use Epi Info to conduct rapid surveys. If not, you should start with the basic guidelines in the next section: Rapid survey procedures. These include worksheets that you can fill out as you follow the steps. You may also want to have a facilitator help you, especially if a group is going to learn how to do rapid surveys. The facilitator should have experience in surveys and computers. He or she need not be an expert trainer. The Facilitator's guide includes session plans and provides charts that can be photocopied for handouts or transparencies. Adaptations All of the tools, checklists, guidelines, computer programmes, and other material included in this module are illustrative. It is expected that they will need to be revised to fit local conditions, and you are encouraged to do so. You may want to change the wording of questions in the prototype questionnaires; you may want to eliminate certain questions and add others; you may want to redesign the format, design your own instrument, use another computer programme (SPSS or dBase), draw your sample from your computerised household registration database, create other kinds of graphs, and so on. We want to make it very clear that this is encouraged. These tools are not presented as "standards" that should be used in all PHC programmes. Rather, they are designed to encourage and help managers to carry out community surveys by providing them with a starting point, general tools, and guidelines that they can adapt to fit their own situations. Don't forget to include the target communities and your CHWs in the design, execution and analysis of the survey. There are several advantages to this: It increases awareness and knowledge about PHC in general; It increases awareness in the communities of their own health problems and needs; and It increases "ownership" of the survey, its results and recommendations. Community representatives can also help you to phrase questions in local terms so that they are better understood. They can help you to identify common health problems to be included in your survey, help you to find eligible respondents, and help you to understand responses and hidden meanings. The elderly need to be targeted with health messages so that their authority in the family helps support good health practices Photo by Jean-Luc Ray for AKF Rapid survey procedures The steps in the design and conduct of rapid surveys are no different from those of larger, more traditional sample surveys. If a team is going to design the survey, field experience has shown that it may be faster to divide the tasks and have one group develop the data collection instrument (Steps 1-4) and another the sampling (Steps 5-6). Step 1:, Specify the objectives of the rapid survey Step 2:, Decide what indicators to use Step 3:, Develop an outline for the survey report Step 4:, Design the data collection instruments Step 5:, Develop the sampling procedures Step 6:, Schedule the survey Step 7:, Collect the data Step 8:, Enter,, verify and tabulate the data Step 9:, Analyse,, interpret and report the findings Step 10:, Develop an action plan Step 1: Specify the objectives of the rapid survey If you have gone through Module 1, you may already have determined the information you want about the health needs and PHC coverage of your target groups. Module 1 asked you to summarise your programme's major health goals, target groups, the PHC services offered to each target group, and indicators of coverage for each PHC service. It also suggested that you include additional target groups or health services if you think your programme should be expanded. The point of going through these steps was to determine if you have enough information about coverage, and if not, the information that you need to collect. A summary worksheet from Module 1 is reproduced below. If you haven't already filled out a worksheet like this, it would be helpful to do so now. This should give you a summary of the coverage information you need to collect. Target group (yrs), Health services , Coverage indicators 5, Child immunization, % << 24 mos. fully immunized , Growth monitoring, % << 5 yrs. weighed , Oral rehydration, % using ORT last episode diarrhoea , Nutrition education, % << 2 yrs low weight-for-age Married women 15-49, Antenatal care & TT, % pregnant women enrolled in ANC , Family planning, No. new acceptors Now you can be specific and state the objectives of your rapid survey. The following worksheet can help you to summarise them. First, you need to identify the user or users of the information. This is critical, since each could have different interests. If there are multiple users (yourself, a donor, an evaluation team), you should find out exactly what each one wants. You also need to clarify precisely why this information is needed. The two most common purposes are to assess health needs and to evaluate programme performance. These are quite different, and although Module 2 can address both, the design and analysis of your rapid survey will be slightly different depending on which purpose you have. For one thing, if you are interested in assessing performance, you would limit the survey to current PHC services. But if you want to assess needs, you would not. WORKSHEET FOR SPECIFYING RAPID SURVEY OBJECTIVES, + User, Target groups ___Manager, ___Children ___Board, ___Women ___Donor, ___Other:______________ ___Community , ___Other:______________ , Purpose, PHC service(s) ___Planning, _____________________ ___Health status/needs, _____________________ ___Service status/needs, _____________________ ___Evaluation, _____________________ ___Service coverage/effects, _____________________ ___Health status/impact, Geographic area: _______________ Start Date:______________, End Date: _______________ , Next, you should decide which target population and which PHC component the user(s) wants to study. The summary worksheet from Module 1 is a place to start. But you may have listed several target groups and services. Do you want to study all of them or just one? You can study as many as you want, but keep in mind that you will have to draw a separate sample for each target group that you include. So if you decide to study ANC, immunization, and sanitation, you will have to do three rapid surveys: one of pregnant women, one of children 12-23 months, and one of households. These can all be done at one time, but each will require 30 clusters of seven respondents. In many cases, the clusters and respondents can be the same for each survey. So if you plan to do several rapid surveys, it would be economical to combine them. This module describes how to do this in a relatively simple way, so do not be intimidated. If you need information on several target groups and services, then note who and what they are in the worksheet. You also need to specify the geographic scope of the survey. Will it cover the entire catchment area or a part of it? Keep in mind that the survey results will only represent the area covered. If you decide to limit the survey to five districts because they are close by, then the outlying areas will not be represented in the study. That means you cannot apply the results to the entire project, only to the five districts. Lastly, it is helpful to determine immediately when the study will start and especially when the results will be needed. It does no good to provide rapid survey results after the deadline for making key decisions. Measuring effects and impact, + Module 2 can be used to measure:, + Programme effects on target groups, + , Knowledge , Attitudes/motivation , Behaviour/coverage Programme impact on target groups, + , Morbidity , Mortality , Disability , Fertility You can use Module 2 to attribute changes in knowledge, attitude, and practice (KAP) to your programme. To do this you should: conduct a baseline survey of the current KAP of your target groups; carry out your programme for a specified period, e.g., 1-2 years; and conduct a follow-up survey sometime later. Use the computer program in Appendix G-2 (Hypothesis testing - two samples of equal size) to determine the sample sizes needed for a "before-after" comparison. Estimate the current level of your principal effect or impact measure, such as coverage. Enter this in the line that reads "Est. proportion with the attribute FIRST (or BEFORE) population." Decide the amount of change you wish to detect and enter that in the next line "Est. the proportion with the attribute in the SECOND (or AFTER) population." For example, if you want to measure changes in infant mortality, you would enter the current figure (say .08) as the BEFORE proportion and .06 as the AFTER proportion. Thus you will be able to detect a drop in the IMR from 80/1,000 to 60/1,000. Enter the other information requested, and the programme will compute the sample sizes you will need for the baseline survey and the follow-up survey. Your evaluation will be even better if you include a control area which is similar to your project area but which does not get PHC services. Conduct baseline and follow-up surveys there at the same time. The design of this kind of study is summarised below, in which O indicates an observation (baseline and follow-up surveys) and X indicates the PHC programme intervention. , Study design, +, + , Baseline, Intervention, Follow-up Programme area, O1, X, O2 Control area, O1, , O2 Note: Impact evaluations are easy to conceptualise, but difficult to carry out. Seek professional advice before you start. Step 2: Decide what indicators to use<$FSee Module 1 for a discussion of types of indicators and Module 5 for lists of indicators.> This module focuses on outcome indicators, especially coverage. These are the best indicators for assessing health needs and the effects of the PHC programme on health. Other modules deal with input and process indicators: the performance of health workers (Module 3), short-term assessment of PHC activities (Module 5), the quality of PHC services (Module 6), and the effectiveness and efficiency of PHC management (Module 7). You can include any of these indicators in a rapid survey, of course, as long as they are community-based. Rapid surveys gather information about populations, not about health centres or staff. Thus, the manager (or team) needs to decide which outcome indicators to examine. In most cases these will deal with coverage. In general, coverage indicators tell you the proportion of the target population that is protected by your programme. Examples of coverage indicators (taken from Module 1) are shown below. Examples of PHC coverage indicators , + Service, Coverage indicator Antenatal care, % made 3 or more ANC visits Tetanus toxoid immunization, % received TT immunization Safe delivery, % delivered by trained attendant Family planning, % current users of FP services Breast feeding, % breast feeding to 18 months Growth monitoring, % 2 yrs weighed last quarter Child immunization, % 12-23 mos. fully immunized Acute respiratory infection, % ARI cases treated Diarrhoea disease control, No. children << 5 yrs with diarrhoea/1,000 Oral rehydration therapy, % used ORT last episode diarrhoea Water,, sanitation,, hygiene, % households with safe water/latrine Vitamin A, % 6-12 mo. received Vit. A Tuberculosis, % cases followed to cure Malaria, % cases treated Sexually transmitted diseases/HIV, % target group infected/treated Disability, % 5 yrs disabled Health education at home, % schools receiving or participating in health education activities Drug supply, % communities with adequate supplies Accidents and injuries, No. accidents + injuries/1,000 population Chronic,, non-communicable diseases, % target group with hypertension,, chronic heart disease,, anaemia,, diabetes Treatment of minor ailments, % episodes treated Nutrition education, % low weight-for-age You may also be interested in finding out what people know about a service or health problem, the skills they have in diagnosing and treating health problems, or people's opinions about your health workers and programme. You may also want to assess health status and the impact of the programme on health. These are all legitimate interests and can be included in a rapid survey. Module 5 includes lists of recommended indicators for each PHC and management service. It also includes separate lists of morbidity and mortality indicators. These lists can be helpful guides in designing a questionnaire. Make a list of the key indicators you want to measure. It shouldn't be a long list. Start with the desired outcome. Select one or two indicators for that. Then work backwards (as described in the "If-then" sequence and Worksheet A in Module 1) to determine what needs to happen for this outcome to be achieved. Select one or more key indicators for that outcome, and so on. This is a good time to involve the staff, community representatives, and others who are part of the programme. They can articulate the perspectives of the community, and they often have valuable insights as to what is important, and feasible, to measure. In addition to performance indicators, three other types of data are usually needed in a rapid survey: Descriptors: respondent name, village name, address of household, etc; Characteristics of respondent: age, sex, parity, education, literacy, income, caste, race, ethnic group, etc; and Survey management data: interviewer name, supervisor, date of interview, etc. The descriptors and management data are needed to identify the respondent and, in particular, to make a call-back visit and to correct possible errors. The characteristic used to describe the surveyed group. If several surveys are done, then the characteristics can be useful for making comparisons between one kind of respondent and another. The manager may want, for example, to know if there is any difference between the health behaviour of people in one district and another, or between one ethnic group and another. Separate surveys would be required to do this, of course. Remember that each rapid survey is designed only to provide information about a single population. Step 3: Develop an outline for the survey report Most researchers don't do this, but it will be very helpful at this point to outline a report so that you and your colleagues know what information will be produced. That will make construction of the questionnaire, data analysis, and especially interpretation much easier. If this is not done, you may get a lot of information that you don't want, such as 10 pages of tables describing the characteristics of the survey population. Step 10 includes a generic outline for getting started. This is also a good time to check with outside users to make sure that the report will meet their expectations. Most managers aren't interested in background, methodology, qualifications, descriptions of the survey process, descriptions of the survey population, etc. They want results. So write your report outline to suit the user's needs. The other information should be presented, but not necessarily first. Many managers want the "bottom line" first and will ask about the sample, data collection procedures, and other methodological issues later. Construct a list of "dummy tables" (blank tables -- without data) and identify the kinds of frequency distributions and cross-tabulations the user(s) wants. Don't forget to include graphs (pie charts, histograms). Appendix I includes an illustrative list of frequency distributions and cross-tabulations. This type of list will be needed so that the analyst knows which tables and graphs to produce. Obviously, it can be modified later, but it can help your planning to start it now. List questions and issues that you think should be addressed in the report. Typical questions are: What percentage of the target group is covered? What are the major reasons some people aren't covered? Where do people go for services? What are the major reasons they don't utilise available services? Finally, make an outline, and set a page limit. Put more emphasis on visual presentation through handouts, transparencies, slides, etc. These attract managers' attention more than written text. Remember KISS - "Keep It Straightforward and Simple". Step 4: Design the data collection instruments The following checklist summarises your main options and the substeps that you will need to follow. Checklist for designing questionnaires, + Type survey instrument:, Types of questions/fields: __Register, ___Multiple choice ___Other, ___Open-ended , ___Dates , ___Ranges (e.g.,, 1-4 years) , Target group(s):, Coding: , ___Children, ___Uncoded ___Women, ___Pre-coded ___Other, ___Numerical , ___Alphabetical , ___NA: Not applicable , ___DK: Don't know , ___NR: No response Questionnaire or register First you need to decide if you want to use a questionnaire or a "cluster register." Questionnaires usually provide more information, including instructions for the interviewer, the exact phrasing of each question, and pre-coded responses. But you have to have one questionnaire for each of the 210 respondents. That is, a minimum of 210 pages, 420 if its a two-page questionnaire. Cluster registers allow the interviewer to record the responses of all seven or eight respondents from one cluster on the same page. This means you will need only 30 pages, one for each cluster. But the number of items ("questions") is limited by the size of the paper. Instructions and question phrasing have to be provided elsewhere, or learned beforehand. Excerpts of both are shown on the next pages. Exhibit 1: Excerpt from rapid survey questionnaire on antenatal care, safe delivery, and postnatal care Complete for all women currently living in the household who have had a pregnancy outcome during the past 24 months. The outcome may be a live birth, stillbirth, or abortion. If the woman has had more than one pregnancy, ask about the most recent pregnancy outcome. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no., , 3., Cluster no, 4., Interviewer no, , 5., Respondent no., , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9. How many live births have you had so far? Number of live births:____ ___(99) DK/NR 10. Did you receive antenatal care during your last pregnancy? ___(1) Yes ___(0) No, go to Q14 ___(9) DK/NR, go to Q14 11. How many times did you get antenatal care? _____times DK/NR, enter 99) 12. How many months had you been pregnant before you got antenatal care? ____(1) 3 mo. (first trimester) ____(2) 4-6 mo. (second trimester) ____(3) 7-9 mo. (third trimester) ____(9) DK/NR 13. Which is the principal place you received antenatal care? ____(1) Hospital ____(2) Health centre/clinic ____(3) Private hospital/clinic ____(4) Local TBA/healer ____(5) Other site of care specify: _______________ ____(9) DK/NR 14. Did anyone advise you to get antenatal care? ___ (0) No Yes: ____(1) Physician, nurse ____(5) Mother, relative ____(2) Community nurse/midwife ____(6) Friend, neighbour ____(3) CHW/volunteer ____(7) Other:_________ ____(4) Traditional birth attendant ____(9) DK/NR 15. Did you receive a tetanus vaccination during your last pregnancy? ___(1) Yes ___(0) No, go to Q17 ___(9) DK/NR, go to Q17 16. How many vaccinations did you receive? ___(1) One ___(2) Two ___(3) Three or more ___(9)DK/NR, go to Q17 Questionnaire continues for four months Exhibit 2: Excerpt from cluster form on antenatal care, safe delivery and postnatal care (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No., A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / / , , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many live births have you had so far?, , , , , , , , , , , (10), Did you receive antenatal care during your last pregnancy?, , , , , , , , , , , (11), How many times did you get antenatal care?, , , , , , , , , , , (12), How many months had you been pregnant before you got antenatal care?, , , , , , , , , , , (13), Which is the principal place you received antenatal care?, , , , , , , , , , , (14), Did anyone advise you to get antenatal care?, , , , , , , , , , , (15), Did you receive a tetanus vaccination during your last pregnancy?, , , , , , , , , , , (16), How many vaccinations did you receive?, , , , , , , , , , , (17), During your pregnancy,, did you take iron pills to keep you strong?, , , , , , , , , , , (18), What was the outcome of your most recent pregnancy?, , , , , , , , , , , (19), Where did the delivery take place?, , , , , , , , , , , (20), Who was the main person attending the delivery?, , , , , , , , , , , (21), What is the name of the local CHW?, , , , , , , , , , , (22), Has the CHW visited/contacted you during the last three months?, , , , , , , , , , , Key (12), +, (18), , , , , , , , , , 1, three mo. (first trimester), 1, live birth, +, +, +, +, +, +, +, +, + 2, 4-6 mo. (second trimester), 2, stillbirth, +, +, +, +, +, +, +, +, + 3, 7-9 mo. (third trimester), 3, abortion/miscarriage, +, +, +, +, +, +, +, +, + 9, DK/NR, 4, DK/NR, +, +, +, +, +, +, +, +, + , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Procedures For larger clusters, 15 or more respondents, you may want to switch the rows and columns. That is, put the questions in the top row and the respondents in the left column. Here's a partial example. See Appendix I for an example of how to set up a register like this on a spreadsheet so that all 210 respondents can be recorded and analysed on one (long) page or spreadsheet. Respondent no. name house, Age, Rec'd ANC, No.visits, Source of service, +, +, Rec'd TT, No. doses, Pregnancy outcome, + ^, ^, ^, ^, Hosp, Hlth. Cntr., TBA, ^, ^, Live, Still 1, , , , , , , , , , 2, , , , , , , , , , 3, , , , , , , , , , 4, , , , , , , , , , 5, , , , , , , , , , 6, , , , , , , , , , 7, , , , , , , , , , 8, , , , , , , , , , One target group or several Many managers will want to include several topics and target groups in the same survey. This will not be a problem as far as instrument design is concerned. Generally, you have three choices. First, you could use the sample Community assessment of PHC questionnaire in Appendix C. This instrument includes 4-5 key questions on each of several PHC topics: Availability of health care Antenatal care and childbirth Family planning/child spacing Breast feeding and growth monitoring Immunization Diarrhoea and ORT Water and environmental sanitation Malaria Child disabilities Tuberculosis Sexually-transmitted diseases Second, you could combine several questionnaires from Appendix C into a single instrument. Third, you could pick out questions you are interested in from other questionnaires and construct your own instrument. However, be aware that combined questionnaires usually require information about different target groups. If that is the case, you will have to draw separate samples for each target group. This will be explained more fully in the discussion of the sampling step. When doing a multi-target group survey, it is best to prepare the questionnaire in modular form. Combine all of the questions for one target group and put them in one section. Develop a separate section for each target group. Be sure to include descriptor information in each module so you can identify the respondent. Design the data collection instrument(s) The sample instruments in Appendices C (questionnaires) and D (cluster registers) can be photocopied and used as is. They can also be revised, new ones can be compiled, etc. The questions should be designed to collect the indicators you identified in Step 2. The sample instruments show how most questions can be structured in a "Yes/No," precoded format. This is important for those questions that you want to analyse statistically. When multiple choice and continuous variable questions are needed, make sure they can be recoded later to be analysed as "yes"/"no" (dichotomous) questions. Some examples: Multiple choice, Recoded as dichotomous (Yes/No) Received care from :, Received care from: , 1 Provincial hospital , 1 Provincial hospital 2 District hospital, 2 Other 3 Health centre, 5 Traditional birth att., 6 Private clinic, 7 Other (name: ) , 9 Don't know/No response, 9 Don't know/No response , You can repeat this procedure for each response. That is, you can recode the question as District vs. Other; Health centre vs. Other, and so forth. You can recode the question for a different age group: under 25 years vs. 25 years and over. Continuous variables can be recoded as shown in the following example. Continuous , Recoded as dichotomous (Yes/No) Age of respondent_ _ yrs., Age of respondent (Enter completed years, 1 ___ Under 30 years or 99 if DK/NR), 2 ___ 30 years and over , 9 ___ Don't know/no response Most rapid survey questions allow only one response per question. If you include questions that allow multiple responses, you can do one of two things. First, you can ask the respondent for the most important (principal, major, etc.) single response, and code only this response. For example: Q.8. Where did you first hear about ORT? (Check the first source mentioned) (1) Friend or relative (2) CHW (3) Doctor/nurse (4) Television (5) Radio Or, you can record each response as a separate question. Where did you hear about ORT? (List all mentioned) Q.8 Friend or relative (Y/N) Q.9 CHW (Y/N) Q.10 Doctor/nurse (Y/N) Q.11 Television (Y/N) Q.12 Radio (Y/N) Appendix B includes some other suggestions for designing questionnaires. Pre-test the instrument If the questionnaire has to be translated into a local language, this should be done after it is drafted, but before it is pre-tested. Do not leave it to each interviewer to do his or her own translation. This can cause confusion and misinterpretation. It is best to translate the instrument into the local language and then have someone else translate it back to make sure the questions are clear. When the instrument has been drafted, it should be pre-tested with a small sample (five to ten women) to make sure that the questions are understandable, the pre-coded responses are realistic, and the sequence of questions is logical. Then the instrument should be revised as appropriate. Ideally, the interviewers should be involved in the pre-testing, perhaps as part of their training. Their feedback can be very helpful in making revisions. It is also important that they follow the sampling procedures for selecting households and respondents. They may have questions and suggestions about those procedures, as well. Pre-testing is very important and should be done carefully with the intended target group as respondents. Pre-tests with office colleagues or PHC staff are of very limited value, since they do not represent the target groups. A worksheet should be devised for summarising feedback. Or notes could be written on the instruments to identify problems with comprehension (interviewer and respondent), coding, and logical sequence. Estimate the data collection requirements The pre-tests should give you an idea of the amount of time it will take to find a respondent, and complete an interview. With this information you can estimate the number of interviewers you will need and the number of days it will take to complete data collection. Usually you will want a two-person team to complete at least one cluster per day, seven or eight interviews. You will also need several supervisors, the number of which will depend on the number of interviewer teams you have and the distance the supervisors will need to travel between clusters. If the questionnaire is short, the respondents are easy to find, and distances between clusters are short, then a team should be able to complete two or three clusters each day. Use the following formula to make a quick estimate: over {complete~~2~~clusters~/~day}> = 15 "team days" If you have five teams (ten persons) the data collection could be completed in three days. Or three teams would require five days. Fifteen teams could finish in one day! Develop a code book This can be very useful, especially when the questionnaire is long or in modular form. Code books can be important during analysis, especially if tables are produced with codes instead of labels. Code books generally include the following: variable number, name, label, value codes, and value labels. An example is included in Appendix B. Step 5: Develop the sampling procedures<$&step 5[v]> Target groups, attributes and sample sizes These instructions are for manually drawing a cluster sample of 30 clusters with seven respondents each.<$FThis module emphasizes cluster samples. If you can draw a simple random sample, you are encouraged to do so. See Appendix G for instructions. Stratified samples can be even more effective, but they are also more complex. You should seek expert advice for this kind of sample. Stratified samples are not described in this module.> You may skip this step if: You have a complete household listing of your survey area so that you can draw a random sample. See Appendix G You plan to use a computer to draw your sample. See Appendix F which describes how to use a spreadsheet program (Cluster Identification Worksheet) to draw a cluster sample First we will describe the basic procedures for drawing a sample of 30 clusters. Then we will discuss some variations of those procedures that you may have to apply. The selection of the seven respondents from each cluster is described in Step 7. Determine the size of the clusters Although most people think of clusters as natural groupings of people (villages, census tracts, urban blocks), clusters have a different meaning in sampling. In cluster sampling you will divide your total survey population into 30 equal groups. Each of those groups will be a "cluster." Then you will identify seven respondents in each of those clusters. This second step will be discussed in Step 7: Collect the data. You need to know the total population of your survey population to determine the size of each cluster. Simply divide the total population by 30. For example, if your catchment area has 45,000 people, each cluster will include 1,500 people (45,000/30 = 1,500). It doesn't matter if there are fewer or more than 30 villages or districts, since you will define the clusters by dividing the total population into 30 groups of equal size. It also doesn't matter if the population is scattered over a large area. People can even be on islands or in remote areas and still be included in the sample. If you want your sample to represent all of your target population, then do not leave any "natural clusters" out. However, if it is not feasible to include some areas, then leave them out. BUT, remember, your sample will not represent those who are left out. If you limit your sample to people within one kilometre of a health centre, for example, then that is all it represents. You must have population size estimates of the sub-units of your sample. List these sub-units, villages, census tracts, voting precincts, towns, in Columns A and B of a Cluster identification worksheet(see Exhibit 3). Exhibit 3: Cluster Identification Worksheet Cluster.WQ1 Number of Clusters, +, +, 30, , (Enter Number Desired), +, +, + Sample Population Size, +, +, 29,481, , (Enter total from Column C), +, +, + Cluster Size (sampling interval), +, +, 983, ^, , +, +, + Random Start Number, +, +, 491, ^, ^, ^, ^, ^ INPUT DATA, +, +, , ^, OUTPUT DATA, +, , Sample Sites Enter, Preset, Enter, Computer, ^, Preset, Computer, ^, A, B, C, D, ^, E, F, ^, G Community, Community, Estimated, Cumulative, ^, Selected, Start, ^, Community Name, Number, Population, Population, , Cluster, Number, , Name Pagai, 1, 548, 548, ^, 1, 491, ^, Pagai Santai, 2, 730, 1,278, ^, 2, 1,474, ^, Serina Serina, 3, 686, 1,964, ^, 3, 2,457, ^, Fanta Mulrose, 4, 280, 2,244, ^, 4, 3,440, ^, Fanta Fanta, 5, 1,256, 3,500, ^, 5, 4,423, ^, Rostan Bagia, 6, 684, 4,184, ^, 6, 5,406, ^, Mt. Sil Rostan, 7, 919, 5,103, ^, 7, 6,389, ^, Mt. Sil Mt. Sil, 8, 1,374, 6,477, ^, 8, 7,372, ^, Livton Livton, 9, 1,133, 7,610, ^, 9, 8,355, ^, Pulau Farry, 10, 544, 8,154, ^, 10, 9,338, ^, Pingra Tunis, 11, 193, 8,347, ^, 11, 10,321, ^, Pingra Pulau, 12, 375, 8,722, ^, 12, 11,304, ^, Pingra Sasarota, 13, 333, 9,055, ^, 13, 12,287, ^, Pingra Pingra, 14, 3,504, 12,559, ^, 14, 13,270, ^, Srivish Kanata, 15, 336, 12,895, ^, 15, 14,253, ^, Srivish Sirvish, 16, 2,115, 15,010, ^, 16, 15,236, ^, Balding Balding, 17, 258, 15,268, ^, 17, 16,219, ^, Manalopa Rescuut, 18, 678, 15,946, ^, 18, 17,202, ^, Manalooa Krista, 19, 207, 16,153, ^, 19, 18,185, ^, Masraf Manalopa, 20, 1,162, 17,315, ^, 20, 19,168, ^, Abrama Garafa, 21, 408, 17,723, ^, 21, 20,151, ^, Singri Spiltar, 22, 455, 18,178, ^, 22, 21,134, ^, Chitoma Masraf, 23, 978, 19,156, ^, 23, 22,117, ^, St. Kitt Abrama, 24, 335, 19,491, ^, 24, 23,100, ^, Nevis Junagadh, 25, 541, 20,032, ^, 25, 24,083, ^, Mt. Carans Singri, 26, 725, 20,757, ^, 26, 25,066, ^, Charga Kalarata, 27, 355, 21,112, ^, 27, 26,049, ^, Fosterville Ichitoma, 28, 498, 21,610, ^, 28, 27,032, ^, Maryoak Chaplar, 29, 347, 21,957, ^, 29, 28,015, ^, Slipfern St. Kitt, 30, 186, 22,143, ^, 30, 28,998, ^, Punjak Nevis, 31, 1,341, 23,484, ^, , , ^, Mt. Carans, 32, 670, 24,154, ^, , , ^, Betul, 33, 321, 24,475, ^, , , ^, Charga, 34, 672, 25,147, ^, , , ^, Rio Negra, 35, 705, 25,852, ^, , , ^, Fostervill, 36, 444, 26,296, ^, , , ^, Maryoak, 37, 781, 27,077, ^, , , ^, Slipfern, 38, 959, 28,036, ^, , , ^, Tinggi, 39, 305, 28,341, ^, , , ^, Punjak, 40, 763, 28,104, ^, , , , Capital, 41, 377, 29,481, , , , , TOTAL, , , 29,481, , , 28,998, , To add more rows see Appendix I.2,, "Adjusting the Spreadsheet." Press <> to widen columns., +, +, +, +, +, +, , + Record the population of each sub-unit in Column C. This figure does not have to be exact. The relative size of each sub-units is what is important. Thus, you can even use data which are a few years old. In Column D, add the cumulative population. For example, add the population of the second district (730) to that of the first (548) to get the cumulative population of the first two districts (1,278). Add the population of the third district (686) to that total (1,278) to get the next cumulative figure (1,964). The total size of this population is 29,481. If your addition is correct, this should be the figure you end up with at the bottom of Columns C and D. Divide that total by the number of clusters (30) to get the cluster size (both numbers are entered at the top of the form). 29,481/30 = 982.7, rounded off to 983 This figure is also called the sampling interval, which means the interval between one cluster and the next. You are now going to select randomly a number in the first cluster. That will be a number between 1 and 983. Theoretically this number represents the first person in the cluster that you will interview. Use the random number table in Appendix G or take a three-digit number from any currency note. In our example, the random number turned out to be 491. Enter this at the top of the form. This is the "start number" for your first cluster. Now add 983 to that number to get the start number of the second cluster (491+983 = 1,474). Add 983 to that total to get the third start number (2,456), and so on. Repeat this process until you have 30 start numbers. These are listed in the table in Column F. The last step is to identify the communities where those start numbers are located. Compare the first number (491) with the cumulative figures. Find the first number in Column D that is greater than 491. This is 548 (Pagai). Thus, the first start number is in Pagai. Put a 1 in Column A to identify Pagai as the location of the start number for the first cluster or list the names of the selected sites in Column G. Do the same thing with the second start number in Column E (1,474). The first number in Column D that is greater than 1,474 is 1,964 (Serina). Put a 2 in Column E to identify Serina or write the name in Column G. Continue until you have identified all 30 communities where your start numbers are located. Communities that have large populations (such as #14 and #16, Pingra and Srivish) are likely to have more than one start number. This is because their populations are two or three times larger than the cluster size (983). Therefore, two or three of your clusters may be in one community. Now that you know where you have to go, you should look at the data collection estimate that you made at the end of Step 4. Will travel time to the clusters increase or decrease the amount of time it will take to collect the data? Do you need to revise your estimates? Do not draw another sample to make data collection easier! This procedure may seem complicated at first, but try it a few times and you will quickly get the hang of it. You can also run the computerized version of this worksheet, which is even easier. See Appendix F. Variations If your sample population is very large, say 300,000, you can still follow this procedure by doing it twice. First, list the large sub-unitss, districts for example. Follow this same procedure to identify the districts where the 30 clusters are located. Then list the smaller sub-units in each of those districts. Make the computations again to find the village where each start number occurs. As you will learn, it is better to start with a large number of sub-unitss. If you only have 30-35 sub-unitss, almost all will be selected and you will have to do a lot of listing for the next selection. It would be better to start with 100-200 sub-units. If your population is very small, say 15,000 or less, you should make sure that there will be enough respondents in each cluster to interview. For example, WHO estimates that the target group for EPI surveys of children 12-23 months of age, averages three percent of the population in developing countries. Thus, you would need clusters of at least 250 people to find seven children in this age group. To take account of those who are away, ineligible, etc., WHO suggests doubling that number to 500. For 30 clusters, therefore, you would need a minimum of 15,000 people to do a survey of that target group. If there are fewer than 30 "natural clusters," then what? For example, what should you do if there are only 24 villages, or 13 districts. Remember that these administrative units are not the sampling clusters. Follow the same procedures described above to fill in the Cluster identification worksheet (Exhibit 3). You will simply select more clusters per administrative unit. Try this with Exhibit 3. Take the first 20 communities listed and follow the same procedures. The total population will be 17,315 and the cluster size (sampling interval) will be 577. After you draw a random start number you will add 577 to it to select the first cluster; then add 577 again to select the second, and so on. You will still get 30 clusters and 30 start numbers, but there will be several communities that will have more than one cluster. If you can, it would be best to divide your communities into smaller administrative units first, say into sub-communities. In this way you can avoid having several sampling clusters in the same community. If you are looking for a rare event, say an infant death or a pregnant woman who received two TT shots, then you may have to have much larger clusters in order to find them. To estimate the cluster size for rare events, you need to know: the percentage of the target group in the sample population (e.g., women who were pregnant last year); and the percentage of that target group that has the attribute you are looking for (e.g., two TT shots). @SPASI-HALF = An attribute is similar to an outcome indicator. For each PHC component there are usually one to three important attributes that a manager is likely to want to measure. These would have been identified in Step 2 and would be included in the data collection instrument. Some examples are listed below as well as included in the next worksheet: Example: Let us assume that the survey is of antenatal care (ANC) and that the target group consists of women who had a pregnancy outcome within the past 12 months. Local figures may show that approximately 4 percent of the total population is pregnant in a year. The survey wants to determine how many of those women: 1) received at least one tetanus toxoid immunization during their pregnancy; and, 2) were delivered by a trained attendant. The rough estimates, which might be based on service records or prior experience, show that 33 percent probably received TT, and 15 percent were delivered by a trained attendant. For the first indicator the survey needs to be able to find seven women in each cluster who were pregnant in the last 12 months. That is estimated as 4 percent of the population. Thus, the minimal cluster and sample size would be: <$E{7~~respondents} over .04> = 175 cluster size * 30 clusters = 5,250 population However, this is a minimum size. You would probably want to double it to make sure that there would be at least 15 people in each cluster from which to draw. Thus, the clusters should be at least 350 population each. The second indicator requires finding seven women in each cluster who were pregnant and were delivered by a trained attendant. Only 15 percent of the women who were pregnant were delivered by a trained attendant. Thus, the minimal cluster size would be <$E{7~~respondents} over {.04~*~.15}> = 1,167 cluster size * 30 clusters = 35,000 population If doubled to be safe, that would require clusters of 2,334 and a total sample population of 70,000. See Appendix G for a computer program (Target.WK1) that will help you make the estimates of various target groups. Increasing the number of clusters and the number of respondents per cluster may help you get more accurate results. Of course, that will also increase the cost. WORKSHEET FOR IDENTIFYING ATTRIBUTES AND ESTIMATES, +, +, +, +, +, + PHC component, Target population, Percent of total pop., Minimum cluster size No. eligible in cluster, +, Size of sample population (# respondents * # clusters), + , , , 7, 15, 7 * 30, <%-2>15 * 30<%0> Antenatal, Pregnant last 12 months Delivered by trained attend., 4% 15%, 175 1,167, 375 2,334, 5,250 35,000, 11,250 70,000 Family plan., Married women 15-44, 20%, 35, 75, 1,050, 2,250 Growth mon., Child << 2, 8%, 88, 188, 2,640, 5,640 ORT, Child << 5, 14%, 50, 107, 1,050, 3,210 Immunisation, Child 12-23 mo., 3%, 233, 500, 6,990, 15,000 Water/sanit., Household, 100%, 7, 15, 21, 450 Whether it is worth doing depends partly on how homogeneous the clusters are. Homogeneous means that all of the respondents in a cluster are the same with respect to the attribute you are studying. As mentioned previously, this is often the case in immunization programmes. In any given cluster either most of the children have been immunized or most have not been. Heterogeneous is the opposite. It means that the respondents are different. For example, some children would be fully immunized, some would have had one shot, others two, others three, and some none at all. The rule of thumb is: if the clusters are homogeneous, reduce sampling error by increasing the number of clusters (since all of the respondents are similar, increasing the number of respondents will not help); and if the clusters are heterogeneous, reduce sampling error by increasing the number of respondents per cluster. The number of clusters should not be reduced below 30. This is the minimum number that is required to produce relatively valid results. Do not succumb to the temptation to double the number of respondents in order to cut the clusters in half. You can increase the number of clusters, but there must be at least 30. Generally, it is easier and less costly to increase the number of respondents in a cluster, since the interviewers are already there, than to add more clusters, which means travelling to another site. If you can reduce the sampling error from plus or minus 10 percent to plus or minus 6 percent by increasing the number of respondents in a cluster, it may be well worth the extra cost. See Appendix G for a computer program that can help you estimate the required sizes for clusters and respondents. Multiple target groups In Step 4 we noted that many managers will want to include several PHC topics and target groups in the rapid survey. If the target groups for all of the topics are the same, then there will be no effect on the sample. For example, if the survey covers growth monitoring, immunization, and use of ORT, and the target group for all three services is children under two years old, then only one sample needs to be drawn. However, if the target group for immunization is children 12-23 months of age, then you will not be able to get information on those under 12 months of age for the immunization portion of your survey. Thus, you will need to contact an additional number of people to find seven eligible respondents. The previous worksheet can help you to determine the cluster sizes you will need for each target group. From this you can also estimate the number of households you will probably have to visit to find your quotas for each part of the survey. "For the same overall total sample size, however, a survey in which a large number of clusters is selected and a few households visited in each, will give more precise results than a survey in which a larger number of households is visited in each of a smaller number of clusters." A rough rule of thumb is: find the target group in your survey with the lowest percentage of the target population, and calculate the minimal cluster size for that group. Use that as the minimal size for your survey. Then examine the ratios between the size of that cluster and the size of the clusters needed for your other target groups. That ratio will tell you roughly how many more households you must contact to complete the survey. For example PHC service, Target group, Minimum cluster size ORT, Children << 5 years, 107 Immunization, Children 12-23 months, 500 , , Ratio 500:107 = 4.7 You will have to contact about five times as many households to complete your immunization questions as your ORT questions. If you get all your ORT data from the first 10 households contacted, you will probably have to contact 40 more to complete the immunization questions.This assumes that you follow the EPI "next nearest front door" approach. If you have a complete household listing, you will be able to identify seven eligible respondents for each part of your survey from this listing. Again, if you want to find only 20-30 people with the attribute, you will only have to find one or two per cluster, not all seven. Again, see the TARGET program in Appendix G for help in making these estimates. The last step (selecting the households) will be described in Step 7. Sampling for mortality estimates If you want to measure infant, child, or maternal mortality rates or ratios, you will have to modify these procedures. As mentioned earlier, you will probably need samples of 2,000 eligible respondents for an infant mortality survey and 7,000 for child and maternal mortality surveys. You can conduct a mortality survey at the same time as a conventional cluster survey, but you will have to interview all eligible women in each household, and you will have to visit an additional number of households to find the 2,000 to 7,000 eligible women. Use the SIZE.WK1 worksheet in Appendix G to estimate the size of the sample you will need. Use the Vital Events questionnaire in Appendix C to collect your mortality data. A recent UNICEF publication describes how to conduct childhood mortality surveys.<$FDavid, P. H., et al. Measuring childhood mortality: A guide for simple surveys. Unicef, Regional Office of the Middle East and North Africa, Amman, Jordan, 1990.> This handbook contains complete information for formulating questionnaires, drawing samples, collecting and analysing data, and preparing reports. One of the questionnaires from this handbook is included in Appendix C, Childhood Mortality. The instructions for drawing a sample for this questionnaire are in Appendix G. The calculation and analysis procedures for direct estimations are straightforward, but the indirect estimation techniques described in the handbook are complicated. You should call on a trained demographer if you wish to make indirect estimates. To measure maternal mortality you will need to find even more eligible respondents. One approach, called the sisterhood method,<$FGraham, W. et. al. Estimating maternal mortality; The sisterhood method. Studies in Family Planning, Vol. 20, No. 3, May/June, 1989, pp. 125-135.> involves interviewing all adults in the household þ or even in the village or block þ to identify everyone who had an adult sister who had been pregnant. This method produces indirect estimates of the probability of dying. It is relatively simple, and since all adults are interviewed, you may find enough eligible respondents in 1,000 to 2,000 households. But, this is still a large number of households to contact. In addition, the method is controversial.<$FTrussell, J. & Rodriguez, G. A note on the sisterhood estimator of maternal mortality. Studies in Family Planning, Volume 21, Number 6, November/December, 1990, pp 344-346.> Again, we recommend that you get expert advice before designing a mortality survey. Step 6: Schedule the survey The three most important things to do at this point are: finalise the data collection schedule; prepare the survey management forms; and recruit and train the interviewers. At the end of Step 5 you made some estimates of the "data collection requirements," meaning the number of interviewers and supervisors you would need and the number of days required to collect the data. You should finalise the data collection schedule now and prepare an overall schedule for all other aspects of the study. This includes the recruitment and training of data collection staff; the production of the questionnaires; logistical arrangements to get the interviewers to the clusters; procedures for checking and verifying the completed questionnaires, data entry, and analysis; and report preparation. Survey management forms are important for keeping track of the numbers of households contacted, the number of call-back visits made, interviews completed, and so forth. Appendix H includes illustrative sample survey management forms for single and multiple target groups. Appendix E includes some guidelines for training and supervising field interviewers. You should prepare written instructions for the interviewers that describe exactly how they should select households, how to identify eligible respondents, which respondents to interview, when and how often to make call-back visits, how to check the completed form before leaving the household, and what to do if a mistake is made. Step 7: Collect the data Selecting households The selection of the starting household must be made from within the cluster. The first house must be selected at random. It would be best to select all seven households at random. This may be possible if there is an up-to-date household listing of the community. The listing must be up to date, otherwise the sample will be biased toward old-timers. Use currency notes or the random number table in Appendix G to select your seven households. To be safe, select ten, just in case there are refusals, ineligible respondents, or people have recently moved away. If there is no list but the community is small, it would be best to do a quick enumeration of all households and then select the sample at random. If that is not possible, the next best approach is the EPI method. The typical approach that WHO uses is to select the first household at random in each cluster, interview an eligible woman, if there is one at home, and then go to the next nearest household to find the next respondent. Respondents who are not home are skipped, even if they are eligible. This search continues until the required number of interviews, usually seven, has been completed. The starting household is usually selected by choosing some central point in the community, such as a market; spinning a bottle to select a direction at random; walking in that direction, counting, mapping, and numbering the households you pass as you walk from the central point to the edge of the community; and finally selecting one of these houses at random. This house is the starting point. There are several improvements on this approach that have been suggested: "It would be better to choose, say, the fifth nearest household..." "In large communities it would be a good idea to spread the sample around by having more than one starting point in different parts of the community." "Any method which achieves a random or near-random selection of households, preferably spread wide apart over the community, would be acceptable as long as it is clear and unambiguous, and does not give the field worker the opportunity to make personal choices which may introduce bias."<$F Bennett, et al. op cit.> Multiple target groups If you draw a random sample, remember to draw a separate one for each target group. If a household that you draw includes respondents for two or more of your target groups, it is quite alright to collect data from that household for as many of your survey modules as possible. If you follow the EPI approach, or the variations suggested above, you would just keep going from house to house until you completed all parts of your questionnaire. Call-backs The EPI method replaces respondents who aren't at home with the next available respondent. It is much better to try at least two revisits to collect data from the household originally selected. This maintains the integrity of the sample, whereas replacement introduces bias. People who stay at home may be very different from those who are away at work.<%0> Step 8: Enter, verify, and tabulate the data You may skip this step if: You are going to use the Epi Info computer programAppendix A contains complete instructions for entering, tabulating, and producing tables and graphs You plan to use another computer program for data entry, verification, and tabulation This step describes manual procedures for: 1) summarising the data that have been collected; and 2) producing some simple tables. Suggestions for using standard spreadsheet programs are described in Appendix I. Manual data entry If you have been collecting data in cluster registers, you only need to take the summary tabulations from each of the 30 registers and compile them on a summary form. In the following example, the sample cluster register shown in Step 4 is reproduced with some illustrative data. The interviewer (or supervisor) will tally the totals in the right column, as shown. For simple "yes"/"no" questions count the number of "yes" responses. For example, five of the seven women received ANC during their last pregnancy. One received care from a hospital, two from a health centre, and two from TBAs. For continuous variables, age, number of visits, add the numbers and also show the number of respondents. For example, the ages of all seven respondents totals 190 years. The total column shows 190/7. Later, when the data from all of the clusters are summarised, these figures can be used to compute average age. Averages should not be calculated for each cluster. The number of ANC visits made by the five women who received ANC is shown as 10/5. The summaries from each cluster can then be transferred to a master sheet, such as that shown below. This form would have 30 columns, one (1) for the data from each cluster, and a column to summarise the totals. The data from the above form for cluster No. 1 are shown in the second column from the left marked "1." For example, age is shown as 190/7, Rec'd ANC is 5, and so forth. The data from each cluster register would be entered this way and then the totals produced at the end. Data collected on questionnaires can be summarised in a similar manner. This can be done in two steps or one. The two-step process would be the same as that shown above. Each interviewer or supervisor would summarise the data from a cluster on a form similar to the cluster register. That would then be summarised on a cluster summary form and tabulated. The one-step alternative is to develop a large summary form with 210 columns, or as many as there are interviews. This is especially easy to do on a spreadsheet. Appendix I includes two computerised forms that are designed for this purpose. Verifying and cleaning the data The data need to be "verified" to make sure that no mistakes were made in summarising the totals and transferring them to the summary sheets. This can be done by having two separate teams independently summarise and transfer all of the data to summary tables. The results are then compared. Discrepancies can be checked and corrected fairly easily this way. Cleaning the data involves correcting mistakes in the original interview forms and summary sheets. Although the supervisors probably checked each questionnaire and cluster register, mistakes can still happen. Typical mistakes include using the wrong code, leaving a question blank, misinterpreting a written code (e.g., 0 for 8), skipping to the wrong question, and entering an answer in the wrong space. Some of these mistakes will be caught by the supervisor, others by the verification process, and some won't be noticed until the preliminary analysis is done. To find the source of the error, you will usually have to go step-by-step back through the data entry process: first to the summary sheets, then the cluster forms, then the original questionnaires or registers. Tabulation Manual tabulation will usually be limited to summarising counts, computing a few averages, and preparing some frequency distributions. If you are using a computer, you can do much more. See Appendix I for examples of simple computerised tabulation procedures that use a spreadsheet program. For manual tabulation, you will already have totals summarised in the Summary Form. Use these and the report outline that you prepared in Step 3 to decide what to prepare. At that time you also prepared some dummy tables. Prepare the data needed to fill them in. Appendix I includes an illustrative list of frequency distributions and cross-tabulations. Interviewer name: B. Rangka, +, +, Date : 03/04/92, +, Book no. 1, +, +, +, + Cluster: 1, +, +, Area: So. Bajju, +, Supervisor: Sonia Barang, +, +, +, + Respondent no., 1, 2, 3, 4, 5, 6, 7, 8, Total Name, JB, KH, TD, MJ, NKT, TR, JN, , House no., 13, 25, 37, 38, 42, 54, 65, , Age, 23, 25, 22, 34, 42, 18, 26, , 190/7 Rec'd ANC last pregnancy, Y, Y, N, Y, Y, N, Y, , 5 No. ANC visits, 2, 2, , 1, 3, , 2, , 10/5 Source of service:, , , , , , , , , Hospital, Y, , , , , , , , 1 Health centre, , Y, , Y, , , , , 2 Local TBA, , , , , Y, , Y, , 2 Other:, , , , , , , , , Summary cluster form, +, +, +, +, +, +, +, +, + Date of first interviewer: 03/04/92, +, +, +, +, Date of last interview: 03/21/92, +, +, +, + Area: Bajju, Prepared by : Sonia Barang, +, +, +, Checked by: Marcus Stefensen, +, +, +, + Cluster No., 1, 2, 3, 4, 5, , 29, 30, Total Age, 190/7, 185/7, 210/8, 175/7, 197/7, , 180/8, 180/7, 5715/214 Received ANC last pregnancy, 5, 4, 6, 3, 4, , 5, 5, 156 No. ANC visits, 10/5, 10/4, 13/6, 9/3, 10/4, , 12/5, 10/5, 314/156 Source of service:, , , , , , , , , Hospital, 1, , 1, , , , 1, , 15 Health Centre, 2, 1, 2, 1, , , 1, 2, 47 Local TBA, 2, 3, 3, 2, 4, , 3, 3, 94 Other:, , , , , , , , , Averages: Let's start with computing averages. All of the data that are continuous variables were entered in the summary table as two numbers: the total years, visits, and events divided by the total number of those who responded to that item. Examples are age and number of ANC visits. Just perform this division to compute the average (mean): 5715/214 = 26.7 years (the average age of your sample) No. ANC Visits 314/156 = 2.01 visits (the average number of visits made by women who received ANC during their last pregnancy) Please note that the denominators (the number of respondents) is different in these examples. A common mistake is to use the wrong denominator, for example, dividing the total number of ANC visits by 214, the total sample. Be careful to use the correct denominator. Coverage percentages: Your most important data will probably be coverage data. This is computed by counting the number of people covered and dividing it by the number of eligible respondents. Examples from the Summary Form are the number who received ANC. The sheet shows that 156 women out of 214 received ANC. To compute the coverage percentage, divide 156/214 and multiply by 100. Received ANC last pregnancy: 156/214 = .72897 * 100 = 72.9% (the percent of eligible women covered) Frequency distributions: This information will also be important for determining the numbers and percentages of people who use different services, use different providers, have different reasons for accepting a service, and so forth. The Summary Form shows that there were three sources of service for the 156 women who received ANC. To compute the frequency distribution, divide the counts of each of these by 156 and multiply by 100. You should go through your Summary Form and compute these three types of statistics for your report. It is possible to do more sophisticated tables by hand, such as cross-tabulations of ANC use by age and computation of tests of significance, but these are tedious when done manually. If you need this information, it would be best to use a computer programme or find someone who has a computer and can do it for you. They may want to use the programmes included in Appendix I for tabulation and statistical analysis. Appendix I.3 also includes examples of a programme developed by Ralph Frerichs for computing confidence intervals for selected indicators (ANC.WK1). Step 9: Analyse, interpret and report the findings Consult your report outline again to make sure that you know the user's most important indicators, questions, and issues. You have already produced some of these in Step 8: coverage data and frequency distributions of key variables, for example. Analysis and interpretation When you have your tables completed, examine them to make sure that you understand what they mean. Think in terms of different kinds of interpretations: Descriptions: This is the most basic level of analysis. Simply present the facts: X number of women were served; Y percent covered. Performance: This requires comparing the descriptive data with performance expectations or standards. Is 73 percent coverage adequate, excellent, below expectations? Where is the programme performing well? Where is it not?<%0> Explanations: Some of your frequency distributions can provide explanations. Where did women go for service? What reasons did they give for not coming back? Rapid surveys usually do not get into much detail in this category, but the results can stimulate staff discussion and result in insightful explanations. For example, why don't women come to the hospital? Why are so many going to TBAs? Modules 6 and 7 can help you get some explanatory data. Implications: This involves going beyond the data to think of implications for the future. If coverage is low, what does that mean for the future? Can it be increased? Is it feasible? How could it be done? Should the programme try to get more women to come to hospitals and health centres for ANC? Or should we train TBAs to provide better services? Issues needing further study: Most studies raise questions, as well as answer them. Rapid surveys are no different. Identify questions that cannot be answered with the available data. Some of those might be investigated with a second survey or through one of the other modules that look at the quality of services (Module 6), short-term monitoring of an activity (Module 5), identifying high-risk women (Module 3), etc. Remember that you can only do an analysis of the entire sample. You cannot divide the sample into sub-sample<%0>s to compare groups. This requires separate rapid surveys for each group. Source of service, Number served, Percentage Hospital, 15, (15/156)*100 = 9.6 Health centre, 47, (47/156)*100 = 30.1% TBA, 94, (94/156)*100 = 60.3% Total, 156, 100.0% Reporting The easiest way to prepare a report is to present the findings from each question in the sequence followed in the questionnaire. Another is to present the major findings first, since this is what most managers want to know. Most rapid survey reports are presented orally at first and include a few tables and graphs of key findings. The final written report may include additional tables at the manager's request. A typical formal outline of a research report is shown below:<%0> Title, authors, date, acknowledgements, table of contents Executive summary (key findings, implications, brief description of the study design) Statement of the research problem (the background and problems to be investigated) Study objectives (purpose of the study, expected outcomes) Methodology (brief description of the key indicators, sample, instruments used, analysis procedures, timetable) Findings (summary of findings, divided into sections, formatted to address questions and issues the user wants answered þ should include tables and graphs of key points) Discussion (interpretation of the findings, discussion of implications for the future, identification of other issues needing study or analysis) Recommendations (suggested courses of action to take for policy, planning, services, management, further research)<%0> Appendices (detailed data tables, questionnaire or register used, reference materials) The formal report does not have to be long. Some of the sections listed above can be covered in a paragraph, others in a page. The longest sections are likely to be the findings. Keep the audience in mind when preparing the report. Managers, in particular, are not likely to read long reports. That's why the executive summary is so important. That may be all that they read. Step 10: Develop an action plan The Implications and Recommendations sections of the formal report may not necessarily lead to action. That is why it is important to make development of an action plan a separate step and to introduce it as part of the study objectives. The managers and other users should be expecting to take action on the study results. Make that a stated expectation from the beginning and reinforce it throughout the study. The best time to begin preparing an action plan is during the oral presentation of the study results. The plan does not have to be detailed, but it should include: WHAT: the action(s) to be taken should be specified (e.g., provide ANC training to TBAs, or brainstorm what can be done to enrol high-risk women in ANC). WHO: the specific people who will be responsible for each action should be identified (by name or position). WHEN: the dates for starting and/or completing the actions. In some cases it may be important to include WHERE, to specify the sites or locations where the actions will take place, HOW, to outline the procedures that will be followed, and the RESOURCES that will be made available to carry out the actions. Specific details may need to be worked out later, and even some of the above elements may have to wait until the formal report is ready and can be studied more carefully. If so, then they should be incorporated into the preliminary action plan. Worksheet for developing action plans, +, +, + ACTION TO TAKE (What), RESPONSIBLE (Who), DATES (When), OTHER (Where) Appendices: Templates, tools, guidelines, and computer programs A. How to use Epi Info to conduct rapid surveys B. Questionnaire design guidelines C. Rapid survey instruments Community assessment of PHC (overall) Health education Antenatal care, safe delivery and postnatal care Family planning Acute respiratory infection Breast feeding Diarrhoeal disease control/oral rehydration therapy Childhood disabilities Child immunization Growth monitoring/nutrition education Water supply, hygiene and sanitation Accidents and injuries Chronic, non-communicable diseases Tuberculosis Malaria Sexually-transmitted diseases, HIV/AIDS Vital events and health status Child morbidity and mortality assessment Adult morbidity and mortality assessment D. Cluster survey registers Health education Antenatal care, safe delivery and postnatal care Family planning Acute respiratory infection Breast feeding Diarrhoeal disease control/oral rehydration therapy Childhood disabilities Child immunization Growth monitoring/nutrition education Water supply, environmental hygiene and sanitation Accidents and injuries Sexually-transmitted diseases, HIV/AIDS Malaria Tuberculosis Chronic, non-communicable diseases Vital events and health status Child morbidity and mortality assessment Adult morbidity and mortality assessment E. Guidelines for training and supervising interviewers F.Cluster sampling programmes Cluster identification worksheet G. Other sampling tools G.1 Estimates of target group sizes (TARGET.WK1) G.2 Sample size estimation for WHO two-stage cluster survey (SIZE.WK1) G.3 Random number table (RANDOM.WK1) G.4 Random sampling procedures H. Survey management forms Form 1: Household enumeration Form 2: Respondent disposition Form 3: Multiple-target group management form I. Tabulation and analysis templates I.1 Data analysis plan I.2 Rapid survey analysis template (RAPID_ANC.WK1) I.3 Cluster summary template (MINI_GM.WK1) I.4 Confidence interval estimation templates (TT.WK1; ANC.WK1) Appendix A: How to use Epi info for rapidsurveys What is Epi Info? Epi Info is a simple computer program for surveys. You can design a questionnaire right on the computer screen or import one from an unformatted (ASCII) file. You can edit your questions right on the screen þ add, delete, move, and insert. It allows you to insert the codes, skip patterns, range checks, and directly apply other data entry instructions to the questionnaire, as well as enter the data from your completed interviews onto the questionnaire. You can also import data from a spreadsheet or dBase file for analysis. The program includes simple commands for analysing the data, and you can produce frequency distributions, tables, cross-tabs, and more sophisticated statistical analyses right on the screen. You can even produce bar and pie charts, and print the results. In short, Epi Info is an all-in-one package for practically any survey your project needs. You can set up the questionnaires, data entry instructions, even the analysis instructions here and give them to your colleagues in the field. All they will have to do is print out and duplicate the questionnaire, collect and enter the data, and run the analysis program to get the results. This document provides instructions for using Epi Info and includes a prototype survey questionnaire that has been set up to conduct a family planning contraceptive prevalence survey. What this appendix includes Instructions that describe how to: Install Epi Info and use the tutorials Develop a questionnaire in Epi Info Include data entry instructions in the questionnaire Enter data into Epi Info Analyse the data in Epi Info Produce tables and graphs for a report @PGBRK = Sample files that you can use to illustrate theinstructions: RAPIDFP.QES (a family planning questionnaire) RAPIDFP.REC (a data entry file) RAPIDFP.CHK (a file for including range checks and other instructions for data entry) RAPIDFP.PGM (a file of analysis instructions to produce tables and graphs) FPTEST.WK1 (a Lotus 1-2-3 spreadsheet file with sample data) FPTEST1.REC (a data entry file constructed from FPTEST.WK1) @SPACI KECIL = Use the sample files that come with these instructions in conjunction with the Epi Info computer program to learn how to use Epi Info in conducting rapid surveys in family planning and primary health care. You can also read and print out sections or all of the Epi Info User's guide from the enclosed diskette. Installing EPI info and using the tutorials Installation: Epi Info is very easy to install. Follow the instructions in the README file on the first PHC MAP diskette. It will tell you how to extract Epi Info and other files. When you have extracted the Epi Info files and put them on separate diskettes you can install Epi Info onto your computer. Place Disk 1 of the Epi Info System in one of your floppy drives, say drive A. At the A prompt type INSTALL. Then just follow the directions on the screen. See Chapter 4 of the Epi Info User's guide for more details. Notations: These instructions use the same notations as the Epi Info User's guide (see p. 7 of the guide). Keys on the computer's keyboard are indicated by << >>. Examples : << F1 >> (means press the F1 key), << Ctrl + S >> (means hold down the Control key and press the S key). The material that you should type is shown in boldface. Example: type EPI and press <>. Tutorials: Epi Info includes a tutorial program in a file called EPIAID. First get into the EPI5 directory. Then type EPI to load EPI5. The main menu should appear. Move the cursor to EPED and press <> to load it. Then press <>. Next move the cursor to EPIAID and press <>. Choose one of the tutorial programs þ Word processing, Make Epi Info Questionnaire þ and press <>. There are also two analysis tutorials. Load EPI5 as before. Move the cursor to ANALYSIS on the menu and press <>. Then type RUN TUTOR1 and <> for basic analysis procedures or RUN TUTOR2 for developing an analysis program. The User's guide also includes Tutorial Instructions at the beginning of Chapters 4 (Installation), 5 (Starting Epi Info), 8 (Entering Data), and 10 (the CHECK program). It also includes a number of tutorials for advanced work with Epi Info. The following summarises the basic tutorial programs included in Epi Info: Tutorials Source 1. Installation Chapter 4 (page 1) 2. Starting Epi Info Chapter 5 3. Word processing EPIAID: Word processing 4. Designing questionnaires EPIAID: Make EPI info questionnaire 5. Data entry Chapter 8 6. Data entry instructions Chapter 10 7. Analysis ANALYSIS: RUN TUTOR1 8. Analysis programs ANALYSIS: RUN TUTOR2 These instructions are based on Epi Info, Version 5: A wordprocessing, database, and statistics system for epidemiology on microcomputers, by A.G. Dean, J.A. Dean, A.H. Burton, and R.C. Dickers. Epi Info is a joint project of the Centers for Disease Control (CDC) and the World Health Organization (WHO). The User's guide and the computer programs are in the public domain and may be freely copied, as can these instructions. The program and User's guide can be purchased for $35 from USD Incorporated, 2075A West Park Place, Stone Mountain, GA 30087. The User's guide is also available from several countries, often through Departments of Epidemiology in local schools of public health. How to develop a questionnaire in Epi Info You may construct a questionnaire directly in Epi Info or import one that you developed on a word processor. We recommend that you develop (or revise/edit) your questionnaire on your word processor first. It will be easier for you to work on a word processor with which you are already familiar. Epi Info uses a simple word processor based on WordStar. It may take some time to get used to Epi Info's wordprocessing commands. We strongly recommend that you read Chapters 6 and 7 of the Epi Info User's guide for instructions. Also, run the EPIAID tutorials on Word processing and make the Epi Info Questionnaire. The following instructions first tell you how to prepare a questionnaire on your word processor (A). This is followed by instructions for preparing one within Epi Info (B). How to prepare a questionnaire that will be imported to Epi Info 1. Prepare your questionnaire on your word processor. Use one of the draft questionnaires in Appendix C as a guide. Also see the sample Family Planning questionnaire that follows. You may load these questionnaires into your word processor and revise them by adding, deleting, or editing the questions. List the most likely responses and give each a code number. Make sure to include 9 or 99 for "Don't Know/No" response (DK/NR). Example: 8. Are you using a method now? Yes (1), No (0), DK/NR (9) When you are finished, save the questionnaire twice. Save it first as a regular document, for example RAPIDFP.DOC. You will use this version for your interviewers. Save it a second time as an unformatted file (ASCII). You will use this version to set up a data entry programme in Epi Info. When you save it, add QES as the extension. Example: RAPIDFP.QES 2. Enter the Fields. Now you will enter "fields" in the *.QES version of the questionnaire. You should still be working in your word processor. Types of fields. A "field" is an area in the questionnaire where you will enter data. After each question you will insert symbols for an appropriate field. These are examples of questionnaire items followed by different kinds of fields: Today's date: <> Interviewer name ______ 2. How old are you? ## 3. Are you married? <> The first is a "date" field. You would enter two numerals each for the day, month, and year. The second, to the right, is called a "string" field. You can enter up to 80 characters in a string field. The third, following, "How old are you/," is a "numeric" field. The # symbol represents a numeral, in this case, a two-digit number. The last is a field for entering "yes"/"no" responses. Symbols. The following list summarises the major symbols you can used for your fields. Usually, each question will have one field for the response, and you will decide which type of field is appropriate and where to place it. The numeric and string fields require a symbol for each digit or character in the response. For example, if you record the respondent's age, you need to allow space for two digits, so enter ##. If you want to record the person's name, you might allow space for 20 or 30 characters. Type one underline character for each space : ________________ . (This is a 20-space string.) #, For numbers: ## (26) ###.# (26.4) .###(.264) <>, For Yes/No responses: Y = Yes,, N = No,(Accepts Y,, N,, and space (missing value. Does not allow DK/NR codes.) <
> , For dates: 23/04/92 _______, For written responses (especially for open-ended questions) maximum length is 80 characters. <>, For the case number: 0231 Instructions. Type in the appropriate symbols in the second (*.QES) version of your questionnaire. Put them where you want the data to be entered. Later you will use this questionnaire to construct a file for entering data into the computer. The computer program will display this questionnaire, and the cursor will skip from one field to the next to allow you to enter data. Thus, it is important where you place the symbols. In the sample questionnaire, we have placed all of the symbols in the right margin. You may also place them at the end of the questions, below them, inside them, wherever you wish. For example: Are you using a method now? # Yes (1), No (0) DK/NR (9) Are you using a method now? Yes (1), No (0) DK/NR (9) # # Are you using a method now?Yes (1), No (0) DK/NR (9) Remove any symbols that you don't want to be read as fields by the computer. Underlines ___, chevrons <<2>>, pound signs #3, will all be read as fields. In the following examples you would remove all of these symbols except the one # sign at the end, which is the field you want. Are you using a method now? Yes___(1), No___(0), DK/NR___(9) # Are you using a method now? Yes <<1>>, No <<0>>, DK/NR <<9>># Are you using a method now? Yes (#1), No (#0), DK/NR (#9) # Rapid survey questionnaire: Family planning Complete for all married women aged 15-44 years who are currently living in the household. CASE NO: IDENTIFICATION , +, +, +, , , Office Use<> 1. , {Study} No , +, , , , 1.## 2. , {Province} No , +, , , , 2.## 3. , {Interviewer} , +, , , , 3.## 4. , {Date} of Interview , +, +, , , 4. , , +, +, , , <
> 5. , ID Number (4 digits) : {Cluster No}. {Woman No}. in Cluster, +, +, , , 5.## , {NAME} OF RESPONDENT:, +, +, , , 6. , How {old} are you? (Probe) years (if DK/NR,, enter 99), +, +, , , 6.## 7. , How many living {children} do you have? (if DK/NR,, enter 99) , +, +, , , 7.## 8. , Are you or your husband currently using any family planning {method}? , +, +, , , 8.# Yes (1) No (0) Go to Q 13 DK/NR (9) Go to Q13, +, +, +, , , 9. , Which method are you/your husband using now (select principal {method only})?, +, +, , , 9.## , Tubectomy, (1), NORPLANT, (6), , , Vasectomy, (2), Condom, (7), , <%-5><
><%0> , IUD, (3), Foam,, emco,, jelly,, cream,, diaphragm, (8), , , Oral pill, (4), <%-2>Safe period,, withdrawal,, abstain<%0>, (9), , , Injection, (5), Other: , (10), , , DK/NR, (99), , , , 10., {How long} have you been continually using this method?, +, +, , , 10.# , 0-3 months, (1), 1-2 years, (4), , , 4-6 months, (2), 3-4 years, (5), , , 7-12 months, (3), 5 years or more, (6), , , DK/NR, (9), , , , 11., For how long have you been practising family planning,, i.e.,, continuously using one method or another without {interruption}?, +, +, , , 11.# , 0-3 months, (1), 1-2 years, (4), , , 4-6 months, (2), 3-4 years, (5), , , 7-12 months, (3), 5 years or more, (6), , , DK/NR, (9), , , , , , +, +, , , , , +, +, , , 12., What is the main source of your family planning service or {supplies}?, +, +, +, +, 12.## , Govt. hospital/clinic, (1) , Private hospital/clinic, (6), , , Govt. field worker, (2), NGO clinic, (7), , , <%-2>Social marketing prog.<%0>, (3), NGO field worker, (8), , , Private physician, (4), Other: _______, (9), , , Pharmacy, (5), DK/NR, (<%-6>99)<%0>, , , Go to Q17, , , , , 13., If you are not using family planning now,, have you or your {husband ever} used any method in the past?, +, +, , , 13.# , Yes (1), (1), No, (0), Go to Q15, , DK/NR , (9) , , , , 14, Which method did you/your husband use most recently (select {latest method} only)?, +, +, , , 14.## , Tubectomy, (1), NORPLANT, (6), , , Vasectomy, (2), Condom, (7), , , IUD , (3), Foam,, emco,, jelly,, cream,, diaphragm, (8), , , Oral pill, (4), Safe period,, withdrawal,, abstain, (9), , , Injection, (5), Other, (10), , , DK/NR, (99), , , , 15., Do you/your husband intend to practice family planning in the {future}?, +, +, +, +, 15.# , Yes, (1) , No, (0), , , DK/NR , (9), , , , 16., What is the most important reason you are not using family {planning now}?, +, +, , , 16.## , Want more children, (1), <%-6>Method/service unavailable<%0>, (6), , , Husband objects, (2), Sterilily, (7), , , Health reasons, (3), Breast feeding, (8), , , Religious reasons, (4), Pregnant, (9), , , Fear side effects, (5), Other, <%-2>(10)<%0>, , , DK/NR, <%-2>(99)<%0>, , , , 17., What is the name of the local {Community} Health Worker?, +, +, , , 17.# , Knows (said name) , (1), Does not know, (0) , , , No response, (9), , , , 18., Has the Community Health Worker visited or contacted you during the {last three months}?, +, +, , , 18.# , Yes , (1), No, (0), , , DK/NR, (9), , , , This concludes the interview. Thank you for taking the time to participate in this survey., +, +, +, +, +, + In this version the data are entered in a column on the right; many researchers prefer this format. However, it is important for only the data entry version of the questionnaire. The interviewers can enter responses anywhere on the paper. That is why you should save one version of the questionnaire for your interviewers and this second one for the data entry program. 3.Enter names for each field by placing { } around key words in each question. You should still be working in your word processor on the *.QES version of your questionnaire. Next you must give each field a name so that you can analyse the data later. Examples: How {old} are you? Field name = OLD Which {method} are you using {now}? Field name = METHOD NOW {A.1} Which method are you using now? Field name = A.1 If your question is longer than one line, the field name must be in the last line. For example: 8. Are you or your husband currently using any family planning {methods}? Actually, you do not need to enter field names. This is an optional step, because Epi Info will create field names automatically if you do not specify a name. It selects the first 10 non-punctuation characters before each field. See page 53 of the Epi Info User's guide for more detail. The major advantage to entering your own field names is that they will be immediately recognisable to you. When finished, save the file in ASCII format with a QES extension. Example: save the file as RAPIDFP.QES How to prepare a questionnaire within EPI info. 1. Load EPI5. At the C prompt type <> and press <>. 2. Open EPED. In the main menu move the cursor to EPED and press <>. 3. Type the questionnaire onto the screen. Type the questions, instructions, codes, etc., directly onto the screen, using the program's wordprocessing commands to tab, backspace, delete, If you have a questionnaire on your disk that you want to use or edit, load the file by pressing <>. Enter the file location and name, e.g., b:\RAPIDFP.QES. Press <>. Then make your corrections, additions, etc. 4. Enter the fields and field names, and remove unwanted symbols. You can enter the field symbols directly, as described above. You can also call up a menu of field symbols by pressing <>, then <> again. To insert one of these in your questionnaire, first make sure the cursor is where you want to make the insertion. Then press <>, Q, then highlight the symbol you want and press <>. If you know what the symbols are, it is easier to type them in directly. You may skip this step if you don't want to insert any data entry instructions 5. When finished, save the file. Press <>, then <> to exit. Inserting data entry instructions in Epi Info (See Chapter 10 of the Epi Info User's guide) You can insert codes into your basic questionnaire to check for errors, to do automatic coding of some entries, and to skip over inappropriate questions. The instructions describe in this section how to insert the following into your questionnaire: Range Checks: Specify the range of values that can be entered; e.g., 1-5. The programme will reject all numbers outside the range, e.g., Q, 6, 8 etc. Legal Values: Specify individual values that can be entered; e.g., 2, 8, 9. The program will reject all other numbers (e.g., 1,3,4, N, etc.). Must Enter: Specify that an entry must be made in the field, it cannot be left blank or skipped. The program will not move to the next field until an entry is made. However, you can override this by pressing the <> or <> Repeat: Specify that the same value entered into a field will be repeated in all subsequent records until it is changed. For example, enter Q 3 for province, which will be entered automatically on all subsequent questionnaires until you change it. Skips: Specify which questions will be skipped, depending on the previous answer. For example, "If No, go to Q16." 1. Create a data file. Before you can enter these instructions, you must have a data file in which to insert them. This is a file with a *.REC extension. You can create one as part of this step or as part of the data entry step. Load EPI5 by typing EPI and pressing <>. At the main menu, move the cursor to ENTER and press <>. At the prompt type in the name of the questionnaire file you just prepared, e.g., RAPIDFP, but leave off the extension. Don't forget to include the path name. Example: b:\RAPID and press <>. Follow the commands. Press <>. Enter the name of your questionnaire file, e.g., b:\RAPIDFP.QES and <>. Inspect the file, especially to make sure that all of the fields are included and are in the correct places. Then press <> to exit. If you need to make corrections, go back to the EPED programme to edit your file. 2. Load the CHECK programme from the main Epi Info menu. Load EPI5 by typing EPI and pressing <>. At the main menu, move the cursor to CHECK and press <>. @SPACI KECIL = 3. Load your questionnaire. You should load the data entry version of your questionnaire. That is the one with the *.QES extension. At the prompt, enter the path and name of your questionnaire (e.g., b:\RAPIDFP.QES) and answer <> to the question "Are you ready?" Press <>. 4. Enter the appropriate check codes in the appropriate fields. Place the cursor in the first field to be changed and make the appropriate entry; see the menu at the bottom of the screen. Move to each field to be changed until finished. Range check: Enter the minimum number that will be accepted, press <>, then enter the maximum number that will be accepted, press <>. Example: Age 15-44. Put the cursor on the field symbol in the age question, type: <<15>> <> <<45>> <> and <>. To remove a range, see "6. Editing the commands," below. Legal Values: Enter the letter(s) and/or number(s) that will be accepted, press <>. Example: Male=M, Female=F. Put the cursor on the field symbol, type: <> <> <> <>, and <>. Example: Male=1, Female=2, Unknown=9; Type: <<1>> <> <<2>> <> <<9>> <> and <>. Press <> to display all legal values for the field. To remove a legal value, enter it into the field and press <>. Must enter data in this field: Place the cursor in the field and press <>. Press <> again to remove the command. Repeat entry made in this field in subsequent records: Move the cursor to the field symbol, enter the number or characters you want repeated, and press <>. Example: Study No <<6>> <>. Press <> again to remove the command. Skip: Place the cursor in the field. Enter the value that triggers the skip, press <>, move to the question to be skipped to, press <>. Example: Q 8 says "If 'No', go to Q13." Place the cursor on the field symbol in Q8. Type: <>, press <>, (move the cursor to the field symbol in Q13, press <>. You can have several different skips for the same question. For example, in addition to the skip above, you might have: "If Yes, go to Q15." Place the cursor on the field symbol in Q8 again, type <>, press <>, move the cursor to the field symbol in Q15, type <>. The program will now skip to Q13 if the response is "no" and to Q15 if it is "yes." If you want to skip to another question regardless of the response, place the cursor on the field symbol and press <> when the field is blank. Move to the field symbol in Q15 and press <> again. To display all current skips for a field, place the cursor on the field symbol and press <>. To remove a skip use <>. 5. Save your changes. Press <> when finished to save. "Write Data to Disk [Y/N]?" appears. Press <> 6. Editing the commands. Place the cursor in a field you wish to change and press <>. The commands for that field will be displayed in an indented hierarchy. You can edit, add, delete commands directly. Example: To change the Male and Female codes from M and F to 1 and 2, simply press <>, move the cursor to M and replace with 1, move to F and replace with 2. How to enter data into EPI info (Chapters 8 and 17 of the Epi Info User's guide) There are two ways to enter data into Epi Info. The first is to enter the data from one questionnaire at a time directly into the Epi Info data file. The second, is to import all of the survey data from a spreadsheet, dBase or ASCII file. How to enter data from questionnaires (see Chapter 8) 1. Load ENTER from the main menu. Load EPI5 by typing EPI at the C prompt and pressing <>. At the main menu move the cursor to highlight ENTER and press <>. If you are creating a new data file, type in the path and name of the questionnaire file that you want to use, but leave off the extension, e.g., a:\RAPIDFP and press <>. The program will create a data file and give it a *.REC extension, such as RAPIDFP. REC. If you are loading a data file that has already been created, follow the same steps. When you type the name of the data file (RAPIDFP), the program will find RAPID.REC and load it. Or you can type in the path, e.g., b:\ and press <> to display a list of REC files. Move the cursor to the one you want to load and press <>. 2. Enter the data from each completed questionnaire. The case identification number <> is entered automatically, and the number increases by 1 for each record. The cursor will move to the first field that you specified to receive data. In the sample Family Planning questionnaire, this field is "Study No" Type in the number (e.g., 6) and then press <>. Since the study number is the same for all questionnaires, you need to enter that only once. The <> key turns the "Repeat" function on and off. When you turn it on, you will not have to enter the same number for each questionnaire. The Province number is also the same. The interviewer number will be the same for 7 or more cases, as will the date of the interview and cluster number. When the number changes, e.g., from 6 to 7, just type in 7 and it will repeat until you type in a new number. In most cases, after you enter data in a field, the cursor will automatically move to the next field. If it does not, press <> to move to the next field. This happens when the spaces in the field are larger than the number entered. For example: "How many living children do you have?" Allow 2 spaces for a two-digit number (12, 15, 10). When you enter two digits, the cursor goes to the next variable. If you entered one digit (2, 3, 1), you would also need to press <> to move to the next question. If you have installed range checks and legal numbers, the program will only accept the numbers you indicated. "How old are you?" will accept any number between 15 and 45. If you enter 13 or 54, the program will not accept the entry. For a "yes"/"no" question, the program will accept Y, N, or blank. If you enter Q by mistake, it will not be accepted. Dates must be entered in the correct order: dd/mm/yy. The first entry (day) cannot exceed 31, the second (month) cannot exceed 12. The program will skip questions that do not apply (identified on the questionnaire as "Go to QXX"). You cannot enter data in fields that are to be skipped. Some fields are designated as "Must enter." The program will beep if you try to skip by pressing <>. If the data item is missing on the questionnaire, you can leave the field blank by pressing the down arrow or <>. 3. Make corrections, as needed. If you make a mistake, use the up or down arrows, the <>, <>, <>, and <> keys to move the cursor to the error and re-enter the correct data. When you have finished a form, the message, "Write data to disk (Y/N)" will appear at the bottom of the screen. Type <> to save the data. The program will go to the top of the screen so that you can enter the next record. Notice that the Case ID has increased by one. You can go back or forward to look at each completed questionnaire by pressing <> or <>. You can also make changes at that time, if necessary. When you are finished, press <> to exit. How to import data from other files (see Chapter 17) Epi Info can import four kinds of files: ASCII fixed-length records, comma-delimited records, Lotus 1-2-3 *.WKS and *.WK1 files, and dBase II files. The following instructions cover the Lotus and dBase files only. Consult the Epi Info User's guide for instructions on importing the other kinds of records. 1. Prepare the file to be imported. dBase files do not need any special preparation. They can be imported directly. Lotus 1-2-3 files should contain variable field names on the first line (and only the first line). Data items should not be on the first line, since Epi Info will read whatever is on this line as variable names. The variable names can be of any length and can be different from those used in the original data set. That is, you can use new, short names for the variables. An example is shown below: Age, Sex, V1, V2, V3, V4, variable names 23, M, 1, 0, 2, 3, 25, F, 2, 0, 3, 2, 32, M, 1, 1, 9, 2, Save the file with a:*.WK1 or *.WKS extension., +, +, +, +, +, + 2. Load IMPORT. Before you import your data, you need to create a *.REC file into which you can put the data. First load EP15 by typing EPI at the C prompt and pressing <>. Then at the main menu move the cursor to highlight IMPORT. Press <>. Type in the destination and name for the .REC file you will create, (e.g., a:\FAMPLAN). On the next line type the path and name of the dBase or Lotus file to be imported (e.g., a:\BALIFP.WKS). Type the appropriate number, 3 or 4, for the format of the imported file, 3 for Lotus, 4 for dBase. Press <> when you are ready to continue. The program will return to the main menu when finished. It will have created and saved a file with a *.REC extension. For example, FAMPLAN.REC. You can now load the ANALYSIS program to analyse the data. How to analyse data with EPI info (See Chapter 9 of the Epi Info User's guide) 1. Load the data file. First load EP15 by typing EPI at the c: prompt and pressing <>. Before you can analyse the data, you need to load the *.REC data file into ANALYSIS and then read it. At the main menu, highlight ANALYSIS and press <>. The ANALYSIS screen will appear. The cursor will appear at the bottom left of the screen after EPI >>. Type READ and the location and name of the desired data file. Example: EPI >> READ b:\FAMIPLAN.REC Press <>. If you are loading a dBase file, just type its name and the DBF extension. For example: EPI >> READ b:\FAPLAN.DBF <>. If the file has been read correctly, you will see at the top left of the screen the file name and the number of records that have been read. 2. Select and run the analysis commands. After you have read a data file, you can enter analysis commands one at a time or create a small program to run several commands at once. These programs can be prepared on your own word processor and saved as an ASCII file with a *.PGM extension. Example: RAPIDFP.PGM. A short program is shown below. This file summarises the major ANALYSIS commands: READ b:\FP\FPTEST1 FREQ METHOD METHODONLY HOWLONG1 SUPPLIES FUTURE SET PERCENTS=ON ROUTE PRINTER TABLES CHILDREN METHOD TABLES SUPPLIES METHOD ROUTE SCREEN PIE METHOD HISTOGRAM METHOD This program instructs Epi Info to read a data file called FPTEST1. Then it produces frequency distributions for five variables. The SET PERCENTS=ON command instructs Epi Info to display percentage distributions as well as counts for the tables that follow. The ROUTE PRINTER command tells the program to send the tables that follow to the printer. Two cross-tabulations are then produced: contraceptive method concurrently used by number of living children, and method used by source of method. The program instructs Epi Info to send the next commands to the computer screen instead of the printer. The first graph is a pie chart showing the distribution for family planning users and non-users. The second is a histogram of the distribution of contraceptive methods used. Examples of the lists, frequency distributions, cross-tabulations, and statistics produced are shown on the following pages. ANALYSIS TABLE. The following are examples of tables that Epi Info produces: 1 LIST Produces a list of all variables in the data set 2 FREQ Produces a frequency distribution of a single variable 3 TABLES Produces a cross-tabulation of two discrete variables 4 MEANS Produces a table of continuous variables TABLES and MEANS can be produced with and without percentages by typing SET PERCENTS ON or SET PERCENTS OFF before typing the calculation command. See the *.PGM files for example. Mann-Whitney or Wilcoxon Two-sample test ( Kruskai-Wallis for two groups), +, +, + Kruskai-Wallis H (equivalent to chi square), +, =, 17.397 Degrees of freedom, +, =, 1 p value, , =, 0.000030 1 LIST This is a partial listing of the data file,, showing all of the values in the top row and the data for each case in the succeeding rows, +, +, +, +, +, +, +, +, + This listing was produced by typing LIST* and pressing <>., +, +, +, +, +, +, +, +, + Rec, Case, Study, Prov, Interv, Date, ID, Old, Childrn, Mthd 1, 1, 12, 3, 4, 33333, 101, 23, 1, 1 2, 2, 12, 3, 4, 33333, 102, 24, 3, 1 3, 3, 12, 3, 4, 33333, 103, 31, 1, 1 4, 4, 12, 3, 4, 33333, 104, 45, 2, 1 5, 5, 12, 3, 4, 33333, 105, 32, 1, 0 6, 6, 12, 3, 4, 33333, 106, 17, 1, 0 7, 7, 12, 3, 4, 33333, 107, 27, 4, 1 8, 8, 12, 3, 4, 33333, 111, 29, 1, 1 9, 9, 12, 3, 4, 33333, 112, 32, 2, 1 10, 10, 12, 3, 4, 33333, 113, 37, 1, 0 2 FREQUENCY This is a frequency distribution of age with percents on.This table was produced by typing FREQ AGE and pressing <>., +, +, +, + AGE, Freq, Percent, Cum., This shows the distribution of respondents by age group where 1 = 15 - 19 years,2 = 20 - 24 years,, etc. These statistics are produced automatically by the program. 1 , 23, 10.5%, 10.5%, ^ 2 , 57, 26.0%, 36.5%, ^ 3, 42, 19.2%, 55.7%, ^ 4 , 36, 16.4%, 72.1%, ^ 5 , 29, 13.2%, 85.4%, ^ 6, 32, 14.6%, 100.0%, ^ Total , 219, 100.0%, , ^ Sum= 744.00, +, +, +, ^ Mean = <%-2>3.40<%0>, +, +, +, ^ Standard deviation= 1.59, +, +, +, ^ 3 CROSS-TABS: TABLES This is a cross-tabulation of age and contraceptive method with the percent off.This table was produced by typing TABLES AGE METHOD and pressing <>. METHOD, +, +, +, + AGE, 0, 1, Total, These are also 5-year age groups. These statistics are also produced automatically. 1 , 14, 9, 23, ^ 2 , 15, 42, 57, ^ 3, 12, 30, 42, ^ 4 , 15, 21, 36, ^ 5 , 12, 17, 29, ^ 6, 6, 26, 32, ^ Total , 74, 145, 219, ^ Chi square= 14.45, +, +, +, ^ Degrees of freedom= 5, +, +, +, p value = 0.012970389, , , +, This is the same cross-tab table with percent set to on., +, +, +, AGE, 0, 1, Total, This row shows that 14 is 60.9% of 23 (15-19 yrs). 1 , 1460.9%18.9%, 939.1%6.2%, 2310.5% , 2 , 1526.3%20.3%, 4273.7%29.0%, 5726.0%, This row shows that 15 is 20.3% of all 0s (74 using no method in column 2). 3, 1228.6%16.2%, 3071.4%20.7%, 4219.2%, 4 , 1541.7%20.3%, 2158.6%14.5%, 3616.4%, 5 , 1241.4%16.2%, 1758.6%11.7%, 2913.2%, 6, 618.8%8.1%, 2681.3%, 3214.6%17.9%, Total , 7433.8%, 14566.2%, 219, This is a row that shows 33.8% do not use a FP method,, 66.2% do. Chi square= 14.45, +, +, +, Degrees of freedom= 5, +, +, +, p value= 0.012970389, +, +, +, 4 MEANS TABLES This is a means table comparing number of children (continuous variable) with method (discrete variable) with percents OFF and statistics OFF This table was produced by typing MEANS CHILDREN METHOD and pressing <>, +, +, +, + METHOD, +, +, +, + CHILDREN, 0, 1, Total, 0 , 4, 5, 9, ^ 1 , 44, 35, 79, ^ 2, 0, 29, 29, ^ 3 , 20, 45, 65, ^ 4 , 6, 25, 31, ^ 5, 0, 6, 6, ^ Total , 74, 145, 219, ^ This is the same cross-tab table with percents on and statistics on., +, +, +, + METHOD, +, +, , CHILDREN, 0, 1, Total, This row shows that 4 is 44.4% of 9 (no of children). This row shows that 44 is 59.5% of all 0s (74 13.2% using no method). 1 , 444.4%5,4%, 555.6%3.4%, 94.1%, ^ 2 , 4455.7%59.5%, 3544.3%24.1%, 7936.1%, ^ 3, 00.040.04, 29100.0%20.0%, 2913.2%, ^ 4 , 2030.8%27.0%, 4569.2%31.0%, 6529.7%, ^ 5 , 619.4%8.1%, 2580.6%17.2%, 3114.2%, ^ 6, 00.0%, 6100.0%4.1%, 62.7%, ^ Total , 7433.8%, 14566.2%, 219, ^ , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Method, Obs, Total, Mean, Variance, Std Dev 0 1 , 74145, 128358, 1.7302.469-0.739, 1.3511.542, 1.1621.242 Difference, ^, ^, ^, ^, ^ Method Min., 25%ile, Median, 79%ile, Maximum, Mode 0 0.0001 0.000, 1.0001.000, 1.0003.000, 3.0003.000, 4.0005.000, 1.0003.000 ANOVA(For normally distributed data only). The p value is equivalent to that for the Student's T Test,, since there are only 2 samples., +, +, +, +, + , SS, df, MS, F statistic, p-value VariationBetweenWithinTotal, 26.775320.705347.479, 1217218, 26.7751.478, 18.117, .000135 Bartlett's test for homogeneity of variance Bartlett's chi square=0.419 deg freedom=1 p-value=0.517657, +, +, +, +, + The variances are homogeneous with 95% confidence. If samples are also normally distributed,, ANOVA results can be used., +, +, +, +, + 3. Basic analysis commands. When you are in ANALYSIS, you can view a list of the ANALYSIS commands by pressing <>. Press <> and then <> to see a list of the variables in your data set. Press <> and then <> to see the data set itself. HELP <> provides a handy explanation of each of the analysis commands. The following instructions cover only commands to produce frequency distributions, tables, averages (means), and cross-tabulations. To enter a command, find the EPI >> prompt at the lower left of the screen and type the command. Example: EPI >> LIST OLD SEX and press <>. LIST This produces a listing of records. Type LIST * to list all of the variables or to select the variables you want to list. Example: type LIST OLD SEX METHOD. Press <> to start the listing. FREQ This produces a list of the frequency, percentage distribution, and cumulative percentage of each variable listed. For numeric fields, the program also produces a sum, mean, and standard deviation. Type FREQ * to produce frequencies for all variables or to select the variables you want. Example: type FREQ OLD METHOD CHILDREN. Press <>. TABLES This is used for variables that can be counted, like sex [male or female] and use [yes or no]. This produces a cross-tabulation table of two variables to determine if there is a relationship between the two, such as contraceptive use and number of living children. The results also produce several statistical tests. Type TABLES and then the names of the two variables. Example: TABLES CHILDREN METHOD. Press <>. MEANS For continuous variables, e.g., age, months of use. This displays continuous data grouped into selected categories, such as age by current use of contraception. This will give the mean (average) age of people who do and do not use contraception. It also provides a number of statistical tests. Type MEANS OLD METHOD and press <>. Type the continuous variable first. 4. Select and run graphs. Epi Info makes histograms, scatter plots, pie charts, and bar line graphs drawn directly from the data files. To create a graph, enter the type of graph desired followed by the variable(s). Examples: HISTOGRAM METHOD; PIE CHILDREN; BAR REASON; LINE OLD; SCATTER OLD HOWLONG1. 5. Print the results. Press <> to turn the printer on, and <> again to turn it off. There are two ways to print results. The first is to turn the printer on and enter the desired analysis command. Example: <> EPI >> FREQ OLD METHOD <>, then press to turn the printer off. If you leave the printer on, all subsequent commands will be printed. The second way is to use the up arrow (when the cursor is at EPI in the lower part of the screen). Turn <> on, move the up arrow to the command you want to print, edit if so desired, and then press <> to send it to the printer. Press again to turn the printer off. 6. Save the results to a file. Press <> instead of <> if you want to save your calculations in a file rather than print them. The first time you press <>, you will be asked to provide a filename. Don't forget to include the path (e.g., c:\DATA\FPRESULT.DOC). After that, when you press <> your last calculations will be added to that file. You can also reload a file and add new calculations to it. To stop adding to a file, press <> again. 7., Some other useful ANALYSIS commands., + , ROUTE, This command sends the subsequent out put to the computer screen (ROUTE SCREEN) or printer (ROUTE PRINTER). , SET PERCENTON/OFF , This command produces percentages with the tables when it is on and without them when it is off. , SET STATISTICSON/OFF, Similarly,, this produces statistical results when on and suppresses them when off. , DEFINE , Use this command to create a new variable and its field. For example,, DEFINE AGE# creates a variable named AGE with a one-digit numeric field. , RECODE , Often used together with DEFINE to create new codes for new variables. Often used together with DEFINE to create new codes for new variables. Example: RECODE OLD TO AGE 15-19=1 20-24=225-29=3 30-34=4 35-39=5 40-44=6 ELSE=6. This changes the codes for the variables named "OLD" to new codes for the new variable named "AGE." The new codes create 5-year age groups. Regrouping. DEFINE and RECODE can be used to regroup age and other continuous variables in another way. First define the new variable and give it a "string" field. Then recode by whatever grouping you want (5, 10, 15 years, etc.) using the word BY. In the example, the instruction specifies a 5-year grouping. DEFINE AGE STRING RECODE OLD TO AGE BY 5 Labels. DEFINE AND RECODE can also be used to change numeric codes into labels. This can help you to avoid having to look up the codes to interpret the tables. In the following example, the codes for contraceptives are grouped and given labels of "MODERN" and "TRADITIONAL." DEFINE CURRENTUSE STRING RECODE METHOD TO CURRENTUSE 0=NONE 1-7= MODERN 8-9=TRADITIONAL 99=DK/NR ELSE=OTHER If your string includes spaces, you need to put quotation marks around it. Otherwise, the program will conclude that the first word is the new label. For example: 1-7="NEW METHODS." Finally, the labels can be no longer than the variable. If the variable is six letters in length the tables will allow only 6 characters for the labels. Thus, you should make your variables as long as needed, up to the maximum of ten characters. ILLUSTRATIVE DATA ANALYSIS PROGRAMS The computer files include an automated data analysis and printing program in a file called RAPIDFP.PGM. You can edit this programme on your word processor or in EPED. You can also write your own program. Super short version Although RAPIDFP.PGM includes instructions, identified by * in the first column, and quite a few recodes designed to change numbers to labels, you might want to try something simpler. Just type the following commands into the ANALYSIS program at the EPI >> prompt. Don't forget to READ your data file first. DEFINE AGE # RECODE OLD TO AGE 15-19=1 20-24=2 25-29=3 30-34=4 35-39=5 ELSE=6 FREQ METHOD METHODONLY HOWLONG1 SUPPLIES FUTURE PLANNING NOW LASTTHREM SET PERCENTS=ON ROUTE PRINTER TABLES AGE METHOD TABLES CHILD METHOD TABLES SUPPLIES METHOD TABLES LASTTHREM METHOD ROUTE SCREEN PIE METHOD HISTOGRAM METHODONLY Data analysis program The computerised analysis program is reproduced on the next two pages. It can be run by typing the following at the EPI prompt in the ANALYSIS window: EPI>> READ (filename) <> # EPI >> RUN RAPIDFP.PGM <> RAPIDFP.PGM Version 1.2, 21 November, 1991, Revised 18 March, 1992 Load EP15, open the ANALYSIS programme At the EPI>> prompt type READ (filename) and press <> At the EPI>> prompt type RUN RAPIDFP2.PGM and press <> To print, press <> to turn the printer on before running this file Type SET PERCENTS=ON if you want the crosstabs to show percentages The program will pause if a table is not completely displayed and show <>. Press <> to continue Press CTRL+BREAK to stop the programme *QUESTION #6 DEFINE AGE STRING RECODE OLD TO AGE BY 5 *QUESTION #7 DEFINE CHILD # RECODE CHILDREN TO CHILD 0=0 1=1 2=2 ELSE=3 *QUESTION #8 DEFINE USINGFP STRING RECODE METHOD TO USINGFP 1=YES 0=NO 9=DK/NR *QUESTION #9 DEFINE METHOD_NOW STRING RECODE METHOD_ONLY TO METHOD_NOW 1=1.TUBE 2=2.VAS 3=3.IUD 4=4.PILL 5=5.INJECT 6=6.NORPLANT 99=99.DK/NR ELSE=OTHER *QUESTION #10 DEFINE TIME_USED STRING RECODE HOWLONG1 TO TIME_USED 1="1. 0-3 MO" 2="2. 4-6 MO" 3="3. -12 MO" 4="4. 1-2 YR" 5="5. 3-4 YR" 6="6. 5+ YR" 9="9. DK/NR" *QUESTION #11 DEFINE CONTINUAL STRING RECODE INTERRUPTI TO CONTINUAL 1="1. 0-3 MO" 2="2. 4-6 MO" 3="3. 7-12 MO" 4="4. 1-2 YR" 5="5. 3-4 YR" 6="6. 5+ YR" 9="9. DK/NR" *QUESTION #12 DEFINE SPLYSOURCE STRING RECODE SUPPLIES TO SPLYSOURCE 1="1.GOV HOSP" 2="2.GOV FW" 3="3.SOC MKT" 4="4.PRIV MD" 5="5.PHARMACY" 6="6.PRIV HOS" 7="7.NGO CLIN" 8="8.NGO FW" 9=OTHER 99=DK/NR *QUESTION #13 DEFINE EVERUSE_FP STRING RECODE HUSBANDEVE TO EVERUSE_FP 1=YES 0=NO 9=DK/NR *QUESTION #14 DEFINE LASTMETHOD STRING RECODE LATESTMETH TO LASTMETHOD 1=1.TUBE 2=2.VAS 3=3.IUD 4=4.PILL 5=5.INJECT 6=6.NORPLANT 99=99.DK/NR ELSE=OTHER *QUESTION #15 DEFINE FUTURE_USE STRING RECODE FUTURE TO FUTURE_USE 1=YES 0=NO 9=DK/NR *QUESTION #16 DEFINE WHYNOT_USE STRING RECODE PLANNINGNO TO WHYNOT_USE 1="1.WANT KID" 2="2. HUSBN NO" 3="3.HEALTH" 4="4.RELIG RZ" 5="5.SIDE EFF" 6="6.NOTAVAIL" 7="7.STERIL" 8="8.BRESTFEED" 9="9.PREGNANT" 10="10.OTHER" 99="99.DK/NR" *QUESTION #17 DEFINE CHWNAME STRING RECODE COMMUNITY TO CHWNAME 1=YES 0=NO 9=DK/NR *QUESTION #18 DEFINE CHWVISIT STRING The following frequency distributions will be computed RECODE LASTTHREEM TO CHWVISIT 1=YES 0=NO 9=DK/NR FREQ AGE CHILD USINGFP METHOD_NOW TIME_USED CON The following graphs will be prepared TINUAL SPLYSOURCE EVERUSE_FP FREQ LASTMETHOD FUTURE_USE WHYNOT_USE CHWNAME CHWVISIT SET PERCENTS=ON TABLES AGE USINGFP The following cross tabulations will be computed TABLES CHILD USINGFP TABLES SPLYSOURCE USINGFP TABLES CHWNAME USINGFP TABLES CHWVISIT USINGFP PIE USINGFP PIE METHOD_NOW HISTOGRAM TIME__USED HISTOGRAM SPLYSOURCE Appendix B: Questionnaire design guidelines General guidelines for designing questionnaires can be found in any standard textbook on survey research methods. The following are a few suggestions specifically related to rapid survey instrument design for PHC. Physical layout The way that the questionnaire is laid out on the page is important for both the interviewer and the coder. The questions should be clearly separated from one another. The response categories should be next to or directly beneath the questions so that they are easy to locate. The response categories should be clearly printed, separated from one another, and easy to distinguish. Instructions to the interviewer should be easily distinguishable from the questions so that the interviewer knows which items to read to the respondent. If some questions may be skipped, depending on the response, the next question should be clearly identified. The type size used in the questionnaire should be easy to read. Questions and pages should be numbered so that the interviewer does not get lost. Although all of the model questionnaires are presented the same way, there are other ways to lay them out. One of the easiest to use is the "matrix" format for the cluster registers, which allows 7-30 interviews to be entered on a single page. A variation of this is to have one questionnaire for the interviewer to read and one matrix-like tally sheet on which to record all the responses. Question construction Most rapid survey questions are constructed to permit "yes"/"no" responses. With a little thought, almost any question can be phrased this way. For example, instead of asking "What do you think about ORT," ask "Do you believe ORT is effective?" Multiple choice questions can be analysed as "yes"/"no" questions if they can be recoded, as explained in Step 4. Some of the model questions are phrased to test whether the respondent knows something, can do something, or has some PHC item on hand. This type of question may require some probing by the interviewer as well as an assessment of the appropriate response. For example, in the case of "Do you know what is meant by diarrhoea?" the interviewer would need to know the correct response and would then record it as "yes," meaning the respondent does know what it means), or "no," does not know what it means. Responses should be mutually exclusive. That is, there should be no overlap between responses, to avoid confusion. Be especially careful with age and multiple choice questions. A common mistake is to list overlapping categories for age, e.g., 1-5 yrs, 5-10, 10-15; rather than 1-4, 5-9, 10-14. Multiple choice questions often include several appropriate responses. For example, "What is the reason you don't attend the clinic?" could have several responses, e.g., too far away, too expensive, poor service. To avoid this, ask for the major reason and instruct the interviewer to code only one response. Screening questions. Sometimes it is necessary to include questions that are not going to be analysed but which are necessary in order to determine if a respondent should be asked the next series of questions. An example: "What are the names of your children and how old are they?" This question is designed to provide the interviewer with the information needed to decide which child to gather information about, but the response would not be coded or analysed. Therefore, this type of question will usually not be precoded. Marking responses. The model instruments provide spaces that the interviewer checks to indicate the response. Options include circling the code of the response, using an X to cross it out, and writing in the code. Sequence of questions Questionnaires are usually designed with an opening statement to be read by the interviewer to the respondent. This statement usually explains what the survey is about, who is sponsoring it, why it is being conducted, how the respondent was chosen to be interviewed, how long the interview will take, assurance that the responses will be confidential, and a request for permission to begin asking the questions. This statement can be written on each questionnaire or on a separate card that the interviewer carries. The opening questions are usually factual and non-threatening to set a comfortable tone (age, number of children, etc.). The questions should follow a logical sequence. When the subject is changed it helps to have an explanatory statement for the interviewer to read. For example, "Now I am going to ask a few questions about your experience with the local CHW." Many questionnaires are designed to get to the most important questions early in order to maintain the interest of the respondent. Demographic and other descriptive data are left for last. However, the rapid surveys are so short that this may not be an important strategy to incorporate. Sometimes you need to skip some questions if they are not applicable to a respondent. Include instructions on the questionnaire that tell the interviewer when to skip and where to go next. For example: Q 12. Has anyone in this household been sick during the last month? ___Yes (1)___ No (2), go to Q22___DK/NR (9), go to Q22 Precoding The variables that are to be examined, e.g., age, sex, use of ORT, should be given a code number. In the model instruments, this number is the same as the question number. Sometimes a question includes more than one variable. In that case the response may include a code for each response, as in the Breast feeding, Growth monitoring and Immunization rapid survey instruments. For example: Optional weighing to determine current nutritional status, +, +, +, +, + Name, Sex, Age (mo), Wt. (kg), Height, Remark , , , , , , (24), (25), (26), (27), In this example four variables are coded in one item. The responses should also be precoded. The convention used in the model questionnaires is to use 1 to mean "yes", 0 to mean "no" and 9 to mean "don't know" or "no response." Obviously, any other codes could be used. The important thing is to be consistent so that the interviewers will not become confused. Some questions ask whether the respondent knows something in particular. In these cases a "no" means that he or she does not know, and would be coded 0. A code of 9 should not include "don't know," as that would be confusing. In the models, 9 means "no response." Identification items Questionnaires will need to include certain identifying information so that they can be sorted, classified, followed up, etc. The model questionnaires that follow include five standard identification items: 1) the number of the study, which is optional, unless a large number of studies will be carried out; 2) province number, which is also optional, unless the study is to be done in several provinces; but you can then substitute district, sub-district, village as appropriate; 3) interviewer name or code; 4) date of interview; and 5) respondent identification number. In this case a 3-4 digit code is used, made up of the cluster number and the respondent's number, e.g., 01-01, 1009. Other identification items that might be needed for special studies are: time of interview, address of household, telephone number, and national identification number (or social security number). Code books You can usually conduct a rapid survey without needing a code book, because these types of surveys are so short. But code books are very useful if your questionnaire isn't precoded, if it is long and complex, if many questions are multiple-choice, if the responses are to be coded by someone other than the interviewer, or if the survey is large. Most code books are useful in checking for errors, preparing analysis plans, and recoding. Code books summarise the responses and their codes for each question. They also include the name of the variable and sometimes other useful information, such as the variable's length and format. Variable name, Question number, Length, Variable value, Variable label ADVICE, 117, 12, Where sought advice/treatment, + , , , Value, Label , , , 1, Government hospital , , , 2, Private hospital , , , 3, Health centre , , , 4, Private clinic , , , 5, Health post , , , 6, Private doctor , , , 7, Nurse/midwife , , , 8, Community health worker , , , 9, Traditional healer , , , 10, Pharmacy/drugstore , , , 11, Shop , , , 12, Other , , , 99, DK/NR , , , BLANK, Not applicable , , , , + TREAT, 129, 1, Anything to treat diarrhoea, + , , , Value, Label , , , 1, Yes , , , 2, No , , , 8, DK/NR , , , 9, Missing value , , , BLANK, Not applicable , , , , + TREATMENT, 130, 6, Given to treat diarrhoea, + , , , Value, Label , , , 1, Capsule , , , 2, Pill , , , 3, Syrup , , , 4, ORS sachet , , , 5, ORS home made , , , 6, Cereal , , , 7, Other , , , 9, DK/NR , , , BLANK, Not applicable Appendix C: Rapid survey questionnaires GENERAL PHC Community assessment of primary health care /health education MATERNAL CARE Antenatal care, safe delivery, and postnatal care Family planning CHILD CAREAcute respiratory infectionsBreast feedingDiarrhoeal disease control/oral rehydration therapyChildhood disabilitiesChild immunizationGrowth monitoring/nutrition education COMMUNITY HEALTHWater supply, hygiene, and sanitation OTHER HEALTH CAREAccidents and injuriesChronic, non-communicable diseasesMalariaTuberculosisSexually-transmitted diseases, HIV/AIDS MORBIDITY, MORTALITY AND FERTILITYVital events and health statusChild morbidity and mortality assessmentAdult morbidity and mortality assessment The following instruments have been designed to collect the most important indicators of health knowledge, behaviour and status for each PHC service. The first instrument, Community assessment of PHC, covers the most common PHC services, plus some data on household composition, parity, drug supply, and service availability. The instruments can be used as presented or modified as appropriate to any given situation. You are encouraged to "mix and match" questions and sections from the various questionnaires, add, delete, revise, and combine to adapt the instruments to your situation and needs. The vital events, morbidity and mortality questionnaires can be added to other rapid surveys such as child immunization, family planning, etc. However, they will usually require much larger sample sizes. See the User's guide for guidelines. The rapid surveys are designed for cluster samples, typically, 30 clusters of 7-10 respondents each. The responses should be "yes"/"no", or otherwise classifiable into dichotomous variables. Please note that these are only the instruments. Examples of how they can be modified and used with different sampling techniques are described in the User's guide. Rapid survey questionnaireCommunity assessment of primary health care Complete ALL SECTIONS for each currently married woman aged 15-49. For women with a child under age two years (24 months), collect information for SECTIONS 2, 4, 5, 6, 8, and 9. If the woman has a second child under age two years, collect the information for the oldest child. If she has no children under age five years, SKIP SECTIONS 2, 4, 5, 6, 8, 9.<%0> IDENTIFICATION, +, +, +, +, +, +, +, + 101., Study no, , 102., Province no, , 103., Cluster no, 104., Interviewer no, , 105., Respondent no, , 106., Date of interview, / / 107., Respondent age, , 108., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 109.How many people live in this household:_____(total) Married women of reproductive age (15-49):_____(in household) Currently pregnant women:_____(in household) Children less than 24 months of age:_____(in household) Children 2-5 years old: _____(in household) @SPASIHALF = 110.How many children do you have under two years of age? ___(no children.) If none, go to Q11 What are their names and how old are they? Name:______________ Age (in months): _______Sex (m/f):_____ Name:______________ Age (in months): _______Sex (m/f):_____ Name:______________ Age (in months): _______Sex (m/f):_____ 111.How many live births have you had? ____(number) (If DK/NR enter 99.) 112.How many of these are still living? ____(number) (If DK/NR enter 99.) 113.How far away is the nearest health unit or health worker? ___(1) << 5 km/60 min. walk ___(2) >> 5 km/60 min. walk ___ (9) DK/NR 114-7. Which of the following health services are available there? 14. Maternal and child health___ (1) Yes___(0) No___(9) DK/NR 15. Family planning___ (1) Yes___(0) No___(9) DK/NR 16. Immunization___ (1) Yes___(0) No___(9) DK/NR 17. Medical care services___ (1) Yes___(0) No___(9) DK/NR 118.Does anyone in this household need to use prescription or non-prescription drugs?___(1) Yes___(0) No, go to Q21___(9) DK/NR go to Q21 119.Are you able to get them easily? ___(1) Yes, go to Q21___(0) No___(9) DK/NR 120.Why aren't you able to get them? _____(1) Too far _____(2) Too expensive _____(3) Don't know where to get them _____(4) Other: ___________________ _____(9) DK/NR 121.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know___(9) NR 122.Has the local Community Health Worker visited or contacted you during thelast three months?____(1) Yes____(0) No____(9) DK/NR INTERVIEWER: PLEASE CHECK OFF THE SECTIONS TO BE USED FOR THIS INTERVIEW. _____Antenatal care, safe delivery, and postnatal care _____Family planning _____Acute respiratory infections _____Breast feeding _____Diarrhoeal disease control/oral rehydration therapy _____Childhood disabilities _____Child immunization _____Growth monitoring/nutrition education _____Water supply, hygiene, and sanitation _____Accidents/trauma _____Chronic, non-communicable diseases _____Malaria _____Tuberculosis _____Sexually-transmitted diseases GO TO Q200 Section 1: Antenatal care, safe delivery, and postnatal care 200.Have you been pregnant within the past 24 months? ____(1) Yes___(0) No, go to Q301 201.Did you receive antenatal care during your last pregnancy? ____(1) Yes___(0) No, go to Q204 ____(9) DK/NR, go to Q204 202.How many times did you get antenatal care? ____times (If DK/NR,enter 99.) 203.Which is the principal place where you received antenatal care? ____(1) Hospital, health centre/clinic ____(2) Local TBA/healer, other non-prof. ____(9) DK/NR 204.Did you receive a tetanus vaccination during your last pregnancy? ____(1) Yes____(0) No, go to Q206____(9) DK/NR, go to Q206 205.How many vaccinations did you receive? ____(1) One____(2) Two____(3) Three or more____(9) DK/NR 206.What was the outcome of your most recent pregnancy? ____(1) Live birth ____(2) Still birth ____(3) Abortion/miscarriage, go to Q301 ____(9) DK/NR, go to Q301 207.Where did the delivery take place? ____(1) Home____(2) Hospital/clinic____(9)DK/NR 208.Who was the main person attending the delivery? ____(1) Doctor, nurse, nurse-midwife ____(2) Trained TBA, CHW ____(3) Untrained TBA, CHW, relative, neighbour ____(9) DK/NR GO TO Q 301 Section 2: Family planning 301.Are you or your husband currently using any family planning method? ___(1) Yes___(0) No, go to Q304___(9) DK/NR, go to Q304 302.Which method are you/your husband using now?(select principal method only) ___(1) Tubectomy___ (6) NORPLANT ___(2) Vasectomy___ (7) Condom ___(3) IUD___ (8) Foam, emco, jelly, cream, diaphragm ___(4) Oral pill___ (9) Safe period, withdrawal, abstinence ___(5) Injection ___(10) Other: _________________ ___(99) DK/NR 303.What is the main source of your family planning service or supplies?(Record response and go to Q400.) ___(1) Govt hospital/clinic___ (6) Private hospital/clinic ___(2) Govt. field worker___ (7) NGO clinic ___(3) Social marketing prog.___ (8) NGO field worker ___(4) Private physician___ (9) Other: ___________ ___(5) Pharmacy___(99) DK/NR 304.Do you/your husband intend to practice family planning in the future? ___(1) Yes___(0) No ___ (9) DK/NR 305.What is the most important reason you are not using family planning now? ___(1) Want more children ___ (6) Method/service unavailable ___(2) Husband objects ___ (7) Sterility ___(3) Health reasons ___ (8) Breast feeding ___(4) Religious reasons___ (9) Pregnant ___(5) Fear side effects ___(10) Other: _____________ ___(99) DK/NR GO TO Q400 Section 3: Acute respiratory infections 400.Check Q110 or ask: Do you have children under the age of two years? ____(1) Yes____(0) No, go to Q502 401.Have any of your children been sick from a respiratory illness within the last two weeks? ____(1) Yes____(0) No, go to Q501___(9) DK/NR, go to Q501 402.Did you seek treatment for the illness? ____(1) Yes____(0) No, go to Q501___(9) DK/NR, go to Q501 403.Did you give the medicine for the prescribed length of time? (Probe forcorrect response) ____(1) Yes____(0) No____(9) DK/NR GO TO Q501 Section 4: Breast feeding 501.Are you now breast feeding your baby or a child under age two years? ____(1) Yes, go to Q503___(0) No, go to Q502____(9) DK/NR, go to Q502 502.At what age of the baby did you stop breast feeding? ____months.____(9) DK/NR 503.At what age of the baby will you/did you begin giving it supplementary foods?____months.____(9) DK/NR GO TO Q601 Section 5: Diarrhoeal disease control/oral reyhdration therapy 601.Has (name of oldest child under age two years) had diarrhoea in the last month? ___(1) Yes ___(0) No, go to Q603___(9) DK/NR, go to Q603 602.Did you give your child ORS? ____(1) Yes____(0) No____(9) DK/NR 603.Do you know how to mix ORS solution? If no, please explain (explanation includes the following: pour the contents of the ORS packet into the correct amount of clean water, e.g., cooled boiled water or rainwater). ____(1) Yes, knows how to mix ORS solution ____(0) No____(9) DK/NR GO TO Q701 Section 6: Childhood disabilities 701.Is any child afflicted by disability? ___(1) Yes, go to Q702___(0) No, go to Q801___(9) DK/NR, go to Q801 702.What type of disability? Please fill the following: Disability type ___(1) Movement___(5) Speech ___(2) Deformity___(6) Behaviour___(3) Hearing___(7) Other__________ ___(4) Blindness___(9) DK/NR 703.Do you know how your child became disabled? (Probe for explanation.) ____(1) Yes____(0) No____(9) NR 704.Do you know how to prevent a similar disability from occurring again? (Probe for correct response: e.g., immunization, safe maternal and childcare, iodine, Vitamin A.) ____(1) Yes____(0) No____(9) NR 705.Have you sought treatment or therapy for your child? ____(1) Yes____(0) No, go to Q707___(9) DK/NR, go to Q707 706.Where has your child received treatment? Record response and, go to Q801 ____(1) Therapy or treatment centres ____(2) Community groups ____(3) Special schools ____(4) Other______________ 707.Do you know of available centres which provide services to help your child? Therapy or treatment centres:____(1) Yes____(0) No ___(9) DK/NR Community groups: ____(1) Yes____(0) No ___(9) DK/NR Special schools: ____(1) Yes____(0) No ___(9) DK/NR Other ______________ ____(1) Yes____(0) No ___(9) DK/NR GO TO Q801 Section 7: Child immunization 801.Do you know at what age children should be vaccinated against measles? ___(1) Yes (9-12 months)___(0) No___(9) DK/NR 802.Has (name of oldest child under age 2) been immunized? ___(1) Yes___(0) No, go to Q901___(9) DK/NR, go to Q901 803.Do you have the immunization card for this child? ___(1) Yes, has card correctly filled out ___(2) Yes, has card but incorrectly filled out ___(0) No, does not have card ___(9) DK/NR Check card or probe for immunization history. Check each vaccination received: BCGDPT1DPT2DPT3Pol1Pol2Pol3Measles ________________________ 804805806807808809810811 812.For children aged 12-24 months: Child is fully vaccinated(BCG, DPT3, Polio3, Measles) ___(1) Yes___(0) No ___(9) DK/NR GO TO Q 901 Section 9: Growth monitoring/nutrition education 901.Is (name of oldest child under age 2) registered for growth monitoring? ___(1) Yes ___(0) No ___(9) DK/NR 902.Has this child ever been weighed by a health worker, nurse, or doctor? ___(1) Yes___(0) No, go to Q1001___(9) DK/NR, go to Q1001 903.Please show me your child's growth card. (Show sample card.) ___(1) Yes, has growth card___(0) No, cannot find it, go to Q1001 904.(Interviewer: record weighing history from growth card): Total no timesweighed____ 905.Times weighed last 3 months____ 906.Can you explain the information on the growth card to me? ___(1) Yes, mother can correctly interpret the information ___(0) No, mother cannot interpret the information or incorrectly interprets GO TO Q1001 Section 9: Water supply, hygiene, and sanitation 1001. Where do you usually get your drinking water? ____(1) Clean source: faucet/tap, pipe, covered well, other ____(2) Unclean source: open well, pond, dirty stream, other ____(9) DK/NR 1002. Do you usually boil water for drinking? ____(1) Yes___(0) No___(9) DK/NR 1003. How long does it take you to get to your source of water? ____(1) Less than 15 minutes walk___(2) More than 15 minutes walk____(9) DK/NR 1004. Do you have enough water all year? ____(1) Yes___(0) No___(9) DK/NR 1005. What type of sanitary facility do you use? ____(1) Clean facility: water-seal, pit privy, WC ____(2) Unclean facility: open field, bucket ____(9) DK/NR GO TO Q1101 Section 10: Accidents and injuries 1101. Has anyone in this household had an injury in the past year? ___(1) Yes___(0) No, go to Q1106 ___(9) DK/NR, go to Q1106 1102. What was the injury? ____(1) Fall___(4) Poisoning ____(2) Occupational injury ___(5) Other (specify)____ ____(3) Traffic injury ___(9) DK/NR 1103. What was the outcome of the injury? ____(1) Permanent disability ____(4) Other ____(2) Lost time away from normal activity____(9) DK/NR ____(3) Death 1104. Where did they receive treatment? ____(1) Hospital____(4) Traditional healer ____(2) Health care centre____(5) Other (specify)______ ____(3) CHW____(9) DK/NR 1105. What was the treatment? ____(1) Treatment for wounds or bleeding____(5) Treatment for shock ____(2) Resuscitation ____(6) Treatment for head, neck, or back injury ____(3) Treatment for poisoning____(7) Treatment for burns ____(4) Setting or splinting bones ____(9) DK/NR 1106. Where are the nearest emergency care facilities? (Probe for correct answer.) ____(1)Yes (respondent knows correct answer) ____(2)No (respondent does not know correct answer) ____(9)DK/NR GO TO Q1201 Section 11: Chronic, non-communicable diseases Diabetes 1201. Have you or any household member ever been diagnosed with diabetes? ____(1) Yes____(0) No, go to Q1204___(9) DK/NR, go to Q1204 1202. Is the prescribed treatment being followed? (Probe for explanation.) ____(1) Yes____(0) No ___(9) DK/NR 1203. Do you and your family members know how to handle a diabeticemergency? (Probe for explanation.) ____(1) Yes____(0) No ___(9) DK/NR Hypertension 1204. Have you or any household member ever been told by a health care provider that you have hypertension? ____(1) Yes____(0) No, go to Q1208___(9) DK/NR, go to Q1208 1205. Have you been prescribed medication or a special diet to control your hypertension? ____(1) Yes____(0) No, go to Q1207___(9) DK/NR, go to Q1207 1206. Do you follow the prescribed diet or medication plan? ____(1) Yes ____(0) No ____(9) DK/NR 1207. Have you ever been told by a health care provider you have complications due to hypertension? ____(1) Yes ____(0) No ____(9) DK/NR Anaemia 1208. Have you or any household member ever been diagnosed as having anaemia? ____(1) Yes____(0) No____(9) DK/NR 1209. Does anyone in this household have anaemia now? ____(1) Yes____(0) No, go to Q1301___(9) DK/NR, go to 1301 1210. Has this person been prescribed a special diet or supplements to control the anaemia? ____(1) Yes ____(0) No, go to Q1301___(9) DK/NR, go to Q1301 1211. Is the prescribed treatment being followed? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR GO TO Q1301 Section 12: Malaria Interviewer: ask the questions in this section only in areas wheremalaria is endemic 1301. Do you know how malaria is spread? (Probe for explanation: Malaria is spread by mosquitoes.) ____(1) Yes ____(0) No____(9) NR 1302.What are you currently doing to protect yourself and your householdmembers against malaria? Using mosquito nets?___(1) Yes ___(0) No ___(9) NR Using household sprays?___(1) Yes ___(0) No ___(9) NR Eliminating standing water?___(1) Yes ___(0) No ___(9) NR Using anti-malarial drugs?___(1) Yes ___(0) No___(9) NR Others? ___(1) Yes ___(0) No___(9) NR 1303. Have you or any household member experienced unexplained and/or repeated fevers within the last month? ____(1) Yes ____(0) No ___(9) NR 1304. Have you or any household member experienced vomiting, fits, or convulsions? ____(1) Yes____(0) No____(9) NR 1305. Have you or any household member been given a blood test for malaria? ____(1) Yes____(0) No____(9) DK/NR 1306. Have you or any household member been treated for malaria in the last six months? ____(1) Yes____(0) No, go to Q1401____(9) DK/NR, go to Q1401 1307. What treatment was received? Anti-malarials (probe for type) ____(1) Yes____(0) No____(9) NR Antipyretic drugs:_________ ____(1) Yes____(0) No____(9) NR Other:_________________ ____(1) Yes____(0) No____(9) NR 1308. If anti-malarials have been prescribed, do you know the correct treatment schedule? (Probe for explanation.) ____(1) Yes____(0) No____(9) NR GO TO Q1401 Section 13: Tuberculosis 1401. Have you or any family members ever been diagnosed/tested for TB?(Sputum or skin test) ____(1) Yes____(0) No____(9) DK/NR 1402. Have you ever sought treatment of TB for yourself or your family? ____(1) Yes____(0) No, go to Q1501___(9) DK/NR, go to Q1501 1403. If so, is or was treatment taken for the prescribed length of time? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR GO TO Q1501 Section 14: Sexually-transmitted diseases, HIV/AIDS 1501. Do you know what is meant by a sexually-transmitted disease? (Probe for explanation and example.) ____(1) Yes____(0) No____(9) DK/NR 1502. Do you know what HIV or AIDS is? (Probe for explanation: HIV is the virus that infects a person and eventually causes a person to get AIDS.) ____(1) Yes____(0) No____(9) DK/NR 1503. Do you know how people get STDs, HIV/AIDS? (Probe for correct answers.) ____(1) Yes____(0) No____(9) DK/NR 1504. What is your primary source of STD/HIV/AIDS knowledge? ____(1) Friends/relatives ____(4) Newspaper/magazine ____(2) CHW or other health staff____(5) Other source: ______ ____(3) Radio____(9) DK/NR 1505. What are you doing to protect yourself against STDs or HIV/AIDS? (Probe for explanation.) Using a condom:___(1) Yes ___(0) No ___(9) DK/NR Using safe sex practices ___(1) Yes ___(0) No ___(9) DK/NR 1506. Have you ever been diagnosed with STD, HIV/AIDS? ___(1) Yes___(0) No___(9) DK/NR 1507. Have you ever used a condom?___(1) Yes___(0) No___(9) DK/NR 1508. Do you know how to use a condom correctly? (Probe for correct response.) ___(1) Yes___(0) No___(9) DK/NR 1509. Where have you obtained condoms during the last 6 months? ____(1) Govt. hospital/clinic/health centre ____(2) Private hospital/clinic/health centre ____(3) Local dispensary/pharmacy ____(4) Health worker delivered at home ____(5) Other ____________ ____(9) DK/NR 1510. Can a person who looks healthy be infected with STDs/HIV? ___(1) Yes___(0) No___(9) DK/NR 1511. Can a person get HIV through ordinary social contact like shaking handswith someone infected with the virus? ___(1) Yes___(0) No___(9) DK/NR 1512. Can a pregnant woman who is infected with HIV give the virus to her unborn child? ___(1) Yes___(0) No___(9) DK/NR 1513. Should an HIV infected mother continue to breast feed?___(1) Yes___(0) No___(9) DK/NR 1514. Can STDs/HIV be transmitted by having sex with someone who is infected with STDs/HIV? ___(1) Yes___(0) No___(9) DK/NR 1515. Is there a cure for AIDS?___(1) Yes___(0) No___(9) DK/NR This concludes the interview. Thank you for taking part in this survey. Rapid survey questionnaire Health education Complete for each household. Interview the female head of household, if possible. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many people live in this household:_____(total) 10.Is anyone in this household a married woman of reproductive age? ___(1) Yes___(0) No, go to Q12___(9) DK/NR, go to Q12 Has a health worker visited this household in the last three months to discuss: Family planning?____(1) Yes___(0) No___(9) DK/NR Malaria?____(1) Yes___(0) No___(9) DK/NR Tuberculosis?____(1) Yes___(0) No___(9) DK/NR STDs?____(1) Yes___(0) No___(9) DK/NR Water and sanitation____(1) Yes___(0) No___(9) DK/NR Chronic/noncomm. diseases?____(1) Yes___(0) No___(9) DK/NR Others (specify)? ____(1) Yes___(0) No___(9) DK/NR Do you know the importance of the topic(s) discussed? (Probe.) ___(1) Yes___(0) No___(9) DK/NR 11. Is anyone in this household pregnant? ___(1) Yes ___(0) No___(9) DK/NR 12.Are there children under 24 months old in this household? ___(1) Yes___(0) No___(9) DK/NR 13.Are there children 24-60 months old in this household? ___(1) Yes___(0) No___(9) DK/NR 14.Has a health worker visited or contacted you in the last 3 months? ___(1) Yes___(0) No___(9) DK/NR 15.What type of health worker visited (check all that apply)? ____(1) CHW____(4) Doctor ____(2) Public health nurse____(5) Other (specify)______ ____(3) Midwife____(9) DK/NR 16.What did the health worker discuss (check all that apply)? A. Maternal care Antenatal care/delivery___(1) Yes___(0) No___(9) DK/NR Safe delivery___(1) Yes___(0) No___(9) DK/NR Postnatal care___(1) Yes___(0) No___(9) DK/NR B. Child care Acute respiratory infections___(1) Yes___(0) No___(9) DK/NR Breast feeding___(1) Yes___(0) No___(9) DK/NR Diarrhoeal disease control___(1) Yes___(0) No___(9) DK/NR Oral rehydration therapy___(1) Yes___(0) No___(9) DK/NR Childhood disabilities___(1) Yes___(0) No___(9) DK/NR Child immunizations___(1) Yes___(0) No___(9) DK/NR Growth monitoring/ nutrition education___(1) Yes___(0) No___(9) DK/NR C. Community health Water supply___(1) Yes___(0) No___(9) DK/NR Hygiene___(1) Yes___(0) No___(9) DK/NR Sanitation___(1) Yes___(0) No___(9) DK/NR D. Other health care Accidents and injuries___(1) Yes___(0) No___(9) DK/NR Chronic/noncomm. diseases ___(1)Yes___(0) No___(9) DK/NR Malaria___(1) Yes___(0) No___(9) DK/NR Tuberculosis___(1) Yes___(0) No___(9) DK/NR Sexually-transmitted diseases, HIV/AIDS___(1) Yes___(0) No___(9) DK/NR 17.Do you believe you have enough information about these topics or do you need to know more? A. Maternal careKnow more Enough DK/NR Antenatal care/delivery___(1) Yes___(0) No___(9) DK/NR Safe delivery___(1) Yes___(0) No___(9) DK/NR Postnatal care___(1) Yes___(0) No___(9) DK/NR B. Child care Acute respiratory infections___(1) Yes___(0) No___(9) DK/NR Breast feeding___(1) Yes___(0) No___(9) DK/NR Diarrhoeal disease control___(1) Yes___(0) No___(9) DK/NR Oral rehydration therapy___(1) Yes___(0) No___(9) DK/NR Childhood disabilities___(1) Yes___(0) No___(9) DK/NR Child immunizations___(1) Yes___(0) No___(9) DK/NR Growth monitoring/ nutrition education___(1) Yes___(0) No___(9) DK/NR C. Community health Water supply___(1) Yes___(0) No___(9) DK/NR Hygiene___(1) Yes___(0) No___(9) DK/NR Sanitation___(1) Yes___(0) No___(9) DK/NR D. Other health care Accidents and injuries___(1) Yes___(0) No___(9) DK/NR Chronic/noncomm. diseases___(1) Yes___(0) No___(9) DK/NR Malaria___(1) Yes___(0) No___(9) DK/NR Tuberculosis___(1) Yes___(0) No___(9) DK/NR Sexually-transmitted diseases, HIV/AIDS___(1) Yes___(0) No___(9) DK/NR 18.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaire Antenatal care, safe delivery, and postnatal care Complete for all women currently living in the household who have had a pregnancy outcome during the past 24 months. The outcome may be a live birth, stillbirth, or abortion. If the woman has had more than one pregnancy, ask about the most recent pregnancy outcome. 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many live births have you had so far? Number of live births:____ ____(99) DK/NR 10.Did you receive antenatal care during your last pregnancy? ___(1) Yes___(0) No, go to Q14___(9) DK/NR, go to Q14 11.How many times did you get antenatal care? _____times (If DK/NR, enter 99) 12.How many months had you been pregnant before you got antenatal care? ____(1) 3 mo. (first trimester) ____(2) 4-6 mo. (second trimester) ____(3) 7-9 mo. (third trimester) ____(9) DK/NR 13.Which is the principal place you received antenatal care? ____(1) Hospital ____(2) Health centre/clinic ____(3) Private hospital/clinic ____(4) Local TBA/healer ____(5) Other site of care specify: _______________ ____(9) DK/NR 14.Did anyone advise you to get antenatal care?___ (0) No Yes: ____(1) Physician, nurse____(5) Mother, relative ____(2) Community nurse/midwife____(6) Friend, neighbour ____(3) CHW/volunteer____(7) Other:_________ ____(4) Traditional birth attendant____(9) DK/NR 15.Did you receive a tetanus vaccination during your last pregnancy? ____(1) Yes____(0) No, go to Q17____(9) DK/NR, goto Q17 16.How many vaccinations did you receive? ____(1) One____(2) Two____(3) Three or more____(9) DK/NR 17.During your pregnancy, did you take iron pills to keep you strong? ____(1) Yes____(0) No____(9) DK/NR 18.What was the outcome of your most recent pregnancy? ____(1) Live birth ____(2) Still birth ____(3) Abortion/miscarriage, go to Q20 ____(9) DK/NR, go to Q20 19.Where did the delivery take place? ____(1) Home___(2) Hospital/clinic___(9) DK/NR 20.Who was the main person attending the delivery? ____(1) Doctor, nurse, nurse-midwife ____(2) Trained TBA, CHW ____(3) Untrained TBA, CHW ____(4) Relative, neighbour, friend ____(5) Other: ____________________ ____(9) DK/NR 21. What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know___(9) NR 22. Has the local Community Health Worker visited or contacted you duringthe last three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaire Family planning Complete for all married women aged 15-49 years who are currently living in the household. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , RESPONDENT, TABLE TEXT, TABLE TEXT, TABLE TEXT, NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9. Are you currently married or living with a partner? __(1) Yes, go to Q10___(0) No, go to Q24___ (9) DK/NR, go to Q24 10.How many living children do you have?_____ (if DK/NR, enter 99) 11.Have you given birth in the past 12 months? ____(1) Yes, go to Q12____(0) No, go to Q13___(9) DK/NR, go to Q13 12.When was the child born? ____MM/____YR DK/NR____(99) 13.Can you name one modern method of contraception? (Probe.) ____(1) Yes____(0) No, go to Q15___(9) DK/NR, go to Q15 14.Do you know where you can obtain this method? (Probe.)____(1) Yes____(0) No___(9) NR 15.Are you or your husband currently using any family planning method? ____(1) Yes____(0) No, go to Q20___(9) DK/NR, go to Q20 16.Which method are you/your husband using now? (Select principal method only.) ____ (1) Tubectomy____ (6) NORPLANT___ (99) DK/NR ____ (2) Vasectomy____ (7) Condom ____ (3) IUD ____ (8) Foam, emco, jelly, cream, diaphragm ____ (4) Oral pill____ (9) Safe period, withdrawal, abstinence ____ (5) Injection ____(10) Other:_______________ ____(99) DK/NR 17.For how long have you been continually using (current method)? ____(1) <<3 months____(4) 1-2 years ____(2) 4-6 months____(5) 3-4 years ____(3) 7-12 months____(6) 5 years or more____(9) DK/NR 18.For how long have you been continually practicing family planning, i.e., contin-ually using one method or another without interruption? ____(1) <<3 months____(3) 7-12 months____(5) 3-4 years ____(2) 4-6 months____(4) 1-2 years____(6) 5 years or more____(9) DK/NR 19.What is the main source of your family planning service or supplies? ____(1) Govt. hospital/clinic____ (6) Private hospital/clinic ____(2) Govt. field worker____ (7) NGO clinic ____(3) Social marketing prog____ (8) NGO field worker ____(4) Private physician____ (9) Other:_____________ ____(5) Pharmacy____(99) DK/NR go to Q24 20.If you are not using family planning now, have you or your husband ever used any method in the past? ____(1) Yes____(0) No, go to Q22___(9) DK/NR, go to Q22 21.Which method did you/your husband use most recently? (Select latest method only.) ____(1) Tubectomy____ (6) NORPLANT ____(2) Vasectomy____ (7) Condom ____(3) IUD____ (8) Foam, emco, jelly, cream, diaphragm ____(4) Oral pill ____ (9) Safe period, withdrawal, abstain ____(5) Injection____(99) Other:____________________ 22.Do you/your husband intend to practice family planning in the future? ____(1) Yes____(0) No____(9) DK/NR 23.What is the most important reason you are not using family planning now? ____ (1) Want more children____ (6) Method/service unavailable ____ (2) Husband objects____ (7) Sterility ____ (3) Health reasons____ (8) Breast feeding ____ (4) Religious reasons____ (9) Pregnant ____ (5) Fear side effects____(10) Other:________________ ____(99) DK/NR 24.What is the name of the local Community Health Worker? ____(1) Knows (said name)____(0) Does not know____(9) No response 25.Has the Community Health Worker visited or contacted you during thelast three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireAcute respiratory infections<$FSelected items on this questionnaire were taken from a rapid survey instrument developed by Drs. David Marsh, Inyat Thawar, and Qayum Noorani of the Aga Khan University, Pakistan.> Complete for women with children under five years of age currently living in the household. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many living children do you have under five years of age? ___ children (If DK/NR, enter 99.) What are their names and ages? Name:___________________ Age:____(in months) Sex:____(M/F) Name:___________________ Age:____(in months) Sex:____(M/F) Name:___________________ Age:____(in months) Sex:____(M/F) 10.How many children <<5 sleep in the same room as adults or other children? ___ DK/NR (99) 11.How many people in your household smoke inside the house? ___ smokers (If DK/NR, enter 99.) 12.Are open fires for cooking or heating used inside your house? ____(1) Yes____(0) No____(9) DK/NR 13.Have any of your children been sick with a respiratory illness within the last 2 weeks? ____(1) Yes____(0) No, go to Q18___(9) DK/NR, go to Q18 14.Did you seek treatment for the most recent episode? ____(1) Yes____(0) No, go to Q18___(9) DK/NR, go to Q18 15.Where did you seek treatment? ____(1) Treated at home ____(2) Visited the health centre ____(3) Contacted the CHW ____(4) Other:__________ ____(9) DK/NR 16.What treatment were you given? ____(1) Anti-microbial drugs ____(2) Bronchodilator and/or cough mixture (locally determined) ____(3) Antipyretic drugs ____(4) Other:__________ ____(9) DK/NR 17.Did you take the medicine for the prescribed length of time? (Probe for cor-rect response.) ____(1) Yes____(0) No____(9) DK/NR 18.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 19.Has the CHW visited or contacted you in the last three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireBreast feeding Complete for the oldest child under two years of age currently living in the household. Interview the mother of the child, if possible. See questionnaire on Growth monitoring/nutrition education for related questions. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many living children do you have under two years of age?___ (no. children) If none, terminate the interview. 10. Are you now breast feeding your youngest child? ____(1) Yes____(0) No____(9) DK/NR 11.After your baby was born, when did you begin breast feeding? ____(1) Within 3 hours____(2) 3-12 hours ____(3) 13-24 hours____(4) >>24 hours ____(5) Not breast-fed, go to Q16____(9) DK/NR, go to Q16 12.Did you give the baby the colostrum (local word)? ____(1) Yes, go to Q14 ___(0) No, go to Q13____(9) DK/NR, go to Q13 13.Why didn't you give the baby the colostrum (local word)? ____(1) Problem with breast milk____(3) Other ____(2) Baby could not suck____(4) DK/NR 14.Do you know why it is important to give the baby the colostrum (local word)? (Probe.) ____(1) Yes, mother knows correct reason ____(0) No, mother names incorrect reason ____(9) DK/NR 15.At what age of the baby will you/did you stop breast feeding? ___monthsDK/NR_____(9) 16.At what age will you/did you begin giving your baby formula or milk otherthan breast milk?____months____(9) DK/NR 17.Water?____months____(9) DK/NR 18.Other liquids?____months____(9) DK/NR 19.Solid foods?____months____(9) DK/NR Questions about breast feeding education 20.Did any health worker teach you about the benefits of breast feeding? ____(1) Yes____(0) No____(9) DK/NR 21.Can you explain why it is important to breast feed? (Probe.) ____(1) Knows____(0) No, does not know____(9) No response 22.Were you taught about the supplemental foods and when they should beintroduced? (Probe.) ____(1) Yes, does know____(0) No, does not know____(9) NR 23.Were you taught how to care for your breasts? (Probe.) ____(1) Yes____(0) No____(9) DK/NR 24.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 25.Has the CHW visited or contacted you in the last 3 months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireDiarrhoeal disease control/ORT Complete for first woman encountered who is currently living in the household and who has a child under two years of age. If the woman has more than one child under two, take the information for the oldest child under age two. See Water, sanitation and hygiene questionnaire for related questions on diarrhoeal disease control. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many children do you have under two years of age? ____(no. children) If none, terminate interview. What are their names and how old are they? Name:_______________ Age (in months):_____ Sex (m/f):_____ Name:_______________ Age (in months):_____ Sex (m/f):_____ Name:_______________ Age (in months):_____ Sex (m/f):_____ 10.Do you know what is meant by "diarrhoea?" (Probe for explanation: Three or more watery stools within past 24 hours?) ____(1) Knows____(0) Does not know____(9) No response Explain what WE mean by diarrhoea and say, "I would like to ask you some questions about diarrhoea among your young children." 11.Has (name of oldest child under 2) had diarrhoea in the last month? ____(1) Yes ____(0) No ____(9) DK/NR, go to Q15 12.How long did it last (____hours;____days). Classify as "severe" if three or more days. ____(1) Severe____(2) Not severe____(9) DK/NR 13.Did you do anything to treat it or just let it run its course? ____(1) Treated it ____(2) Let it run its course, go to Q15 ____(9) DK/NR, go to Q15 14. How did you treat it? ____ (1) Treated it myself with packet ORS ____ (2) Treated it myself with homemade SSS ____ (3) Treated it myself with gruel/cereal-based sol. ____ (4) Took child to relative ____ (5) Took child to neighbour ____ (6) Took child to local health worker ____ (7) Took child to CHW health provider ____ (8) Took child to health clinic, hospital ____ (9) Other (specify): ______________ ____(99) DK/NR 15.Have you ever heard of ORT, ORS, SSS or (local name)? ___(1) Yes:_________ Specify, if answer to Q14 was 1, 2, or 3. ___(0) No, go to Q21 ___(9) DK/NR, go to Q21 16.Is there any source of ORS in your village (around here)? ____(1) Yes____(0) No____(9) DK/NR 17. Is there a person in your village (around here) who has been trained to use ORS? ____(1) Yes____(0) No____(9) DK/NR 18.Do you know how to mix ORS? (Probe.) If "no," please explain, explanation includes the following: Pour the contents of the ORS packet into the correct amount of clean water,e.g., cooled boiled water or rainwater. ____(1) Yes, knows how to mix ORS ____(0) Does not know____(9) NR 19.How long can this solution be used? ____(1) Knows (1 day)____ (0) Does not know____(9) NR 20.How long can you administer ORS to a child with diarrhoea? ___(1) Knows (until the diarrhoea ends) ___(0) Does not know____(9) NR 21.Do you give extra fluids during diarrhoea? ___(1) Yes (If any of those listed are mentioned) ___(0) No___(9) DK/NR a. gruel?___Yes___No b. soup? ___Yes___No c. rice water?___Yes___No d. milk solutions with twice the water?___Yes___No e. other fluid:____________________Yes___No 22.If the child is still breast feeding, do you continue breast feeding duringdiarrhoea? ____(1) Yes ____(0) No ____(9) DK/NR 23.When your child has diarrhoea how often do you feed it? ____(1) At least every 3-4 hours ____(0) Less often than every 3-4 hours ____(9) DK/NR 24.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name) ____(0) Does not know ____(9) NR 25.Has the local CHW come to visit you in the last three months? ____(1) Yes ____(0) No ____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireChildhood disabilities Complete for head of household or primary caretaker in the home regardless of the presence/absence of disabled persons. Disabled persons will refer to those children who are crippled, who have trouble moving, speaking, seeing, hearing, or learning, and who have physical, mental, or emotional handicaps.<$FThis definition for disabled persons and questions 10-13 were adopted from a survey instrument developed by Drs. David Marsh, Salma Alam, Ghazala Parveen, Shafiq-ur-Rab, and Mohammad Zahid, Aga Khan University, Pakistan.> IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9. How many children do you have?___no. of children 10.What are their names, ages, type of disability? Name_______________ Name_______________ Age___ Sex___(M/F)Age___ Sex___(M/F) Disability type Disability type __(1) Movement __(1)Movement __(2) Deformity __(2) Deformity __(3) Hearing __(3) Hearing __(4) Blindness __(4) Blindness __(5) Speech __(5) Speech __(6) Behaviour __(6) Behaviour __(7) Other________ __(7) Other__________ __(9) DK/NR __(9) DK/NR 11.How did your child become disabled? ____(1) Illness____(3) Injury ____(2) Birth____(4) Other: ________(9) DK/NR 12.Do you know how to prevent a similar disability from occurring again?(Probe for correct responses, e.g., immunization, safe maternal and child care,Vit A.) ____(1) Yes____(0) No____(9) DK/NR 13.Have you sought treatment or therapy for your child? ____(1) Yes____(0) No, go to Q15___(9) DK/NR, go to Q15 14.Where did your child receive treatment or therapy? ____(1) Therapy or treatment centre ____(4) Other ____(2) Community group ____(9) DK/NR ____(3) Special school 15.What are the available centres which could provide services to help your child? ____(1) Therapy or treatment centre ____(2) Community group ____(3) Special school ____(4) Other ____(9) DK/NR 16. What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 17.Has a community health worker visited or contacted you during the past three months? ____(1) Yes____(0) No ____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaire Child immunization Complete for the oldest child under two years of age currently living in the household. Interview the mother of the child, if possible. See questionnaire on antenatal care for related questions on tetanus toxoid immunization. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many living children do you have under two years of age? ____ (no. children) If none, terminate the interview. What are their names and how old are they? Name: ______________Age (in months): _____ Sex (m/f):_____ Name: ______________Age (in months): _____ Sex (m/f):_____ Name: ______________Age (in months): _____ Sex (m/f):_____ 10.Has anyone from the health centre ever talked to you about vaccinatingyour child(ren)?____(1) Yes____(0) No____(9) DK/NR 11.Do you know which childhood diseases can be prevented by immunization? (Check all named. Must have one correct answer for "yes" response.) ____Diphtheria____Whooping cough____Tetanus ____Measles____Tuberculosis____Polio ____(1) Yes ____(0) No ____(9) DK/NR 12.Do you know at what age children should be vaccinated against measles? ____(1) Yes (9-12 months)____(0) No____(9) DK/NR 13.Has (name of oldest child under age 2) been immunized? ____(1) Yes____(0) No, go to Q26____(9) DK/NR, go to Q26 14.Do you have the immunization card for this child? ____(1) Yes, has card correctly filled out, go to Q16 ____(2) Yes, has card but incorrectly filled out, go to Q16 ____(0) No, does not have card____(9) DK/NR 15.(If no EPI card) Can you remember when your child was vaccinated? ____(1) Yes____(0) No, go to Q26___(9) DK/NR, go to Q26 Transfer information from the EPI card. If no EPI card but remembers vaccination dates, enter as such. Birthdate:, +, Date received, Age(mo.), Received on/off schedule, +, Not received 16., BCG, _________, ____mo, On___(1), Off___(2), No___(0) 17., DPT1, _________, ____mo, On___(1), Off___(2), No___(0) 18., DPT2, _________, ____mo, On___(1), Off___(2), No___(0) 19., DPT3, _________, ____mo, On___(1), Off___(2), No___(0) 20., Polio 1, _________, ____mo, On___(1), Off___(2), No___(0) 21., Polio 2, _________, ____mo, On___(1), Off___(2), No___(0) 22., Polio 3, _________, ____mo, On___(1), Off___(2), No___(0) 23., Measles, _________, ____mo, On___(1), Off___(2), No___(0) , , , , , , 24.Child is on schedule for age: ____(1) Yes ____(0) No ____(9) DK/NR 25.For children 12-24 months: Child is fully vaccinated (BCG, DPT3, Polio3, Measles): ____(1) Yes____(0) No____(9) DK/NR 26.When will you take your child for the (next) vaccination? Date _______________________ Compare response with the EPI card data. If no EPI card,compare response with child's age ____(1) Mother correctly knows next vaccine appointment ____(0) Mother doesn't know ____(2) Fully vaccinated (not applicable) ____(9) DK/NR 27.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 28.Has the Community Health Worker visited or contacted you during the last three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaire Growth monitoring/nutrition education Complete for the oldest child under two years of age currently living in the household. Interview the mother of the child, if possible. See questionnaire on breast feeding for related questions. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many living children do you have under two years of age? ___ (no. children) If none, terminate the interview. What are their names and how old are they? Name: ______________Age (in months): _____ Sex (m/f):_____ Name: ______________Age (in months): _____ Sex (m/f):_____ Name: ______________Age (in months): _____ Sex (m/f):_____ 10.Is (name of oldest child under age two) registered for growth monitoring? ____(1) Yes____(0) No____(9) DK/NR 11.Has any health worker ever explained growth monitoring cards to you? ____(1) Yes____(0) No____(9) DK/NR 12.Has this child ever been weighed by a health worker, nurse, or doctor? ____(1) Yes____(0) No, go to Q19___(9) DK/NR, go to Q19 13.Do you have your child's growth card at home? (Show sample card.) ____(1) Yes____(0) No, go to Q19___(9) DK/NR, go to Q19 14.Please show me the card. ____(1) Yes, has growth card____(0) No, cannot find it, go to Q19 15.(Interviewer: inspect card. Does the growth card have age and weight data plotted?) ____(1) Yes, plotted correctly ____(2) Yes, but plotted incorrectly ____(0) No, not plotted, go to Q19 ____(9) DK/NR, go to Q19 16.(Interviewer: record weighing history from growth card): Total no. times weighed) ____ 17.Times weighed last quarter____ 18.Can you explain the information on the growth card to me? ___(1) Yes, mother can interpret the information correctly ___(0) No, mother cannot interpret the information or interprets incorrectly 19.During the last prenatal and/or postnatal care visit, were you educated about how to improve the nutritional status of your child? ____(1) Yes____(0) No____(9) DK/NR 20.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know ____(9) NR 21.Has the local CHW visited or contacted you during the past three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. OPTIONAL WEIGHING TO DETERMINE CURRENT NUTRITIONAL STATUS. Name SexAge (mo)Wt. (Kg.)Ht. (Cm)Remarks: (22)(23)(24)(25) Rapid survey questionnaire Water supply, hygiene, and sanitation Complete for each household. Interview the female head of household, if possible. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.Where do you usually get your drinking water? ___(1) Clean source: faucet/tap, pipe, bore hole, covered well ___(2) Unclean source: open well, pond/river/stream, rain water catchment ___(3) Other(specify)_________ ___(9) DK/NR 10.Is your water supply chlorinated? ____(1) Yes____(0) No____(9) DK/NR 11.Do you usually boil water for drinking? ____(1) Yes____(0) No____(9) DK/NR 12.How long does it take you to walk to your source of water? ____(1) << 15 minutes____(2) >> 15 minutes____(9) DK/NR 13.Can you get enough water all year? ____(1) Yes____(0) No____(9) DK/NR 14.Do you always wash your hands before handling food? ____(1) Yes____(0) No____(9) DK/NR 15.Please explain why it is important to wash your hands? (Probe.) ____(1) Knows____(0) Doesn't know____(9) NR 16.What is the primary way this household disposes of human waste? ____(1) water-seal latrine____(4) open field ____(2) pit privy____(5) bucket ____(3) WC____(9) DK/NR 17.Please explain why it is important to use a structured/sanitary facility?(Probe.) ____(1) Knows____(0) Doesn't know____(9) NR 18.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 19.Has the local CHW visited or contacted you during the past three months? ____(1) Yes____(0) No____(9) DK/NR Interviewer observations of household 20.Does water container have a clean cover/lid? ____(1) Yes____(0) No____(9) DK/NR 21.Do pots, pans, plates, and glasses appear clean? ____(1) Yes____(0) No____(9) DK/NR 22.Are fruits, vegetables, meats covered and stored away from small domesticanimals? ____(1) Yes____(0) No____(9) DK/NR 23.Does the latrine appear to be used? ____(1) Yes____(0) No____(9) DK/NR 24.Are the animals penned away from water and food? ____(1) Yes____(0) No____(9) DK/NR 25.Does garbage appear to be disposed of in a sanitary way? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaire Accidents and injuries Complete for each household. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.Has anyone in this household had a serious accident or injury in the past year? ____(1) Yes, ask for information in matrix. For each person, enter codes listed. ____(0) No, go to Q10 ____(9) DK/NR, go to Q10 Name, Age, Sex, Type injury, Treated?, Where treated, Outcome , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Types of injury codes:Where treated codes:Outcome codes: (01) Fall(01) Hospital(01) Cured/recovered (02) Occupational injury(02) Health care centre(02) Still recovering (03) Traffic injury(03) CHW(03) Permanent disability (04) Poisoning(04) Traditional healer(04) Death (05) Other (specify)(05) Other (specify)___(05) Other (09) DK/NR(09) DK/NR 10.If someone in your household was injured, what would you do to help him/her? (Probe for correct answer.) ____(1) Yes, knows how to help ___(0) No, doesn't know ___(9) No response 11.Where are the nearest emergency care facilities? (Probe for correct answer.) ____(1) Yes (respondent knows correct answer) ____(2) No (respondent does not know correct answer) ____(9) No response 12.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 13.Has the local CHW visited or contacted you during the past three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireChronic, non-communicable diseases Complete for each household. Interview the female head of household, if possible. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + Diabetes 9.Do you know what diabetes is? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR 10.Have you or any household member ever been diagnosed as having diabetes? ____(1) Yes____(0) No____(9) DK/NR 11.Does anyone in this household have diabetes now? ____(1) Yes____(0) No, go to Q16____(9) DK/NR, go to Q16 12.Is this person being treated now? ____(1) Yes____(0) No, go to Q15____(9) DK/NR, go to Q15 13.Is the prescribed treatment being followed? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR 14.Do you monitor glucose level at home? ____(1) Yes____(0) No____(9) DK/NR 15.Do you and your household members know how to handle a diabeticemergency? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR Hypertension 16.Do you know what hypertension is? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR 17.Have you or any household member ever been diagnosed as havinghypertension? ____(1) Yes____(0) No____(9) DK/NR 18.Does anyone in this household have hypertension now? ____(1) Yes____(0) No, go to Q22____(9) DK/NR, go to Q22 19.Is this person being treated now? ____(1) Yes____(0) No, go to Q21___(9) DK/NR, go to Q21 20.Is the prescribed treatment being followed? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR 21.Do you and your household members know what to do in case of a heart at-tack or stroke? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR Anaemia 22.Do you know what anaemia is? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR 23.Have you or any household member ever been diagnosed as having anaemia? ____(1) Yes____(0) No____(9) DK/NR 24.Does anyone in this household have anaemia now? ____(1) Yes____(0) No, go to Q27____(9) DK/NR, go to Q27 25.Is this person being treated now? ____(1) Yes____(0) No, go to Q27____(9) DK/NR, go to Q27 26.Is the prescribed treatment being followed? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR 27.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 28.Has the local CHW visited or contacted you during the last 3 months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireMalaria Complete for target groups in known endemic region, especially pregnant women and/or children under five needing malaria treatment services. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9. Can you explain to me what malaria is? (Probe.) ____(1) Knows____(0) Doesn't know_____(9) NR 10.Has anyone in your household had malaria (local term) since the beginning of the year? (Or determine appropriate starting point for recall period.) ___(1) Yes (Ask names.)___(0) No, go to Q13___(9) DK/NR, go toQ13 Name: ____________ Relation: __________ Age:___ Sex:___ Name: ____________ Relation: __________ Age:___ Sex:___ Name: ____________ Relation: __________ Age:___ Sex:___ 11.How did you know that it was malaria (local term)? In endemic areas where malaria is a well known disease, the interviewer could forego asking about symptoms of malaria and instead directly ask about disease. ___(1) High fever ___(2) Shivers ___(3) Headache ___(4) Other (specify)____________ ___(9) DK/NR 12.How many days did the malaria episode prevent that person from conducting his/her normal daily activities? ___No. of days 13.Do you know how malaria (local term) is spread? (Probe for explanation.) ____(1) Yes____(0) No____(9) DK/NR 14.What are your household members currently doing to protect themselves from malaria? ____(1) Using mosquito nets ____(2) Using household sprays ____(3) Eliminating standing water ____(4) Using anti-malarial drugs ____(5) Other: _______________ ____(9) DK/NR 15.Has anyone in your household died in the last 12 months? ____(1) Yes___(0) No, go to Q18___(9) DK/NR, go to Q18 16.Which symptoms were present one week before death? ____(1) High fever ____(2) Shivers ____(3) Headache ____(4) Other (specify)_______ ____(9) DK/NR 17.What do you think was the cause of death? (Probe for an-swer.)_______________ 18.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 19.Has the local CHW visited or contacted you in the last 3 months? ____(1) Yes____(0) No ____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireTuberculosis Complete for households with known case of TB and/or for high-risk segments of the population including known HIV positives, occupational groups (miners, etc.), low SES, densely-packed populations. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9. Can you explain to me what tuberculosis (local word) is? (Probe.) ____(1) Knows____(0) Doesn't know____(9) NR 10.Do you know how TB is spread? (Probe for explanation.) ____(1) Knows____(0) Doesn't know____(9) NR 11.Do you know how to prevent infection? (Probe for explanation.) ____(1) Knows____(0) Doesn't know____(9) NR 12.Were all your children vaccinated at birth with BCG? ____(1) Yes____(0) No____(9) DK/NR 13.Have you or any family members experienced a persistent cough lasting more than 2 weeks? ____(1) Yes____(0) No, go to Q18____(9) DK/NR, go to Q18 14.Did this person seek treatment for TB? ____(1) Yes____(0) No, go to Q18____(9) DK/NR, go to Q18 15.Where did this person go to seek treatment? ____(1) Health centre ____(2) CHW/volunteer ____(3) Other_________ ____(9) DK/NR 16.Was this person given medicine to treat TB? ____(1) Yes____(0) No, go to Q18 ____(9) DK/NR, to go Q18 17.Did they take the medicine for the prescribed length of time (Probe for explanation.) ____(1) Yes____(0) No ____(9) DK/NR 18.What is the name of the local Community Health Worker? ____(1) Knows (said name)____(0) Does not know____(9) NR 19.Has the CHW visited or contacted you in the last three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireSexually-transmitted diseases, HIV/AIDS <$FPortions of this instrument are adapted from a baseline instrument in Lamptey P. and P. Piot. The handbook for AIDS prevention in Africa. Family Health International, 1990.> Complete for individuals at risk of acquiring infection, especially sexual partners of individuals practising high-risk behaviour, or clients with STDs. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.Do you know what is meant by a sexually-transmitted disease? (Probe for correct response.) ____(1) Yes____(0) No____(9) DK/NR 10.Do you know the difference between HIV infection and AIDS (local term)? (Probe for correct response.) ____(1) Yes____(0) No____(9) DK/NR 11.Can a person who looks healthy be infected with an STD? ____(1) Yes____(0) No____(9) DK/NR 12.Can a person get the AIDS virus by shaking hands with someone who isinfected with the virus? ____(1) Yes____(0) No____(9) DK/NR 13.Can a pregnant woman who is infected with HIV pass on the virus to herunborn child? ____(1) Yes____(0) No____(9) DK/NR 14.Can STDs be transmitted by having sex with someone who is infected withan STD? ____(1) Yes____(0) No____(9) DK/NR 15.Is there a cure for AIDS? ____(1) Yes____(0) No____(9) DK/NR 16.What are you currently doing to prevent yourself or others from becominginfected with an STD? ____(1) Using a condom ____(2) Practicing safer sex (Probe for explanation.) ____(9) Other (specify)___________ ____(0) Nothing 17.Do you know how to use a condom correctly? (Probe for correct response.) ____(1) Yes____(0) No____(9) DK/NR 18.Where have you obtained condoms during the last six months? ____(1) At a government hospital ____(2) At a government clinic or health centre ____(3) At a private hospital ____(4) At a private clinic or health centre ____(5) At a local dispensary ____(6) A health worker came to you ____(7) Other ____________ ____(9) DK/NR 19.Have you been diagnosed with an STD in the past 12 months? ____(1) Yes____(0) No, go to Q22___(9) DK/NR, go to Q22 20.What was your diagnosed illness? (Probe for response.) ____(1) HIV/AIDS ____(2) Other STD: _____________ ____(9) DK/NR 21.Where did you go for treatment? ____(1) To a government hospital ____(2) To a government clinic or health centre ____(3) To a private hospital ____(4) To a private clinic or health centre ____(5) Contacted a health worker ____(6) Other: ____________ ____(9) DK/NR 22.How did you first learn about STDs? ____(1) By word of mouth ____(2) From a CHW or other health staff ____(3) Heard about it on the radio ____(4) Other:__________ ____(9) DK/NR 23.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 24.Has the local CHW visited or contacted you in the last three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireVital events and health status Complete for each household. List all people currently living in the household, by age and sex. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many people live in this household:_____(total) I would like to ask you for the name, age, and sex of each person living in this household. (List age of children under age two in months.) 10.Married women of reproductive age (15-49):______(in household) 10.1 Name:___________Age (in years): ____ Pregnant? (Y/N/DK)____ 10.2 Name:___________Age (in years): ____ Pregnant? (Y/N/DK)____ 10.3 Name:___________Age (in years): ____ Pregnant? (Y/N/DK)____ 11.Children less than 24 months old:______(in household) 11.1 Name:____________Age (in months): ____ Sex (m/f):_____ 11.2 Name:____________Age (in months): ____ Sex (m/f):_____ 11.3 Name:____________Age (in months): ____ Sex (m/f):_____ 12.Children 24-60 months old:______(in household) 12.1 Name:____________Age (in years): ____ Sex (m/f):_____ 12.2 Name:____________Age (in years): ____ Sex (m/f):_____ 12.3 Name:____________Age (in years): ____ Sex (m/f):_____ 13.Other men, women, and children:______(in household) 13.1 Name:____________Age (in years): ____ Sex (m/f):_____ 13.2 Name:____________Age (in years): ____ Sex (m/f):_____ 13.3 Name:____________Age (in years): ____ Sex (m/f):_____ (Total of questions 10-13 should equal total shown in Item 9.)______ Morbidity 14.Is there anyone in your household who has been sick this week? _____(1) Yes_____(0) No, go to Q60___(9) DK/NR, go to Q60 Who is/are sick? (Probe and fill out following table, using SI. No. from Q10-Q13, e.g., 10.3, 12.2): 15, , 16, 17, 18, 19, 20, 21 SI No, Name, Age m/y, Sex M/F, Disease (code,, 01,02,etc.), Treated(Y/N), Where treated(1,2,3,etc.), Outcome(1,2,3,etc.) , , , , , , , , , , , , , , , , , , , , , , , , , , , , If more than one person is ill, continue coding with 25, 35, 45, etc. 18.Disease code:20. Where treated: 01 Diarrhoea/dysentery08 Polio 1 Government clinic/hospital 02 Anaemia09 Tuberculosis 2 Mobile clinic 03 Scabies10 Acute respiratory inf. 3 Private clinic/hospital 04 Diphtheria 11 Fever 4 Private doctor 05 Whooping cough12 Malaria 5 Private midwife/nurse 06 Tetanus13 Other: _______ 6 Traditional practitioner 07 Measles99 DK/NR 7 Pharmacy/drug store 8 Other:_______________ 9 DK/NR 21.Outcome 1 Cured/recovered 4 Died 2 Still recovering 5 Other: ______________ 3 Permanent disability 6 DK/NR Mortality 60.Were there any deaths in this household during the last 12 months? _____(1) Yes_____(0) No, go to Q100___(9) DK/NR, go to Q100 Who died? (Probe and fill out following table): 61, , 62, 63, 64, 65, 66, 67 SI No, Name, Age m/y, Sex M/F, Cause of death Code 01,, 02,, etc., Date died dd/mm/yy dd/mm/yy, Died where?code: 01,02,, etc., DeathY/N , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , If more than one death, continue coding with 71, 81, 91 etc. 64.Cause of death code: 66. Where died 01 Diarrhoea/Dysentery11 Preg.-related 1 Government clinic/hospital 02 Anaemia12 Heart disease 2 Mobile clinic 03 Scabies13 Cancer 3 Private clinic/hospital 04 Diphtheria14 Diabetes 4 Private doctor's office/clinic 05 Whooping Cough15 Typhoid 5 Private midwife/nurse's clinic 06 Tetanus16 Accident 6 Traditional practitioner's centre 07 Measles17 Pneumonia 7 Home 08 Polio18 Hepatitis 8 Relative's house 09 Tuberculosis19 Malaria 9 Other:__________ 10 ARI20 Other99 DK/NR 99 DK/NR Fertility 100.Were there any births in this household in the last 12 months? _____(1) Yes____(0) No, end interview___(9) DK/NR, end interview Who was born? (Probe and fill out following table, using SI No. from Q11,e.g., 11.1, 11.2, etc.): 101, , 102, 103, 104, 105, 106, 107 SI No, Name, Age m/y, Sex M/F, Outcome Code 01,, 02,, etc., , Born where?01,, 02,, etc., Birth certificate Y/N , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , If more than one birth, continue coding with 111, 121, etc. 104. Outcome:106. Where born 01 Live birth (single)01 Government clinic/hospital 02 Live birth (twins)02 Mobile clinic 03 Live birth (2)03 Private clinic/hospital 04 Stillbirth04 Private doctor's office/clinic 05 Died within 1 week05 Private midwife/nurse's clinic 06 Died within 1 month06 Traditional practitioner's centre 09 DK/NR07 Home 08 Relative's house 09 Other:__________ 99 DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaire Child morbidity and mortality assessment Complete for each woman aged 15-49 who was ever married (i.e., married, separated, widowed, divorced). If there is more than one eligible woman in each household, use separate forms. Give each woman residing in the household a number starting from the oldest to the youngest. Use Q9-22 (Module A<$FModule A is adapted from: David, P.H., et al. Measuring childhood mortality: A guide for simple surveys, UNICEF, 1990, pp. 152-154.>) if it is possible to have a more complete birth history. If not, use Q23-38 (Module B<$FModule B is adapted from: David, P.H., et al, ibid. pp. 155-156.>). You can use data from Module A to determine infant and child mortality rates. If this survey is translated, it is important to maintain the wording and order of questions in Modules A and B. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + Module A: Child mortality 9.In what month and year were you born? ____MM/____YR____(99) DK/NR 10.How many of your sons are now living with you?____ ___ (99) DK/NR 11.How many of your sons are now living elsewhere?___ ____ (99) DK/NR 12.How many of your daughters are now living with you?_____(99) DK/NR 13.How many of your daughters are now living elsewhere?____ (99) DK/NR 14.Have you ever given birth to a child who later died, even if she/he lived only a short time? ____(1) Yes____(0) No, go to Q17____ (9) DK/NR, go to Q17 15.How many of your sons have died?____(99) DK/NR 16.How many of your daughters have died?____(99) DK/NR 17.INTERVIEWER: Sum the answers to Questions 10, 11, 12, 13, 15, and 16:________total 18.Apart from these (Total # from Q 17) births, have you had any other live births? ____(1) Yes____(0) No, go to Q20___(9) DK/NR, go to Q20 19.INTERVIEWER: If yes, ask if now living or dead, and correct where necessary. 20.Could you give me the following information on all your children born alive, even if they are now dead, beginning with your last delivery? INTERVIEWER: Begin to list with the woman's most recent live birth and ask the questions that follow for each child born in the last five years (this will allow for calculation of death rate in children under five years): Name of child, Month/year of birth, SexM/F, Now alive?Y/N/DK, If dead,, date of deathMM/YR Last child, /, , , / Next to last, /, , , / Second to last, /, , , / Third to last, /, , , / Fourth to last, /, , , / Fifth to last, /, , , / Twin, /, , , / 21.Respondent is:____(1) woman herself____(2) her mother ____(3) her sister living in same house____(4) other (Marriage duration option; to be included if only ever-married women areinterviewed): 22.How many years has it been since you were first married? (That is, since your first marriage, even if you have married more than once.) Date of marriage: mm/yy Month __ Year __or Completed years __ Module B: Child mortality (Optional: Use if difficult to construct histories) 23.In what month and year were you born? ____MM/___YR ____(99) DK/NR 24.How many of your sons are now living with you?____ ____(99) DK/NR 25.How many of your sons are now living elsewhere?____ ____(99) DK/NR 26.How many of your daughters are now living with you?____ ____(99) DK/NR 27.How many of your daughters are now living elsewhere?____ ____(99) DK/NR 28.Have you ever given birth to a child who later died, even if she/he lived onlya short time? ___(1) Yes__(0) No, go to Q31 ____ (9) DK/NR, go to Q31 29.How many of your sons have died?_____ ____(99) DK/NR 30.How many of your daughters have died?____ ____(99) DK/NR 31.INTERVIEWER: Sum the answers to Questions 24, 25, 26, 27, 29, and 30: ________Total 32.Apart from these (total # from Q31) births, have you had any other live births? __(1) Yes__(0) No, go to Q34___(9) DK/NR, go to Q34 33.INTERVIEWER: If yes, ask if now living or dead, and correct where necessary. 34.Could you give me the following information on all your children born alive,even if they are now dead, beginning with your last delivery? 35.In what month and year was your last live birth? __MM/__YR ___(9) DK/NR 36.Was this child a boy or a girl? ____(1) Boy____(2) Girl___(9) DK/NR 37. Is she/he still alive? ___(1) Yes ___(0) No ___(9) DK/NR 38.Did you have another live birth before this last one? ____(1) Yes____(0) No, go to Q41___(9) DK/NR, go to Q41 39.Was this baby a boy or a girl? ____(1) Boy ____(2) Girl ____(9) DK/NR 40.Is she/he still alive today? ____(1) Yes ____(0) No ____(9) DK/NR 41.Respondent is: ____(1) woman herself____(2) her mother ____(3) her sister living in same house____(4) other (Marriage duration option (Q42); to be included if only ever-married women areinterviewed): 42.How many years has it been since you were first married? (That is, sinceyour first marriage, even if you have married more than once.) Date of marriage: mm/yy Month __Year __or Completed years __ INTERVIEWER: Please check Q22 (Module A) or Q31-40 (Module B) to see if any infant or child from this household is dead. For the most recent death, ask the following questions: 43.Did (name of deceased child) die because of an accident or an illness? __(1) Accident, go to Q44___(2) Illness, go to Q45 ___(9) DK/NR, go to Q45 44.What was the accident?_______________, go to Q49 45.From what illness did (name of deceased child) die? ____________(9) DK/NR 46.What were the signs or symptoms present two weeks before death? ____(1) Diarrhoea____(6) Fever ____(2) Diarrhoea with blood____(7) Seizures ____(3) Cold____(8) Other symptoms (specify)________ ____(4) Difficulty breathing____(9) DK/NR ____(5) Rash or pimples 47.(IF INTERVIEWER IS TRAINED IN IDENTIFYING CAUSE OF DEATH)In the opinion of the interviewer, of what did the child die? ____(1) Infection (specify)_________(5) Other (specify)_________ ____(2) Diarrhoea____(6) Vaccine preventable disease____(3) ARI (pneumonia)(specify)_____________ ____(4) Malnutrition____(9) DK/NR 48.How long did (name of deceased child) have the illness? _________days;_________months;________(9) DK/NR 49.Was she/he taken somewhere to receive treatment for the illness/accidentbefore dying? ____(1) Yes____(0) No____(9) DK/NR 50.Where was she/he taken? ____(1) Public hospital____(5) Pharmacy ____(2) Health centre____(6) Traditional healer ____(3) Doctor's office____(7) Other (specify)_______ ____(4) Clinic/private hospital____(9) DK/NR 51.Where did she/he die? ____(1) Public hospital____(4) At the house ____(2) Health centre____(5) Other(specify)_________ ____(3) Clinic/Private hospital____(9) DK/NR 52.Do you have a death certificate? ____(1) Yes___(0) No, go to Q55___(9) DK/NR, go to Q55 53.May I see that certificate? ___(1) Yes, shows certificate ___(2) No, does not show certificate, go to Q55 54.What was the cause of death, according to the certificate? _________________________ 55.Has anyone else in this household died in the last six months? ____(1) Yes___(0) No, go to Q57___(9) DK/NR, go to Q57 56.Name?________________________ Age?____ Symptoms prior to death?_______________________ Treatment received?___________________________ Child morbidity 57.Has any child under the age of two been sick in the last two weeks? ____(1) Yes____(0) No, go to Q73___(9) DK/NR, go to Q73 58.What were the symptoms of sickness? ____(1) FeverAsk Q 59-74 ____(2) DiarrhoeaAsk Q 59-74 ____(3) Difficulty breathingAsk Q 63-74 ____(4) Poor weight gain/weight lossAsk Q 65-74 ____(5) Other (specify)____________ ____(9) DK/NR 59.If diarrhoea, how long was/is the episode? ____days___(99) DK/NR 60.Does the child have diarrhoea today? ____(1) Yes____(0) No____(9) DK/NR 61.Did you give the sick child ORS? ____(1) Yes____(0) No____(9) DK/NR 62.Do you/did you continue breast feeding your baby during illness? ____(1) Yes____(0) No____(9) DK/NR 63.If coughing etc., for how many days (has the cough lasted/did the cough last)? (If less than one day, 00.) ____Day ____(99) DK/NR, go to Q65 64.When the child had the illness with a cough, did she/he breathe faster thanusual with short, rapid breaths? ____(1) Yes___(0) No___(9) DK/NR 65.If poor weight gain, has the child had any of the following symptoms: swollen feetdry eyes thin hair blindness sores inside mouthno desire to laugh or play failure to develop intelligence ____(1) Yes____(0) No____(9) DK/NR 66.Did you seek advice or treatment for the illness? ____(1) Yes____(0) No, go to Q68____(9) DK/NR, go to Q68 67.Where did you seek advice or treatment? ____(1) Government clinic/hospital ____(5) Traditional practitioner ____(2) Mobile clinic____(6) Pharmacy/drug shop ____(3) CHW____(9) Other (specify)______ ____(4) Private doctor 68.Was anything given to treat the illness? ____(1) Yes____(0) No, go to Q71____(9) DK/NR, go to Q71 69.What was given to treat the illness? ____(1) Injection____(5) Other pill or syrup ____(2) Antibiotic____(6) Unknown pill or syrup ____(3) Anti-malarial____(7) Home remedy/herbal medicine ____(4) Cough syrup____(8) Other (specify)________ ____(9) DK/NR 70.Were you told by the health care provider what illness your child had? ___(1) Yes specify:_____ ____(0) No____(9) DK/NR 71.Does the child have the symptoms (mentioned above) today? ____(1) Yes ____(0) No____(9) DK/NR 72. (IF INTERVIEWER IS TRAINED IN IDENTIFYING CAUSE OF ILLNESS) In the opinion of the interviewer, what illness does/did the child have? ____(1) Infection (specify)______ ____(2) Diarrhoea ____(3) ARI (pneumonia) ____(4) Malnutrition ____(5) Other (specify)___________ ____(6) Vaccine preventable disease (specify)________________ ____(9) DK/NR 73.Has anyone else in this household been sick in the last two weeks? ____(1) Yes ____(0) No____(9) DK/NR 74.Name?__________________ Age?_____________________ Symptoms?_________________ Treatment received?_____________ 75.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name) ____(0) Does not know____(9) NR 76 Has the local CHW visited or contacted you in the last three months? ____(1) Yes ____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Rapid survey questionnaireAdult morbidity and mortality assessment Complete for each household. List all adults currently living in the household, by age and sex. IDENTIFICATION, +, +, +, +, +, +, +, + 1., Study no, , 2., Province no, , 3., Cluster no, 4., Interviewer no, , 5., Respondent no, , 6., Date of interview, / / 7., Respondent age, , 8., Respondent sex, , , , NAME OF RESPONDENT________________________________, +, +, +, +, +, +, +, + 9.How many adults live in this household:_____(total) I would like to ask you for the name, age, and sex of each adult living in this household. 10.Married women of reproductive age (15-49): ______(in household) Name:______________Age: __Pregnant? (Y/N/DK)____ Name:______________Age: __Pregnant? (Y/N/DK)____ Name:______________Age: __Pregnant? (Y/N/DK)____ 11.Other men and women: ______(in household) Name:______________Age: ____Sex (m/f):_____ Name:______________Age: ____Sex (m/f):_____ Name:______________Age: ____Sex (m/f):_____ (Total of questions 10-11 should equal total shown in Q9.) ______ Adult morbidity 12.Has any adult in this household been sick in the past 2 weeks? ___(1) Yes___(0) No___(9) DK/NR 13.Please tell me their names and when they were sick: Name:_______________ When?:_________________days ago Name:_______________ When?:_________________days ago Name:_______________ When?:_________________days ago 14.Is there any adult in your household who is sick today? ___(1) Yes___(0) No, go to Q23___(9) DK/NR, go to Q23 INTERVIEWER: For the person who is sick today, or sick most recently in the last two weeks, please ask the following questions. 15.What were/are the symptoms of the illness? ____(1) High fever____ (6) Earache or ear discharge ____(2) Diarrhoea____ (7) Seizures ____(3) Weight loss____ (8) Weakness or lethargy ____(4) Persistent cough____ (9) Other (specify) _______ ____(5) Cough with sputum____(99) DK/NR 16.How long did the illness last? ____Days ____Weeks ____DK/NR 17.Was advice or treatment sought? ____(1) Yes___(0) No, go to Q19____(9) DK/NR, go to Q19 18.Where was advice or treatment sought? ____(1) Government clinic/hospital____(5) Traditional practitioner ____(2) Mobile clinic____(6) Pharmacy/drug shop ____(3) CHW____(7) Other (specify)_______________ ____(4) Private doctor____(9) DK/NR 19.Was anything given to treat the illness? ____(1) Yes___(0) No, go to Q21___(9) DK/NR, go to Q21 20.What was given to treat the illness? ____(1) Injection____(5) Other pill or syrup ____(2) Antibiotic____(6) Unknown pill or syrup ____(3) Anti-malarial____(7) Home remedy/herbal medicine ____(4) Cough syrup____(8) Other (specify)___________ ____(9) DK/NR 21.In the opinion of the interviewee, what is/was the illness?(use disease code from Q22)________(9) DK/NR 22.(IF INTERVIEWER IS TRAINED IN IDENTIFYING CAUSE OF ILLNESS)In the opinion of the interviewer, what illness does/did the person have? __ Disease code: ____(01) Dysentery____(11)Polio ____(02) Anaemia____(12)Tuberculosis ____(03) Scabies____(13)Acute respiratory infection ____(04) Diphtheria____(14)Fever ____(05) Whooping cough____(15)Malaria ____(06) Tetanus____(16)Other: _______ ____(07) Measles____(99)DK/NR, go to Q23 ____(08) Diabetes ____(09) Hypertension ____(10) STD/HIV Adult mortality 23.Was there any death in this household during the last 12 months? __(1) Yes __(0) No, end interview __(9) DK/NR, end interview 24. Who died? (Probe and fill out following table): Name:_______Age:__Sex:__When?____weeks/months ago Name:_______Age:__Sex:__When?____weeks/months ago (Interviewer: Ask Q. 25-36 for each person who has died in the last year.) 25.What symptoms were present 2 weeks before death? ____(1) High fever____ (6) Earache or ear discharge ____(2) Diarrhoea____ (7) Seizures ____(3) Weight loss____ (8) Weakness or lethargy ____(4) Persistent cough____ (9) Other (specify)_______ ____(5) Cough with sputum____(99) DK/NR 26.How long did (name of deceased) have the illness? ____Days ____Weeks ____DK/NR 27.Was advice or treatment sought? ____(1) Yes___(0) No, go to Q29____(9) DK/NR, go to Q29 28.Where was advice or treatment sought? ____(1) Government clinic/hospital____(5) Traditional practitioner ____(2) Mobile clinic____(6) Pharmacy/drug shop ____(3) CHW____(7) Other (specify)_________ ____(4) Private doctor____(9) DK/NR 29. Was anything given to treat the illness? ____(1) Yes___(0) No, go to Q31____(9) DK/NR, go to Q31 30.What was given to treat the illness? ____(1) Injection____(5) Other pill or syrup ____(2) Antibiotic____(6) Unknown pill or syrup ____(3) Anti-malarial____(7) Home remedy/herbal medicine ____(4) Cough syrup____(8) Other (specify)___________ ____(9) DK/NR 31.Where did the person die? ____(1) Government clinic/hospital____(5) At the house ____(2) Health centre____(6) Other (specify)_________ ____(3) Private clinic/hospital____(9) DK/NR ____(4) Doctor's office 32.Do you have a death certificate? ____(1) Yes____(0) No____(9) DK/NR 33.May I see that certificate? ____(1) Yes, shows certificate____(2) No, does not show certificate 34.What was the cause of death, according to the certificate? _____________ 35. In the opinion of the interviewee, what was the illness? (Use Disease Code from Q36) ________________(9) DK/NR 36.(IF INTERVIEWER IS TRAINED IN IDENTIFYING CAUSE OF DEATH) In the opinion of the interviewer, what did the person die of? Cause of Death Code: ____(01) Diarrhoea/Dysentery____(11) Pregnancy-related ____(02) Anaemia____(12) Heart disease ____(03) Scabies____(13) Cancer specify________ ____(04) Diphtheria____(14) Diabetes ____(05) Whooping cough____(15) Typhoid ____(06) Tetanus____(16) Accident ____(07) Measles____(17) Pneumonia ____(08) Polio____(18) Hepatitis ____(09) Tuberculosis____(19) Malaria ____(10) Hypertension____(20) Other Specify:_______ ____(99) DK/NR 37.What is the name of the local Community Health Worker (CHW)? ____(1) Knows (said name)____(0) Does not know____(9) NR 38.Has the local CHW visited or contacted you in the last three months? ____(1) Yes____(0) No____(9) DK/NR This concludes the interview. Thank you for taking the time to participate in this survey. Appendix D: Cluster-survey registers GENERAL PHC Health education MATERNAL CARE Antenatal care, safe delivery, and postnatal care Family planning CHILD CARE Acute respiratory infections Breast feeding Diarrhoeal disease control/oral rehydration therapy Childhood disabilities Child immunization Growth monitoring/nutrition education COMMUNITY HEALTH WATER SUPPLY, HYGIENE, AND SANITATION OTHER HEALTH CARE Accidents and injuries Chronic, non-communicable diseases Malaria Tuberculosis Sexually-transmitted diseases, HIV/AIDS MORBIDITY, MORTALITY AND FERTILITY Vital events and health status Child morbidity and mortality assessment Adult morbidity and mortality assessment The following instruments are similar to the Rapid survey questionnaires, only in a different format. The answers of up to ten respondents can be recorded on a single register. These instruments can also be used as presented or modified as appropriate to any given situation. You are encouraged to "mix and match" questions and sections from the various questionnaires, add, delete, revise, and combine to adapt the instruments to your situation and needs. Please note that these are only the instruments. Examples of how they can be modified and used with different sampling techniques are described in this User's guide. Cluster form: Health education (1), Study No. ______________ , N, , +, +, +, +, +, +, +, +, + (2), Province No. ___________ , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. ____________ , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer ____________ , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date ___/___/___, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many people live in this household?, , , , , , , , , , , (10), Is anyone in this household a married woman of reproductive age?, , , , , , , , , , , (11), Is anyone in this household pregnant?, , , , , , , , , , , (12), Are there any children under 24 mos. in this household?, , , , , , , , , , , (13), Are there children 24 - 60 mos. in this household?, , , , , , , , , , , (14), Has a health worker visited/contacted you in the last three months?, , , , , , , , , , , (15), What type of health worker visited?, , , , , , , , , , , (16), What did the health worker discuss?, , , , , , , , , , , , Maternal care, , , , , , , , , , , , Antenatal care, , , , , , , , , , , , Safe delivery, , , , , , , , , , , , Postnatal care, , , , , , , , , , , , Child care, , , , , , , , , , , , Acute respiratory infections, , , , , , , , , , , , Breast feeding, , , , , , , , , , , , Diarrhoea diseases control, , , , , , , , , , , , Oral rehydration therapy, , , , , , , , , , , , Childhood disabilities, , , , , , , , , , , , Child immunization, , , , , , , , , , , , Growth monitoring/nutrition education, , , , , , , , , , , , Community health, , , , , , , , , , , , Water supply, , , , , , , , , , , , Hygiene, , , , , , , , , , , , Sanitation, , , , , , , , , , , , Other health care, , , , , , , , , , , , Accidents and injuries, , , , , , , , , , , , Chronic,, non-communicable diseases, , , , , , , , , , , , Malaria, , , , , , , , , , , , Tuberculosis, , , , , , , , , , , , Sexually-transmitted diseases,, HIV/AIDS, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (17), Do you believe you have enough information on these topics or do you want to know more?, , , , , , , , , , , , Maternal care, , , , , , , , , , , , Antenatal care, , , , , , , , , , , , Safe delivery, , , , , , , , , , , , Postnatal care, , , , , , , , , , , , Child care, , , , , , , , , , , , Acute respiratory infections, , , , , , , , , , , , Breast feeding, , , , , , , , , , , , Diarrhoea diseases control, , , , , , , , , , , , Oral rehydration therapy, , , , , , , , , , , , Childhood disabilities, , , , , , , , , , , , Child immunization, , , , , , , , , , , , Growth monitoring/nutrition education, , , , , , , , , , , , Community health, , , , , , , , , , , , Water supply, , , , , , , , , , , , Hygiene, , , , , , , , , , , , Sanitation, , , , , , , , , , , , Other health care, , , , , , , , , , , , Accidents and injuries, , , , , , , , , , , , Chronic,, non-communicable diseases, , , , , , , , , , , , Malaria, , , , , , , , , , , , Tuberculosis, , , , , , , , , , , , Sexually-transmitted diseases HIV/AIDS, , , , , , , , , , , (18), What is the name of the local CHW?, , , , , , , , , , , , Key (15)1 CHW; 2 Public health nurse; 3 Midwife; 4 Doctor; 5 Other (specify); 9 DK/NR, +, +, +, +, +, +, +, +, +, +, + Cluster form: Antental care, safe delivery, and postnatal care (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No., A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / / , , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many live births have you had so far?, , , , , , , , , , , (10), Did you receive antenatal care during your last pregnancy?, , , , , , , , , , , (11), How many times did you get antenatal care?, , , , , , , , , , , (12), How many months had you been pregnant before you got antenatal care?, , , , , , , , , , , (13), Which is the principal place you received antenatal care?, , , , , , , , , , , (14), Did anyone advise you to get antenatal care?, , , , , , , , , , , (15), Did you receive a tetanus vaccination during your last pregnancy?, , , , , , , , , , , (16), How many vaccinations did you receive?, , , , , , , , , , , (17), During your pregnancy,, did you take iron pills to keep you strong?, , , , , , , , , , , (18), What was the outcome of your most recent pregnancy?, , , , , , , , , , , (19), Where did the delivery take place?, , , , , , , , , , , (20), Who was the main person attending the delivery?, , , , , , , , , , , (21), What is the name of the local CHW?, , , , , , , , , , , (22), Has the CHW visited/contacted you during the last three months?, , , , , , , , , , , Key (12), +, , (18), +, +, +, +, , +, +, +, + 1, three mo. (first trimester), 1, Live birth, +, +, +, +, +, +, +, +, + 2, 4-6 mo. (second trimester), 2, Stillbirth, +, +, +, +, +, +, +, +, + 3, 7-9 mo. (third trimester), 3Abortion /miscarriage, +, +, +, +, +, +, +, +, + 9), DK/NR, 4), DK/NR, +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + , , , , +, +, +, +, , , +, +, + (13), , (20), , +, +, +, +, , , +, +, + 1), Hospital, 1), Doctor,, nurse,, nurse-midwife, +, +, +, +, +, +, +, +, + 2), Health centre/clinic, 2), Trained TBACHW , +, +, +, +, , , +, +, + 3), Private hospital/clinic, 3), Untrained TBA,, CHW, +, +, +, +, +, +, +, +, + 4), Local TBA/healer, 4), Relative,, neighbor,, friend, +, +, +, +, +, +, +, +, + 5), Other site of care, 5), Other: ______, +, +, +, +, +, +, +, +, + 9), DK/NR, 9), DK/NR, +, +, +, +, , , +, +, + (14), , , , , , , , , , , , 1), Physician,, nurse, 5), Mother,, relative, +, +, +, +, +, +, +, +, + 2), Community nurse,, midwife , 6), Friend,, neighbour, +, +, +, +, +, +, +, +, + 3), CHW/volunteer, 7), Other: _________ , +, +, +, +, +, +, +, +, + 4), Traditional birth attendant , 9), DK/NR, +, +, +, +, +, +, +, +, + Cluster form: Family planning (1), Study No. ______________ , N, , +, +, +, +, +, +, +, +, + (2), Province No. ___________ , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. ____________ , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer ____________ , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date ___/___/___ , , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), Are you currently married or living with a partner?, , , , , , , , , , , (10), How many living children do you have?, , , , , , , , , , , (11), Have you given birth in the past 12 months?, , , , , , , , , , , (12), When was child born?, , , , , , , , , , , (13), Can you name one modern method of contraception?, , , , , , , , , , , (14), Do you know where you can obtain this method?, , , , , , , , , , , (15), Are you or your husband currently using any family planning method?, , , , , , , , , , , (16), Which method are you/your husband using now?, , , , , , , , , , , (17), For how long have you been continually using (current method)?, , , , , , , , , , , (18), For how long have you been continually practicing family planning without interruption?, , , , , , , , , , , (19), What is the main source of your family planning service or supplies?, , , , , , , , , , , (20), If you are not using family planning now,, have you or your husband ever used any method in the past?, , , , , , , , , , , (21), Which method did you/your husband use most recently?, , , , , , , , , , , (22), Do you/your husband intend to practice family planning in the future?, , , , , , , , , , , (23), What is the most important reason you are not using family planning now?, , , , , , , , , , , (24), What is the name of the local CHW?, , , , , , , , , , , (25), Has the CHW visited/contacted you during the last three months?, , , , , , , , , , , , , , , +, +, +, +, +, +, +, +, + , , , , +, +, +, +, +, +, +, +, + , , , , +, +, +, +, +, +, +, +, + , , , , +, +, +, +, +, +, +, +, + , , , , +, +, +, +, +, +, +, +, + , , , , +, +, +, +, +, +, +, +, + Key (16) and (21), +, , (17) and (18), +, +, +, +, +, +, +, , + 1), Tubectomy, , 1), << three months, +, +, +, +, +, +, ^, ^ 2), Vasectomy, , 2), pit privy, +, +, +, +, +, +, ^, ^ 3), IUD, , 3), 7-12 months, +, +, +, +, +, +, ^, ^ 4), Oral pill, , 4), 1-2 years, +, +, +, +, +, +, ^, ^ 5), Injection, , 5), 3-4 years, +, +, +, +, +, +, +, + 6), NORPLANT, , 6), 5 years or more, +, +, +, +, +, +, +, + 7), Condom, , 9), DK/NR , +, +, +, +, +, +, +, + 8), IUD,, 8 Foam,, emco ,jelly,, cream,, diaphram, +, , +, +, +, +, +, +, +, +, + 9), Safe period,, withdrawal, , , +, +, +, +, +, +, +, +, + 10), Other, , , +, +, +, +, +, +, +, +, + 99), DK/NR, , , +, +, +, +, +, +, +, +, + (19), +, , , , +, +, +, +, +, +, +, + 1), Govt hospital/clinic, , 6), Private hospital/clinic, +, +, +, +, +, +, +, + 2), Govt field worker, , 7), NGO clinic, +, +, +, +, +, +, +, + 3), Social marketing prog., , 8), NGO field worker, +, +, +, +, +, +, +, + 4), Private physician, , 9), Other, +, +, +, +, +, +, +, + 5), Pharmacy, , 99), DK/NR, +, +, +, +, +, +, +, + , , , , , , , , , , , , (23), +, , , , , , , , , , , 1), Want more children,, 6), Method/service unavailable, +, +, +, +, +, +, +, + 2, Husband objects, , 7), Sterility, +, +, +, +, +, +, +, + 3), Health reason, , 8), Breast feeding, +, +, +, +, +, +, +, + 4), Religious reasons, , 9), Pregnant, +, +, +, +, +, +, +, + 5), Fear side effects, , 10), Other, +, +, +, +, +, +, +, + , , , 99), DK/NR, +, +, +, +, +, +, +, + Cluster form: Acute respiratory infections (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / / , , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many living children do you have under five?, , , , , , , , , , , (10), How many children << five years sleep in the same room as adults or other children?, , , , , , , , , , , (11), How many people in your household smoke inside your house?, , , , , , , , , , , (12), Are open fires for cooking or heating used inside your house?, , , , , , , , , , , (13), Have any of your children been sick with a respiratory illness within the last two weeks?, , , , , , , , , , , (14), Did you seek treatment for the most recent episode?, , , , , , , , , , , (15), Where did you seek treatment?, , , , , , , , , , , (16), What treatment were you given?, , , , , , , , , , , (17), Did you take the medicine for the prescribed length of time?, , , , , , , , , , , (18), What is the name of the local CHW?, , , , , , , , , , , (19), Has the CHW visited/contacted you during the last three months?, , , , , , , , , , , Key (15), +, (16), +, +, +, +, +, +, +, +, +, + 1), Treated at home, 1), Anti-microbial drugs, +, +, +, +, +, +, +, , 2), Visited the health centre, 2), Bronchodilator and/or cough mixture , +, +, +, +, +, +, +, +, + 3), Contacted the CHW, 3), Antipyretic drugs, +, +, +, +, +, +, +, , 4), Other: _________ , 4), Other, +, +, +, +, +, +, +, , 9), DK/NR , 9), DK/NR, +, +, +, +, +, +, +, , Cluster form: Breast feeding (1), Study No., N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / / , , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many living children do you have under two?, , , , , , , , , , , (10), Are you breast feeding your youngest child?, , , , , , , , , , , (11), After your baby was born,, when did you begin breast feeding?, , , , , , , , , , , (12), Did you give the baby the colostrum?, , , , , , , , , , , (13), Why didn't you give the baby colosturum?, , , , , , , , , , , (14), Do you know why it is important to give the baby the colostrum?, , , , , , , , , , , (15), At what age of the baby will you/did you stop breast feeding?, , , , , , , , , , , (16), At what age will you/did you begin giving your baby formula or milk other than breast milk?, , , , , , , , , , , (17), Water?, , , , , , , , , , , (18), Other liquids?, , , , , , , , , , , (19), Solid foods?, , , , , , , , , , , (20), Did any health worker teach you about the benefits of breast feeding?, , , , , , , , , , , (21), Can you explain why it is important to breast feed?, , , , , , , , , , , (22), Were you taught about the supplemental foods and when they should be introduced?, , , , , , , , , , , (23), Were you taught how to care for your breasts?, , , , , , , , , , , (24), What is the name of the local CHW?, , , , , , , , , , , (25), Has the CHW visited/contacted you during the last three months?, , , , , , , , , , , , +, +, +, +, +, +, +, +, +, +, +, + , , , , , , , , , , , , , , , , , , , , , , , , , +, , +, +, +, +, +, +, +, +, , , +, , +, +, +, +, +, +, +, +, , Key (11), +, (13) , +, +, +, +, +, +, +, +, , 1), Within three hours, 1), Problem with breast milk, +, +, +, +, +, +, , , 2), 3-12 hours, 2), Baby could not suck, +, +, +, +, +, +, , +, + 3), 13-24 hours, 3), Other, +, +, +, +, +, +, ^, ^, ^ 4), << 24 hours, 9), DK/NR, +, +, +, +, +, +, ^, ^, ^ 5), Not breast fed, , +, +, +, +, +, +, +, ^, ^, ^ 9), DK/NR^, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^, Cluster form: Diarrhoeal disease control/ORT (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many living children do you have under five?, , , , , , , , , , , (10), Do you know what is meant by "diarrhoea?", , , , , , , , , , , (11), Has (oldest child under two) had diarrhoea in the last month?, , , , , , , , , , , (12), How long did is last?, , , , , , , , , , , (13), Did you do anything to treat it or just let it run its course?, , , , , , , , , , , (14), How did you treat it?, , , , , , , , , , , (15), Have you ever heard of ORT,, ORS,, SSS or (local name)?, , , , , , , , , , , (16), Is there any source of ORS in your village?, , , , , , , , , , , (17), Is there a person living in your village who has been trained to use ORS?, , , , , , , , , , , (18), Do you know how to mix ORS?, , , , , , , , , , , (19), How long can this solution be used?, , , , , , , , , , , (20), How long can you administer ORS to a child with diarrhoea?, , , , , , , , , , , (21), Do you give extra fluids during diarrhoea?, , , , , , , , , , , , gruel?, , , , , , , , , , , , soup?, , , , , , , , , , , , rice water?, , , , , , , , , , , , milk solutions with twice the water?, , , , , , , , , , , , other fluids?, , , , , , , , , , , (22), If the child is still breast feeding,, do you continue breast feeding during diarrhoea?, , , , , , , , , , , (23), When your child has diarrhoea how often to you feed it?, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , +, +, +, +, +, +, , , , , , , , , , , , , , , , , , , , , , , , , , , (24), What is the name of the local CHW?, , , , , , , , , , , (25), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (13), +, , , , , , , , , , , 1), Treated it2) Let it run its course, , 9), DK/NR, +, +, , , , , , (14), +, , +, +, +, +, +, +, +, +, +, + 1), Treated it myself with packet of ORS, , 6), Took child to local health worker, +, +, +, +, +, +, +, + 2), Treated it myself with homemade SSS, , 7), Took child to CHW health provider, +, +, +, +, +, +, +, + 3), Treated it myself with gruel/cereal-based solid, , 8), Took child to health clinic,, hospital, +, +, +, +, +, +, +, + 4), Took child to relative, , 9), Other (specify): ______________, +, +, +, +, +, +, +, + 5), Took child to neighbour, , 99), DK/NR, +, +, +, +, +, +, +, + , , , , , +, +, +, +, +, +, +, + Cluster form: Childhood disabilities (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / / , , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many children do you have?, , , , , , , , , , , (10), What are their names,, ages,, type of disability?, , , , , , , , , , , (11), How did your child become disabled?, , , , , , , , , , , (12), Do you know how to prevent a similar disability from occurring again?, , , , , , , , , , , (13), Have you sought treatment or therapy for your child?, , , , , , , , , , , (14), Where did your child receive treatment or therapy?, , , , , , , , , , , (15), What are the available centres which could provide services to help your child?, , , , , , , , , , , (16), What is the name of the local CHW?, , , , , , , , , , , (17), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (10) (11), +, (14), +, +, +, +, , +, +, +, +, + 1), Movement1) Illness, 1), Therapy or treatment centre, +, +, +, +, +, +, +, +, + 2), Deformity2) Birth, 2), Community group, +, +, +, +, +, +, +, +, + 3), Hearing3) Injury, 3), Special school, +, +, +, , +, +, +, +, + 4), Blindness4) Other, 4), Other_______ , +, +, +, +, +, +, +, +, + 5), Speech9) DK/NR , 9), DK/NR, +, +, +, , +, +, +, +, + 6), Behaviour, , , +, +, +, +, +, +, +, +, + 7), Other, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ 9), DK/NR, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ Cluster form: Child immunization (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many living children do you have under two years?, , , , , , , , , , , (10), Has anyone from the health centre ever talked to you about vaccinating your children?, , , , , , , , , , , (11), Do you know which childhood diseases can be prevented by immunization?, , , , , , , , , , , , Diptheria, , , , , , , , , , , , Measles, , , , , , , , , , , , Whooping cough, , , , , , , , , , , , Tuberculosis, , , , , , , , , , , , Tetanus, , , , , , , , , , , , Polio, , , , , , , , , , , (12), Do you know age children should be vaccinated against measles?, , , , , , , , , , , (13), Has oldest child under two been immunized?, , , , , , , , , , , (14), Do you have the immunization card for this child?, , , , , , , , , , , (15), If no card,, can you remember when your child was vaccinated?, , , , , , , , , , , Transfer info. from EPI card, +, , , , , , , , , , , (16, BCG, , , , , , , , , , , (17), DPT 1, , , , , , , , , , , (18, DPT 2, , , , , , , , , , , (19), DPT 3, , , , , , , , , , , (20), Polio 1, , , , , , , , , , , (21), Polio 2, , , , , , , , , , , (22), Polio 3, , , , , , , , , , , (23), Measles, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (24), Child is on schedule for age?, , , , , , , , , , , (25), For children 12-24 months:Child is fully vaccinated, , , , , , , , , , , (26), When will you take your child for the (next) vaccination?, , , , , , , , , , , , Mother knows, , , , , , , , , , , , Mother doesn't know, , , , , , , , , , , , Fully vaccinated (NA), , , , , , , , , , , , DK/NR, , , , , , , , , , , (27), What is the name of the local CHW?, , , , , , , , , , , (28), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (16) through (23): 1) Received on schedule; 2) Received off schedule; 3) Not received, +, +, +, +, +, +, +, +, +, +, +, + Cluster form: Growth monitoring/nutrition education (1), Study No., N, , +, +, +, +, +, +, +, +, + (2), Province No., A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many children do you have under two years?, , , , , , , , , , , (10), Is (name of oldest child under two) registered for growth monitoring?, , , , , , , , , , , (11), Has any health worker ever explained growth monitoring cards to you?, , , , , , , , , , , (12), Has this child ever been weighed by a health worker,, nurse or doctor?, , , , , , , , , , , (13), Do you have your child's growth card at home?, , , , , , , , , , , (14), Please show me the card., , , , , , , , , , , (15), Interviewer: inspect card. Does growth card have age and weight data plotted?, , , , , , , , , , , (16), Interviewer: record weighing history from growth card. Total number of times weighed., , , , , , , , , , , (17), Times weighed in last quarter., , , , , , , , , , , (18), Can you explain the information on the growth card to me?, , , , , , , , , , , (19), During the last prenatal and/or postnatal care visit,, were you educated about how to improve the nutritional status of your child?, , , , , , , , , , , (24), What is the name of the local CHW?, , , , , , , , , , , (25), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (15), +, , +, +, +, +, +, +, +, +, +, + 1), Yes,, plotted correctly0) No,, not plotted, +, +, +, +, +, +, +, +, +, +, + 2), Yes,, but plotted incorrectly 9) DK/NR, +, +, +, +, +, +, +, +, +, +, + Cluster form: Water supply, environmental sanitation and hygiene (1), Study No., N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), Where do you usually get your drinking water?, , , , , , , , , , , (10), Is your water supply chlorinated?, , , , , , , , , , , (11), Do you usually boil water for drinking?, , , , , , , , , , , (12), How long does it take you to walk to your source of water?, , , , , , , , , , , (13), Can you get enough water all year?, , , , , , , , , , , (14), Do you always wash your hands before handling food?, , , , , , , , , , , (15), Please explain why it is important to wash your hands?, , , , , , , , , , , (16), What is the primary way this household disposes of human waste?, , , , , , , , , , , (17), Please explain why it is important to use a structured / sanitary facility?, , , , , , , , , , , (18), What is the name of the local CHW?, , , , , , , , , , , (19), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , INTERVIEWER OBSERVATIONS OF HOUSEHOLD, +, , , , , , , , , , , (20), Does water contianed have a clean cover/lid?, , , , , , , , , , , (21), Do pots,, pans,, plates and glasses appear clean?, , , , , , , , , , , (22), Are fruits,, vegetables,, meats covered and stored away from small domestic animals?, , , , , , , , , , , (23), Does latrine appear to be used?, , , , , , , , , , , (24), Are the animals penned?, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (25), Does garbage appear to be disposed of in a sanitary way?, , , , , , , , , , , (26), What is the name of the local CHW?, , , , , , , , , , , (27), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (12), +, , , +, +, +, +, +, +, +, +, + 1), << 15 minutes2) >> 15 minutes, 9), DK/NR, +, +, +, , , , , , (9), , , , +, +, +, +, +, +, +, +, + 1), Clean source: faucet/tap,, pipe,, bore hole,, covered well, +, +, +, +, +, +, +, +, +, +, + 2), Unclean source: open well,, pond/river/stream/rain water catchment, +, +, +, +, +, +, +, +, +, +, + 3), Other (specify): ___________, , , +, +, +, +, +, +, +, +, + 9), DK/NR, , ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (16), , , , +, +, +, +, +, +, +, +, + 1), water-seal latrine 4) open field, , , +, +, +, +, +, +, +, +, + 2), pit privy 5) bucket, , , +, +, +, +, +, +, +, +, + 3), WC , , , +, +, +, +, +, +, +, +, + 9), DK/NR, , , +, +, +, +, +, +, +, +, + Cluster form: Accidents and injuries (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No., A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), Has anyone in this household had a serious accident or injury in the past year?, , , , , , , , , , , , 9.1 Name, , , , , , , , , , , , 9.2 Age, , , , , , , , , , , , 9.3 Sex, , , , , , , , , , , , 9.4 Type of injury codes, , , , , , , , , , , , 9.5 Treated?, , , , , , , , , , , , 9.6 Where treated?, , , , , , , , , , , , 9.7 Outcome?, , , , , , , , , , , (10), If someone in your household was injured,, what would you do to help them?, , , , , , , , , , , (11), Where are the nearest emergency care facilities?, , , , , , , , , , , (12), What is the name of the local CHW?, , , , , , , , , , , (13), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key 9.4 Type of injury codes, +, 9.7 Outcome codes, +, +, +, +, +, +, , +, +, + 01), Fall, 01), Cured/recovered, +, +, +, +, +, +, +, +, + 02), Occupational injury, 02), Still recovering, +, +, +, +, +, +, +, +, + 03), Traffic injury, 03), Permanent disability, +, +, +, +, +, +, +, +, + 04), Poisoning, 04), Death, +, +, +, +, +, +, +, +, + 05), Other (specify) ____________ , 05), Other, +, +, +, +, +, +, +, +, + 09), DK/NR, 09), DK/NR, +, +, +, +, +, +, +, +, + 9.6 Where treated codes, +, , , , , , , , , , , 01), Hospital, , , , , , , , , , , 02), Health care centre, , , , , , , , , , , 03), CHW, , , , , , , , , , , 04), Traditional healer, , , , , , , , , , , 05), Other (specify) ____________, , , , , , , , , , , Cluster form: Chronic, non-communicable diseases (1), Study No., N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , Diabetes, +, +, +, +, +, +, +, +, +, +, +, + (9), Do you now what diabetes is?, , , , , , , , , , , (10), Have you or any household member ever been diagnosed as having diabetes?, , , , , , , , , , , (11), Does anyone in this household have diabetes now?, , , , , , , , , , , (12), Is this person being treated?, , , , , , , , , , , (13), Is the prescribed treatment being followed?, , , , , , , , , , , (14), Do you monitor glucose level at home?, , , , , , , , , , , (15), Do you and your household members know how to handle a diabetic emergency?, , , , , , , , , , , Hypertension, +, +, +, +, +, +, +, +, +, +, +, + (16), Do you know what hypertension is?, , , , , , , , , , , (17), Have you or any household member ever been diagnosed as having hypertension?, , , , , , , , , , , (18), Does anyone in this household have hypertension now?, , , , , , , , , , , (19), Is this person being treated now?, , , , , , , , , , , (20), Is the prescribed treatment being followed?, , , , , , , , , , , (21), Do you and your household members know what to do in case of a heart attack or stroke?, , , , , , , , , , , Anaemia, +, +, +, +, +, +, +, +, +, +, +, + (22), Do you know what anaemia is?, , , , , , , , , , , (23), Have you or any household member ever been diagnosed as having anaemia?, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (24), Does anyone in this household have anaemia now?, , , , , , , , , , , (25), Is this person being treated now?, , , , , , , , , , , (26), Is the prescribed treatment being followed?, , , , , , , , , , , (27), What is the name of the local CHW?, , , , , , , , , , , (28), Has the CHW visited or contacted you during the last three months?, , , , , , , , , , , Cluster form: Malaria (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date ___/___/___, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), Can you explain to me what malaria is?, , , , , , , , , , , (10), Has anyone in your household had malaria since the beginning of the year?, , , , , , , , , , , (11), How did you know that it was malaria?, , , , , , , , , , , (12), How many days did the malaria episode prevent that person from conducting his/her daily activities?, , , , , , , , , , , (13), Do you know how malaria is spread?, , , , , , , , , , , (14), What are your household members currently doing to protect themselves from malaria?, , , , , , , , , , , (15), Has anyone in your household died in the last 12 months?, , , , , , , , , , , (16), Which symptoms were present 1 week before death?, , , , , , , , , , , (17), What do you think was the cause of death?, , , , , , , , , , , (18), What is the name of the local CHW?, , , , , , , , , , , (19), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (11) and (16), +, (14), +, +, +, +, +, +, +, +, +, + 1), High fever, , 1) Using mosquito nets , +, +, +, +, +, +, , , 2), Shivers, , 2) Using household sprays , +, +, +, +, +, +, , , 3), Headache, , 3) Eliminating standing water, +, +, +, +, +, +, +, +, + 4), Other ________, , 4) Using anti-malarial drugs, +, +, +, +, +, +, , , 9), DK/NR, , 5) Others, +, +, +, +, +, +, , , , , , 9) DK/NR, +, +, +, +, +, +, , , Cluster form: Tuberculosis (1), Study No., N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date ___/___/___, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), Can you explain to me what tuberculosis is?, , , , , , , , , , , (10), Do you know how TB is spread?, , , , , , , , , , , (11), Do you know how to prevent infection?, , , , , , , , , , , (12), Were all your children vaccinated with BCG?, , , , , , , , , , , (13), Have you or any family members experienced a persistent cough lasting more than two weeks?, , , , , , , , , , , (14), Did this person seek treatment for TB?, , , , , , , , , , , (15), Where did this person go to seek treatment?, , , , , , , , , , , (16), Was this person given medicine to treat TB?, , , , , , , , , , , (17), Did they take the medicine for the prescribed length of time?, , , , , , , , , , , (18), What is the name of the local CHW?, , , , , , , , , , , (19), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (15), +, , +, +, +, +, +, +, +, +, +, + 1), Health centre3) Other, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ 2), CHW/volunteer9) DK/NR, , , , , +, +, +, +, +, +, Cluster form: Sexually-transmitted diseases (1), Study No., N, , +, +, +, +, +, +, +, +, + (2), Province No., A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), Do you know what is meant by a sexually-transmitted disease?, , , , , , , , , , , (10), Do you know what the difference is between HIV infection and AIDS? Probe for explanation., , , , , , , , , , , (11), Can a person who looks healthy be infected with an STD?, , , , , , , , , , , (12), Can a person get the AIDS virus by shaking hands with someone who is infected with the virus?, , , , , , , , , , , (13), Can a pregnant woman who is infected with the HIV pass on the virus to her unborn child?, , , , , , , , , , , (14), Can STDs be transmitted by having sex with someone who is infected with an STD?, , , , , , , , , , , (15), Is there a cure for AIDS?, , , , , , , , , , , (16), What are you currently doing to prevent yourself or others from becoming infected with an STD?, , , , , , , , , , , (17), Do you know how to use a condom correctly?, , , , , , , , , , , (18), Where have you obtained condoms during the last six months?, , , , , , , , , , , (19), Have you been diagnosed with an STD in the past 12 months?, , , , , , , , , , , (20), What was your diagnosed illness?, , , , , , , , , , , (21), Where did you go for treatment?, , , , , , , , , , , (22), How did you first learn about STDs?, , , , , , , , , , , (23), What is the name of the local CHW?, , , , , , , , , , , (24), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , , , , , , , , , , , , , , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + Key (16), +, (21), +, +, +, +, +, +, +, +, +, + 1), Using a condom, 1), Government hospital, +, +, +, +, +, +, +, +, + 2), Practicing safer sex, 2), Government clinic or health centre, +, +, +, +, +, +, +, +, + 9), Other, 3), Private hospital, +, +, +, +, +, +, +, +, + 0), Nothing, 4), Private clinic or health centre, +, +, +, +, +, +, +, +, + (18), , 5), Contacted a health worker, +, +, +, +, +, +, +, +, + 1), Government hospital, 6), Other _____________, +, +, +, +, +, +, +, +, + 2), Government clinic or health centre, 9), DK/NR, +, +, +, +, +, +, +, +, + 3), Private hospital, (22), +, +, +, +, +, +, +, +, +, + 4), Private clinic or health centre , 1), By word of mouth, +, +, +, +, +, +, +, +, + 5), Local dispensary , 2), From a CHW or other health staff, +, +, +, +, +, +, +, +, + 6), Health worker came to you, 3), Heard it on the radio, +, +, +, +, +, +, +, +, + 7), Other _______________, 4), Other: ____________, +, +, +, +, +, +, +, +, + 9), DK/NR, 9), DK/NR, +, +, +, +, +, +, +, +, + (20), +, , +, +, +, +, +, +, +, +, +, + 1), HIV/AIDS, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ 2), Other STD, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ 9), DK/NR, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ Cluster form: Vital events and health status (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / /, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many people live in this household?, , , , , , , , , , , (10), Married women of reproductive age (15 - 49):, , , , , , , , , , , , Age, , , , , , , , , , , , Pregnant?, , , , , , , , , , , (11), Children less than 24 months old:, , , , , , , , , , , , Name, , , , , , , , , , , , Age, , , , , , , , , , , , Sex, , , , , , , , , , , (12), Children 24 - 60 months old:, , , , , , , , , , , , Name, , , , , , , , , , , , Age, , , , , , , , , , , , Sex, , , , , , , , , , , (13), Other men,, women and children:, , , , , , , , , , , , Name, , , , , , , , , , , , Age, , , , , , , , , , , , Sex, , , , , , , , , , , Morbidity, +, +, +, +, +, +, +, +, +, +, +, + (14), Is there anyone in your household who has been sick this week?, , , , , , , , , , , , Who is/are sick?, , , , , , , , , , , (15), SI number, , , , , , , , , , , , Name, , , , , , , , , , , (16), Age, , , , , , , , , , , (17), Sex, , , , , , , , , , , (18), Disease code, , , , , , , , , , , (19), Treated?, , , , , , , , , , , (20), Where treated?, , , , , , , , , , , (21), Outcome, , , , , , , , , , , , +, , , , , , , , , , , , +, , , , , , , , , , , , +, , , , , , , , , , , , +, , , , , , , , , , , , +, , , , , , , , , , , , +, , , , , , , , , , , Mortality, +, , , , , , , , , , , (60), Were there any deaths in this household during the last 12 months?, , , , , , , , , , , (61), SI number, , , , , , , , , , , , Name, , , , , , , , , , , (62), Age, , , , , , , , , , , (63), Sex, , , , , , , , , , , (64), Cause of death, , , , , , , , , , , (65), Date died, , , , , , , , , , , (66), Died where, , , , , , , , , , , (67), Death "yes"/"no", , , , , , , , , , , (100), Were there any births in this household in the last 12 months?, , , , , , , , , , , (101), SI number, , , , , , , , , , , , Name, , , , , , , , , , , (102), Age, , , , , , , , , , , (103), Sex, , , , , , , , , , , (104), Outcome, , , , , , , , , , , (105), Date born, , , , , , , , , , , (106), Born where, , , , , , , , , , , (107), Birth certificate "yes"/"no", , , , , , , , , , , Key (18), +, , +, +, +, +, +, +, +, +, +, + 1), Diarrhoea/dysentery, 9), Tuberculosis, +, +, +, +, +, +, +, +, + 2), Anaemia, 10), ARI, +, +, +, +, +, +, +, +, + 3), Scabies, 11), Fever, +, +, +, +, +, +, +, +, + 4), Diphtheria, 12), Malaria, +, +, +, +, +, +, +, +, + 5), Whooping cough, 13), Other: _________, +, +, +, +, +, +, +, +, + 6), Tetanus, 99), DK/NR, +, +, +, +, +, +, +, +, + 7), Measles, , , +, +, +, +, +, +, +, +, + 8), Polio, , , +, +, +, +, +, +, +, +, + (20), +, (21), +, +, +, +, +, +, +, +, +, + 1), Government clinic/hospital, 1), Cured/recovered, +, +, +, +, +, +, +, +, + 2), Mobile clinic, 2), Still recovering, +, +, +, +, +, +, +, +, + 3), Private clinic/hospital, 3), Permanent disability, +, +, +, +, +, +, +, +, + 4), Private doctor, 4), Died, +, +, +, +, +, +, +, +, + 5), Private midwife/nurse, 5), Other: ___________, +, +, +, +, +, +, +, +, + 6), Traditional practitioner, 9), DK/NR, +, +, +, +, +, +, +, +, + 7), Pharmacy/drug store, , , , , , , , , , , 8), Other: ______________, , , , , , , , , , , 9), DK/NR, , , +, +, +, +, +, +, +, +, + , +, +, +, +, +, +, +, +, +, +, +, + , , +, +, +, +, +, +, +, +, +, +, + , , , , +, +, +, +, +, +, +, +, + , , , , , +, +, +, +, +, +, +, + (64), , , +, +, +, +, +, +, +, +, +, + 1), Diarrhoea/Dysentery, 11), Pregnancy related, +, +, +, +, +, +, +, +, + 2), Anaemia, 12), Heart disease, +, +, +, +, +, +, +, +, + 3), Scabies, 13), Cancer, +, +, +, +, +, +, +, +, + 4), Diphtheria, 14), Diabetes, +, +, +, +, +, +, +, +, + 5), Whooping cough, 15), Typhoid, +, +, +, +, +, +, +, +, + 6), Tetanus, 16), Accident, +, +, +, +, +, +, +, +, + 7), Measles, 17), Pneumonia, +, +, +, +, +, +, +, +, + 8), Polio, 18), Hepatitis, +, +, +, +, +, +, +, +, + 9), Tuberculosis, 19), Malaria, +, +, +, +, +, +, +, +, + 10), Acute respiratory inf., 20), Other, +, +, +, +, +, +, +, +, + , ,99), DK/NR, +, +, +, +, +, +, +, +, + Key (66) and (106), +, (104), +, +, +, +, +, +, +, +, +, + 1), Government clinic/hospital, 1), Live birth (single), +, +, +, +, +, +, +, +, + 2), Mobil clinic, 2), Live birth (twins), +, +, +, +, +, +, +, +, + 3), Private clinic/hospital, 3), Live birth (2), +, +, +, +, +, +, +, +, + 4), Private doctor's office/clinic, 4), Stillbirth, +, +, +, +, +, +, +, +, + 5), Private midwife/nurse's clinic, 5), Died within 1 week, +, +, +, +, +, +, +, +, + 6), Traditional practitioner's centre, 6), Died within 1 month, +, +, +, +, +, +, +, +, + 7), Home, 9), DK/NR, +, +, +, +, +, +, +, +, + 8), Relative's house, , , , +, +, +, +, +, +, +, + 9), Other: ____________, , , ^, ^, ^, ^, ^, ^, ^, ^, ^ 99), DK/NR, , , ^, ^, ^, ^, ^, ^, ^, ^, ^ , +, +, +, +, +, +, +, +, +, +, +, + Cluster form: Child morbidity and mortality assessment (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No. , A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No., M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer, E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No. , , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date / / , , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , Module A: Child mortality, +, +, +, +, +, +, +, +, +, +, , (9), In what month and year were you born?, , , , , , , , , , , (10), How many of your sons are now living with you?, , , , , , , , , , , (11), How many of your sons are now living elsewhere?, , , , , , , , , , , (12), How many of your daughters are now living with you?, , , , , , , , , , , (13), How many of your daughters are now living elsewhere?, , , , , , , , , , , (14), Have you ever given birth to a child who later died,, even if she/he lived only a short time?, , , , , , , , , , , (15), How many of your sons have died?, , , , , , , , , , , (16), How many of your daughters have died?, , , , , , , , , , , (17), INTERVIEWER: Sum the answers to questions 10-16., , , , , , , , , , , (18), Apart from these births,, have you had any other live births?, , , , , , , , , , , (19), INTERVIEWER: If yes,, ask if now living or dead,, and correct where necessary., , , , , , , , , , , (20), Could you give me the following information on all your children born alive,, even if they are now dead,, beginning with your last delivery?, , , , , , , , , , , , Child 1 month/year, , , , , , , , , , , , Child 1 sex, , , , , , , , , , , , Child 1 alive? If no,, date of death., , , , , , , , , , , , Child 2 month/year, , , , , , , , , , , , Child 2 sex, , , , , , , , , , , , Child 2 alive? If no date of death., , , , , , , , , , , (21), Respondent is:, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (22), How many years has it been since you were first married?, , , , , , , , , , , Module B: Child mortality, +, +, +, +, +, +, +, +, +, +, , + (OPTIONAL: Use if difficult to construct histories), +, , , , , , , , , , , (23), In what month and year were you born?, , , , , , , , , , , (24), How many of your sons are now living with you?, , , , , , , , , , , (25), How many of your sons are now living elsewhere?, , , , , , , , , , , (26), How many of your daughters are now living with you?, , , , , , , , , , , (27), How many of your daughters are now living elsewhere?, , , , , , , , , , , (28), Have you ever given birth to a child who later died,, even if she/he lived only a short time?, , , , , , , , , , , (29), How many of your sons have died?, , , , , , , , , , , (30), How many of your daughters have died?, , , , , , , , , , , (31), INTERVIEWER: Sum the answers to Questions 24 - 30., , , , , , , , , , , (32), Apart from these births,, have you had any others?, , , , , , , , , , , (33), INTERVIEWER: If yes,, ask if now living or dead and correct where necessary., , , , , , , , , , , (34), Could you give me the following information on all your children born alive,, even if they are now dead,, beginning with your last delivery?, , , , , , , , , , , (35), In what month and year was your last live birth?, , , , , , , , , , , (36), Was this child a boy or a girl?, , , , , , , , , , , (37), Is she/he still alive?, , , , , , , , , , , (38), Did you have another live birth before this last one?, , , , , , , , , , , (39), Was this baby a boy or a girl?, , , , , , , , , , , (40), Is she/he still alive today?, , , , , , , , , , , (41), Respondent is:, , , , , , , , , , , (42), How many years has it been since you were first married?, , , , , , , , , , , , +, , , , , , , , , , , , +, , , , , , , , , , , , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + INTERVIEWER: Check Q20 or Q28-33 to see if any infant or child from this household is dead. For most recent death,, ask the following questions:, +, , +, +, +, +, +, +, +, +, +, + (43), Did (deceased child) die due to accident/illness?, , , , , , , , , , , (44), What was the accident?, , , , , , , , , , , (45), From what illness did child die?, , , , , , , , , , , (46), What were the signs/symptoms present two weeks before death?, , , , , , , , , , , (47), In opinion of the interviewer,, of what did child die?, , , , , , , , , , , (48), How long did child have the illness?, , , , , , , , , , , (49), Was she/he taken somewhere to receive treatment for the illness/accident before dying?, , , , , , , , , , , (50), Where was she/he taken?, , , , , , , , , , , (51), Where did she/he die?, , , , , , , , , , , (52), Do you have a death certificate?, , , , , , , , , , , (53), May I see that certificate?, , , , , , , , , , , (54), What was the cause of death,, stated on certificate?, , , , , , , , , , , (55), Has anyone else in this household died in last 6 mos?, , , , , , , , , , , (56), Name, , , , , , , , , , , , Age, , , , , , , , , , , , Symptoms prior to death, , , , , , , , , , , , Treatment received?, , , , , , , , , , , Child morbidity, +, +, +, +, +, +, +, +, +, +, +, + (57), Has any child under two years been sick in last two weeks?, , , , , , , , , , , (58), What were the symptoms of sickness?, , , , , , , , , , , (59), If diarrhoea,, how long was/is the episode?, , , , , , , , , , , (60), Does the child have diarrhoea today?, , , , , , , , , , , (61), Did you give the sick child ORS?, , , , , , , , , , , (62), Do you/did you continue breast feeding your baby during illness?, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (63), If coughing etc.,, for how many days?, , , , , , , , , , , (64), When the child had illness with cough,, did she/he breathe faster than usual with short rapid breaths?, , , , , , , , , , , (65), If poor weight gain,, has child had any of the following symptoms?, , , , , , , , , , , , swollen feet?, , , , , , , , , , , , thin hair?, , , , , , , , , , , , sores inside mouth?, , , , , , , , , , , , dry eyes?, , , , , , , , , , , , blindness?, , , , , , , , , , , , no desire to laugh or play?, , , , , , , , , , , , failure to develop intelligence?, , , , , , , , , , , (66), Did you seek advise or treatment for the illness?, , , , , , , , , , , (67), Where did you seek advice or treatment?, , , , , , , , , , , (68), Was anything given to treat the illness?, , , , , , , , , , , (69), What was given to treat the illness?, , , , , , , , , , , (70), Were you told by the health care provider what illness your child had?, , , , , , , , , , , (71), Does the child have the symptoms (mentioned above) today?, , , , , , , , , , , (72), In opinion of interviewer,, what illnes does/did child have?, , , , , , , , , , , (73), Has anyone else in this household been sick in the last two weeks?, , , , , , , , , , , (74), Name, , , , , , , , , , , , Age, , , , , , , , , , , , Symptoms, , , , , , , , , , , , Treatment received?, , , , , , , , , , , (75), What is the name of the local CHW?, , , , , , , , , , , (76), Has the CHW visited/contacted you in the last three months?, , , , , , , , , , , Key (21) and (41), +, (46), +, +, +, +, +, +, +, +, +, + 1), Woman herself, 1), Diarrhoea, +, +, , , , 7), Seizures, +, + 2), Her mother , 2), Diarrhoea with blood, +, +, +, +, +, 8), Other, +, + 3), Her sister living in same house, 3), Cold, +, +, , , , (specify): , +, +, + 4), Other, 4), Difficulty breathing, +, +, +, +, , 9), DK/NR, +, + , , 5), Rash or pimples, +, +, +, +, +, +, +, +, + , +, 6), Fever, +, +, +, +, +, +, +, +, , +, , ^, ^, ^, ^, ^, ^, ^, ^, ^, , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + , +, , +, +, +, +, +, +, +, +, +, + (47), +, (50) and (51) , +, +, +, +, +, +, +, +, +, + 1), Infection (specify) ___________ , 1), Public hospital , +, +, +, +, +, +, +, +, + 2), Diarrhoea, 2), Health centre, +, +, +, +, +, +, +, +, + 3), ARI (pneumonia), 3), Doctor's office, +, +, +, +, +, +, +, +, + 4), nutrition, 4), Clinic/private hospital , +, +, +, +, +, +, +, +, + 5), Other (specify) _________ , 5), Pharmacy, +, +, +, +, +, +, +, +, + 6), Vaccine preventable disease (specify) _________, 6)7), Traditional healer Other (specify) _________, +, +, +, +, +, +, +, +, + 9), DK/NR, 9), DK/NR, +, +, +, +, +, +, +, +, + (58), +, (67), +, , , , , , , , , 1), Fever, 1), Government clinic/hospital, +, +, +, +, +, +, +, +, + 2), Diarrhoea, 2), Mobile clinic, +, +, +, +, +, +, +, +, + 3), Difficulty breathing, 3), CHW, +, +, +, +, +, +, +, +, + 4), Poor weight gain/weight loss, 4), Private doctor, +, +, +, +, +, +, +, +, + 5), Other (specify) _________, 5), Traditional practitioner, +, +, +, +, +, +, +, +, + 9), DK/NR, 6), Pharmacy/drug shop, +, +, +, +, +, +, +, +, + , , 9), Other (specify) _________, +, +, +, +, +, +, +, +, + , , , , , +, +, +, +, +, +, +, + (69), +, (72), +, +, +, +, +, +, +, +, +, + 1), Injection, 1), Infection (specify) __________, +, +, +, +, +, +, +, +, + 2), Antibiotic, 2), Diarrhoea, +, +, +, +, +, +, +, +, + 3), Anti-malarial, 3), ARI (pneumonia), +, +, +, +, +, +, +, +, + 4), Cough syrup, 4), Malnutrition, +, +, +, +, +, +, +, +, + 5), Other pill or syrup, 5), Other (specify) __________, +, +, +, +, +, +, +, +, + 6)7), Unknown pill or syrupHome remedy/herbal medicine, 6), Vaccine preventable disease (specify) _______, +, +, +, +, +, +, +, +, + 8), Other (specify)______________, 9), DK/NR, +, +, +, +, +, +, +, +, + 9), DK/NR, , , +, +, +, +, +, +, +, +, + , , , ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ Cluster form: Adult morbidity and mortality assessment (1), Study No. , N, , +, +, +, +, +, +, +, +, + (2), Province No., A, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (3), Cluster No. , M, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (4), Interviewer , E, ^, ^, ^, ^, ^, ^, ^, ^, ^, ^ (5), Respondent No., , 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 (6), Date ___/___/___, , , , , , , , , , , (7), Age, , , , , , , , , , , (8), Sex, , , , , , , , , , , (9), How many adults live in this household?, , , , , , , , , , , (10), Married women of reproductive age (15-44):, , , , , , , , , , , , Name, , , , , , , , , , , , Age, , , , , , , , , , , , Pregnant?, , , , , , , , , , , (11), Other men and women?, , , , , , , , , , , , Name, , , , , , , , , , , , Age, , , , , , , , , , , , Sex, , , , , , , , , , , Adult morbidity, +, +, +, +, +, +, +, +, +, +, +, + (12), Has any adult in this household been sick in the past two weeks?, , , , , , , , , , , (13), Please tell me their names and when sick?, , , , , , , , , , , , Name, , , , , , , , , , , , When sick?, , , , , , , , , , , (14), Is there any adult in your household who is sick today?, , , , , , , , , , , (15), What were/are the symptoms of the illness?, , , , , , , , , , , (16), How long did the illness last?, , , , , , , , , , , (17), Was advice or treatment sought?, , , , , , , , , , , (18), Where was advice or treatment sought?, , , , , , , , , , , (19), Was anything given to treat the illness?, , , , , , , , , , , (20), What was given to treat the illness?, , , , , , , , , , , (21), In the opinion of the interviewee,, what is/was the illness?, , , , , , , , , , , (22), In the opinion of the interviewer,, what illness does/did the person have?, , , , , , , , , , , Adult mortality, +, +, +, +, +, +, +, +, +, +, +, + (23), Was there any death in this household during the last 12 months?, , , , , , , , , , , (24), Who died?, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (25), What symptoms were present two weeks before death?, , , , , , , , , , , (26), How long did (deceased),, have illness?, , , , , , , , , , , (27), Was advice or treatment sought?, , , , , , , , , , , (28), Where was advice or treatment sought?, , , , , , , , , , , (29), Was anything given to treat the illness?, , , , , , , , , , , (30), What was given to treat the illness?, , , , , , , , , , , (31), Where did the person die?, , , , , , , , , , , (32), Do you have a death certificate?, , , , , , , , , , , (33), May I see that certificate?, , , , , , , , , , , (34), What was the cause of death,, according to certificate?, , , , , , , , , , , (35), In the opinion of the interviewee,, what was the illness?, , , , , , , , , , , (36), In the opinion of the interviewer,, what did the person die of?, , , , , , , , , , , (37), What is the name of the local CHW?, , , , , , , , , , , (38), Has the local CHW visited/contacted you during the last three months?, , , , , , , , , , , Key (15) and (25), +, +, (18),, (28) and (31), +, +, +, +, +, +, +, +, + 1), High fever, , 1), Government clinic/hospita, +, +, +, +, +, +, +, + 2), Diarrhoea, , 2), Mobile clinic, +, +, +, +, +, +, +, + 3), Weight loss, , 3), CHW, +, +, +, +, +, +, +, + 4), Persistent cough, , 4), Private doctor, +, +, +, +, +, +, +, + 5), Cough w/sputum, , 5), Traditional practitioner, +, +, +, +, +, +, +, + 6), Earache/ear discharge, , 6), Pharmacy/drug store, +, +, +, +, +, +, +, + 7), Seizures, , 7), Other (specify) _________, +, +, +, +, +, +, +, + 8), Weakness or lethargy, , 9), DK/NR, +, +, +, +, +, +, +, + 9), Other (specify), , (22), +, , , , , , , , 99), DK/NR, , 1), Dysentery10), +, +, +, +, STD/HIV, +, +, + , , , 2), Anaemia11 ), +, +, +, +, Polio, +, +, + (20) and (30), +, , 3), Scabies12) , +, +, +, +, Tuberculosis, +, +, + 1), Injection, , 4), Diphtheria13) , +, +, +, +, ARI, +, +, + 2), Antibiotic, , 5), Whooping cough14) Fever, +, +, +, +, +, +, +, + 3), Anti malarial , , 6), Tetanus15) , +, +, +, +, Malaria, +, +, + 4), Cough syrup, , 7), Measles16) , +, +, +, +, Other:, +, +, + 5), Other pill or syrup, , 8), Diabetes__________ , +, +, +, +, +, +, +, + 6), Unknown pill or syrup, , 9), Hypertension99 , +, +, +, +, DK/NR, +, +, + 7), Home remedy/herbal medicine, , , , , , , , , , , 8), Other (specify) , , , , , , , , , , , 9), DK/NR, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , (35) and (36), +, , , +, +, +, +, +, +, +, +, + 1), Diarrhoea/Dysentery, 11), Pregnancy- related, +, +, +, +, +, +, +, +, + 2), Amemia, 12), Heart disease, +, +, +, +, , , +, +, + 3), Scabies, 13), Cancer specify, +, +, +, +, , , +, +, + 4), Diphtheria , 14), Diabetes, +, +, +, +, , , +, +, + 5), Whooping cough , 15), Typhoid, +, +, +, +, , , +, +, + 6, Tetanus , 16), Accident, +, +, +, +, , , +, +, + 7, Measles, 17, Pneumonia, +, +, +, , , , +, +, + 8, Polio, 18, Hepatitis, +, +, +, +, , , +, +, + 9, Tuberculosis, 19, Malaria, +, +, +, +, , , +, +, + 10 ), Hypertension, 99), DK/NR, +, +, +, +, , , +, +, + 20, Other specify, , , +, +, +, +, , , +, +, + Appendix E: Guidelines for training and supervising interviewers Detailed guidelines can be found in any standard textbook on survey methods. The following is a brief list of some hints that are especially relevant for rapid surveys in PHC. ASSIGNMENTS Assign caseloads that can be easily completed within a few days. Don't assign too many cases or clusters. A rule of thumb: one interviewer can finish approximately 8-15 interviews, or 1-2 clusters per day. Assign each interviewer to clusters close to one another to reduce travel time and cost. It's better to assign interviewers to areas where they are not known, but also close to their homes. Prepare the assignments before sending the interviewers to the field. Make sure they know exactly where they are to go and what they are to do. MATERIALS Interviewers should have the following: folder or three-ring binder, enumeration forms, respondent assignments, questionnaires, map of survey area, letter of introduction, pencil, eraser. BRIEFING AND TRAINING Even experienced interviewers need to be given an orientation to the survey so they can become familiar with the instrument and the sampling plan, and raise questions. Brief the interviewers as a group in order to develop team spirit and a common understanding of the survey, and to share their experiences, suggestions, and questions. Share pre-test results and experience with similar surveys, if it is available. Develop a specific agenda for the briefing/training. Distribute it to the interviewers so they will know what to expect. Use an overhead projector or newsprint to review the instruments and sampling procedures. If your questionnaire includes open-ended questions or probes, make sure that the interviewers know the most typical responses for the former and the correct responses for the latter. Have two experienced interviewers conduct an interview in front of the group. Critique the interview and invite the group to join in the critique. Give each interviewer a chance to practice an interview, either with another interviewer or in a practice session with a cluster. Emphasize the importance of interviewing the selected individuals, of not substituting, of setting up a convenient time to call back for the interview, if necessary, and of travelling to the household even if it is far away and the respondent may not be home. Review the "Interviewer's Code." Explain to new interviewers the rationale behind each item. INTERVIEWER'S CODE, + 1., Be completely honest in your work. 2., Be reliable and conscientious. 3., Be completely objective in manner. 4., Be accurate and neutral in asking and recording answers to questions. 5., Write the responses fully and legibly. 6., Be understanding,, patient,, but do not prod or lead the respondent. Never suggest an answer. 7., Be presentable: neat,, groomed,, clean. 8., Be prepared þ read and understand the questions and responses. 9., Be neutral. Don't show reactions,, emotions,, agreement,, or disagreement with responses. Don't give your opinion. 10., Repeat a question if the respondent doesn't understand it. 11., Use an informal,, casual manner when asking the questions. Try to build rapport and trust. Avoid appearing to be superior more intelligent,, judgmental,, or impatient. 12., Don't share the responses with others: neighbours,, relatives. They are confidential. 13., Keep note of any problems or unexpected reactions that occur during the interviews. They may help improve the survey. SUPERVISION Begin supervision during the briefing/training. Look for those who may not be motivated in or knowledgeable about the survey. Work with them. If they do not respond, replace them before beginning the survey. If enumeration is involved, have a larger number of enumerators than needed for interviewing. Select the best enumerators to be interviewers. Tell the interviewers that there will be spot checks, re-interviews to check validity, and perhaps a post-enumeration survey. Spot check five to ten percent of the sample. The smaller the sample, the greater the percentage of spot checks should be. Do spot checks and some re-interviews early on the first day. Have the interviewers check their completed questionnaires before they leave the cluster so that they can re-interview respondents, if necessary. At the end of the first day, have the interviewers review one another's completed questionnaires and respondent disposition forms to identify problems and to suggest solutions. Appendix F: Cluster sampling programme This appendix contains a computer program (Cluster identification worksheet) for selecting cluster samples. It uses a spreadsheet program. You can load the computer file into Lotus 1-2-3, Quattro, or any similar program that will accept 1-2-3 files. You fill in the required information about the survey population in the first three columns. The program generates a listing of clusters and their locations in the last two columns. The program can be used for single and multi-stage cluster sampling. Cluster identification worksheet This worksheet is the computerised version of the manual form shown in Step 5. It is a Lotus 1-2-3 spreadsheet named CLUSTER.WK1. Load it into your computer from the PHC MAP diskette. Although most people think of clusters as natural groupings of people (villages, census tracts, urban blocks), this is incorrect. In cluster sampling you will divide your total survey population into 30 equal groups. Each of these groups will be a "cluster." Then you will identify seven respondents in each of these clusters. You need to know the total population of your survey population to determine the size of each cluster. Simply divide the total population by 30. For example, if your catchment area has 45,000 people, each cluster will include 1,500 people (45,000/30 = 1,500). It doesn't matter if there are fewer or more than 30 "natural clusters," since you will define the clusters by dividing the total population into 30 groups of equal size. It also doesn't matter if the population is scattered over a large area. People can even be on islands or in remote areas and still be included in the sample. If you want your sample to represent all of your target population, then do not leave any "natural clusters" out. However, if it is not feasible to include some areas, then leave them out. BUT, your sample will not represent those who are left out. If you limit your sample to people within one kilometre of a health centre, then that is all it represents. Complete the cluster identification worksheet You must have estimates of the size of sample sub-units. List these sub-units (villages, census tracts, voting precincts, towns) in Columns A and B of the Cluster identification worksheet. Record the population of each subunit in Column C. This figure does not have to be exact. The relative size of each subunit is what is important. Thus, you can use recent census data even if it is a few years old. The computer will calculate the cumulative population in Column D and the total population. In the example, this is 29,481, which you can see at the bottom of Column C and on the second line at the top of the page. Enter the number of clusters you want at the top of the form (in most cases this will be 30). The computer divides the total population (29,481) by the number of clusters (30) to get the cluster size (983), which is displayed on the third line at the top. This figure is also called the sampling interval: the interval between one cluster and the next. That is, the cluster start numbers will each be 983 units from one another. The computer will now do two things when you press <>. It will select a random start number and place it on the fourth line. The example shows 491. Then it will use that number to identify the start numbers for each cluster. These will appear in Column F. Column E gives you the numerical order of your 30 clusters. DO NOT MAKE ANY CHANGES. That will generate a new list of start numbers. Print this list out first so that you have a record. The last step is to identify the communities where those start numbers are located. Compare the first number in Column F (491) with the cumulative figures (Column D). Find the first number in Column D that is greater than 491. That is 548 (Pagai). Thus, the first start number is in Pagai. Write that on the first line in Column G. Do the same thing with the second start number in Column F (1,474). The first number in Column D that is greater than 1,474 is 1,964 (Serina). Write that in Column G next to 1,474. Continue until you have identified all 30 communities where your start numbers are located. Communities that have large populations (such as # 14 and # 16, Pingra and Srivish) are likely to have more than one start number. That is because their population is two or three times larger than the cluster size (983). Therefore, two or three of your clusters may be in one community. Multi-stage sampling for large clusters If your population is very large, you can select your sample in stages. Start with the largest administrative unit, say districts. Select your 30 cluster start numbers and identify the districts that will be in the sample. You are going to list the population of the sub-units (say sub-districts) of each of these districts. Then you are going to find the sub-district where the random start number is located. Let's use Serina as an example. Use the cluster identification form to list all of Serina's subdistricts in Column A and each subdistrict's estimated population in Column C, just as before. However, in the first row enter the name of the district (Serina) and the corresponding cumulative population figure that was generated in the first worksheet (1,278). You need to add that number to Serina's population to match the start number with your subdistricts. The following example shows what your worksheet might look like. Column D will give you a cumulative population for Serina. Then find the first number in Column D that is larger than the start number for Serina (1,474), which is in Barley. CLUSTER IDENTIFICATION WORKSHEET, +, +, +, +, + Number of clusters, +, +, =, 30, Sample population size, +, +, =, 29,482, Cluster size (sampling interval), +, +, =, 983, Random start number, +, +, =, 491, A Community Name, B Community Number, C Estimated Population, D Cumulative Population, E Selected Cluster, F Start Number Serina, , , 1278, , Kota, 1, 129, 1407, , Barley, 2, 123, 1530, 2, 1474 Sanburn, 3, 142, 1672, , Geneva, 4, 78, 1750, , N. Barn, 5, 106, 1856, , S. Barn, 6, 108, 1964, , Repeat this process for each of the 30 districts chosen. Note that you do not need to produce the output data (Columns E and F) except for the first selection of start numbers. You can also repeat this process for each selected subdistrict to identify the villages where the start numbers are located. If the households in the villages are numbered, you can actually identify the individual household where you would start your interviews. However, it would be better to select your households at random once you identify the smallest administrative unit. Simply number them and select 7-10 households at random, more if the households do not all include eligible respondents. Appendix G: Other sampling tools This appendix includes five computerised tools that you can use for sampling. They are: APPENDIX G.1: ESTIMATES OF TARGET GROUP SIZES APPENDIX G.2: SAMPLE SIZE ESTIMATION FOR WHO TWO-STAGE, CLUSTER SURVEY APPENDIX G.3: RANDOM NUMBER TABLE APPENDIX G.4: RANDOM SAMPLING PROCEDURES APPENDIX G.5: ESTIMATING FERTILITY AND CHILD MORTALITY RATES AND RATIOS Appendix G.1: Estimates of target group sizes The following file (TARGET.WK1) is used to estimate the size of the principal target groups in a given population. You will need to know the approximate size of the total population under study and the percentages of women and children by age. It also helps to have approximate rates for births and deaths. Insert the required information in the "USER INPUT" column, and the programme will make all the necessary calculations. For example, the data currently in the file show that in a population of 4,196 there will probably be 1,096 married women aged 15-49. This would usually be a large enough group to draw from for most samples. However, there would be only two maternal deaths each year in that population. To have a large enough sample of maternal deaths (say 20), you would have to have a much larger population. You can determine how large that population would have to be by increasing the estimated total population number in the "USER INPUT" column until the "Maternal death" figure reaches 20. If you do not have the population size but know the number of households and household size, multiply the two and enter the estimated population size in cell F23. Then insert the household size and number of households in the appropriate cells (F24 and GG25). You could also change the formula in cell F23 to (F24*G25). Insert population estimates in the "USER INPUT" column. Estimates of eligible subjects are computed and shown in the "COMPUTER CALCULATED" column. The estimates in this table are based on data from Dhaka, Bangladesh. Enter data in WORKSHEET. SUMMARY OF SAMPLES:, +, +, , Population4,196, +, Children, , Households800, +, Live Births, 147, , , Under 5, 565, Women2,037, +, 0-11 mo, 89, 15-49 yrs1,096, +, 12-23 mo, 101, Maried women 15-49829, +, 24-60 mo, 375, Pregnacies (1 yr)357, +, Deaths, , "Detectable"238, +, 0-11 mo, 20, Maternal deaths2, +, 1-4 yr, 3, , WORKSHEET, , USER INPUT, COMPUTER ESTIMATES 1., Estimated total population*(see note), , 4,196, 2., Estimated household size, , 5.2, 3., Estimated number of households, , 800, 4., Estimated male/female ratio:, Males, 100, 0.94 , , Females, 106, 5., Estimated number females, , 2,037, 6., Population age distribution:, <<5 yrs, 13.5%, 274 , , 5-14 yrs, 28.2%, 575 , , 15-49 yrs, 53.8%, 1,096 , , >> 49 yrs, 4.4%, 89 7., Estimated married women 15-49:, , , , , Married, 75.7%, 829 , , Un-married, 20.0%, 219 , , Widowed, 3.3%, 36 , , Separated, 0.6%, 6 , , Divorced, 0.4%, 5 8., Estimated pregnancies (1 year):, , 357, , Est. crude birth rate, , 0.0350, , Est. pregnancy wastage, , 0.0500, , Est. pregnancy detection rate, , 66.6%, , Est. no. detected pregnancies, , 238, 9., Estimated number of births (1 year):, , 147, 10., Estimated number children 5 years:, , 565, , , 0-11 mo., 15.7%, 89 , , 12-23 mo., 17.9%, 101 , , 24-60 mo., 66.4%, 375 11., Estimated mortality:, , , , Infant deaths 1yr, IMR, 0.1340, 20 , Child deaths 1-4 yrs, CMR, 0.0066, 3 , Maternal deaths, MMR, 0.0110, 2 , , +, +, + * NOTE: If you do not have the population size but have the number of households and household size,, then multiply the two and enter the estimated population size in cell F23.<%0>, +, +, +, + Appendix G.2: Sample size estimation for WHO two-stage cluster survey The program shown on the next two pages was developed by Ralph Frerichs. It can be used by the manager to determine the sample size needed for a cluster and a random sample based on the information summarised at the beginning of Step 5: Sampling. The manager merely needs to have: an estimate of the proportion of the population with a particular attribute (children fully immunized); the desired confidence interval (e.g., 90 percent); the number of clusters (usually 30); the average number of respondents per cluster (usually 7-10); and the estimated "intraclass correlation coefficient" (see below). By trying different estimates of these five items, the program can compute various sample sizes for both random and cluster samples. The program also computes the design effect and indicates with a Yes or No whether the sample size is acceptable or not. The estimated confidence intervals at 90, 95, and 99 percent are also computed. This program is designed to estimate the sample size for a single population. This could be used, for example, to assess health needs in a single district. The "Hypothesis testing" program is used for two samples. It could be used, for example, to compare health needs in two districts, or in a "before and after" survey to assess changes over time. Note: The intraclass correlation coefficient is an estimate of the homogeneity of subjects within a cluster. The value ranges from 0 to 1, with 0 meaning that there is no difference between people in one cluster and those in the others and Figure 1 meaning that the people within a cluster have similar characteristics, e.g., they have all been immunized. Frerichs summarised examples of coefficient values from several studies. Infant deaths = 0.00 means that there is no difference in the pattern of infant deaths from1 cluster to another. Immunization coverage = 0.23 means that there is a moderate tendency for children within a given cluster to have a similar immunization history. The tendency for children in a given cluster either to have or not to have received the third dose of DPT is even higher. 1. Infant deaths, 0.00 2. Tetanus, 0.002 3. Pertussis, 0.049 4. Measles, 0.099 5. Immunization coverage, 0.23 6. First dose DPT, 0.26 7. Trained birth attendant, 0.27 8. Second dose DPT, 0.31 9. Third dose DPT, 0.47 The computer file is reproduced on the next two pages. Sample Size Estimation For WHO Two-stage, Cluster Survey INSTRUCTIONS: Fill in estimates where indicated in the first block. The program computes sample sizes needed for: 1) random; and 2) cluster samples. It computes the design effect for a cluster sample, and determines whether the sample size is acceptable. There are two programs: the first (below) is for INTERVAL estimation (of one population). The second (page down) is for HYPOTHESIS TESTING (of two populations). Interval estimation, , , , To be completed by the investigator, +, , , Fill In Estimated proportion with the attribute, +, 0.300, , <<--- One-half length of confidence interval, +, 0.070, , <<--- Desired level of confidence, +, , , (90% = 1.64; 95% = 1.96; 99% = 2.58), +, 1.96, , <<--- Number of clusters (should be >>25), +, 30, , <<--- Average number per cluster, +, 7, , <<--- Intraclass correlation coefficient (ROH), +, 0.03, , <<--- Derived by the program, , , , Necessary variance of sample proportion, +, 0.001276, , Sample size if SIMPLE RANDOM SAMPLE, +, 165, , Variance of proposed cluster sample, +, 0.001180, , Sample size for proposed CLUSTER SAMPLE, +, 210, , Est. DESIGN EFFECT for cluster sample, +, 1.18, , Sample size specifications are OK, , Yes, , Interval estimation, , , , Estimated Confidence Interval, , , , for Prop. with Attribute of Interest, , , , Confidence Level, , , , Proportion, , , , ll, 90%, 95%, 99%, Upper, 0.3563, 0.3673, 0.3886, Lower, 0.2437, 0.2327, 0.2114, Scaling, 0, 0.2, , , , , , , , , , , , , , Hypothesis testing þ Two samples of equal size, +, +, +, +, +, + , +, , , , Fill in, + Est. proportion with the attribute in FIRST population, +, , , 0.30000, , <<--- Est. proportion with the attribute in SECOND population, +, , , 0.45000, , <<--- Desired level of statistical significance (<<.10=1.64; <<.05=1.96; <<.01=2.58), +, , , 1.96, , <<--- Desired power of the test to statistically detect the est. difference in proportions (90%=1.28; 95%-1.64; 99%=2.34), +, , , 1.28, , <<--- Average number per cluster, +, , , 7.0, , <<--- Intraclass correlation coefficient (ROH), +, , , 0.30, , <<--- Derived by the program, , , , , , Necessary sample size if SIMPLE RANDOM SAMPLE, +, , , 277, , Necessary sample size per study group using indicated TWO-STAGE CLUSTER SAMPLE, +, , , 268, , Necessary number of cluster (should be >>25), , , , 38, , Hypothesis testing, , , , , , Estimated confidence interval comparing two proportions, +, +, +, , , Confidence level, , , , , , Proportion, 90%, +, 95%, +, 99%, + Group, 1, 2, 1, 2, 1, 2 Upper, 0.344, 0.504, 0.360, 0.477, 0.379, 0.535 Lower, 0.250, 0.396, 0.240, 0.385, 0.221, 0.365 Scaling, 0.1, 1., , , , Appendix G.3: Random number table The following is an excerpt from a computer file that you can use to generate a random number table to fit the exact size of your population. Simply insert the population total in cell A5 (next to the "name of the site") and press F9 to compute a new table. The table shown below can also be used if desired. Instructions: Insert population of area in cell A5, and name of site in B5. Press F9 to generate a new table. POPULATION LOCATION, +, +, +, +, +, +, +, +, +, +, +, 54333 Name of site, +, +, +, +, +, +, , , , , , 24915, 28728, 4083, 48145, 52967, 20539, 53034, 25748, 15222, 26093, 17262, 34054, 18710 12052, 38180, 11757, 5655, 38328, 13608, 5880, 22224, 2305, 38875, 19594, 52698, 1676 24436, 1350, 8549, 34395, 22343, 49105, 50569, 22489, 52809, 6607, 44172, 17752, 49278 35294, 41389, 12835, 6903, 10018, 42747, 44501, 36997, 17150, 54096, 4739, 50795, 26923 31465, 4052, 32750, 18660, 14822, 46328, 44573, 31431, 45381, 23786, 33666, 21510, 41315 21776, 23736, 10521, 5382, 4727, 32856, 4337, 22374, 9904, 13927, 3849, 9810, 8926 29411, 34179, 729, 40717, 22841, 33466, 27195, 50807, 6742, 48931, 27909, 34790, 50084 32584, 53626, 11545, 4857, 28178, 44561, 20125, 39882, 21661, 14308, 32240, 6268, 21327 52275, 16134, 10623, 18930, 21490, 46373, 20010, 14221, 8854, 53612, 6570, 34326, 18696 21015, 25697, 48932, 48878, 36688, 34894, 15185, 52622, 19397, 5018, 37853, 52805, 33842 13997, 28443, 30296, 7396, 1187, 33790, 18916, 17057, 34, 4524, 31494, 16299, 21785 40710, 33350, 24051, 6453, 4103, 46711, 8030, 45891, 12900, 32394, 37076, 3935, 38135 19613, 22626, 2583, 48516, 11411, 48799, 14255, 1657, 39772, 35774, 22326, 20213, 21128 847, 45947, 51890, 20533, 50608, 41180, 6660, 24685, 36335, 21685, 3187, 17188, 16658 51940, 13339, 16290, 50604, 34248, 18475, 41654, 22904, 41918, 17744, 40221, 53259, 7454 34666, 6400, 38115, 43457, 29066, 37938, 48663, 13207, 54106, 26353, 38992, 646, 25245 53795, 42416, 37839, 4944, 49488, 3268, 29828, 31719, 25218, 8000, 54091, 1387, 10599 47298, 11475, 40299, 5581, 44313, 44970, 43092, 22395, 4123, 53023, 20522, 39512, 35042 38566, 38110, 53018, 21217, 52834, 9691, 28755, 52022, 5913, 53454, 9748, 39988, 27152 5900, 41546, 29899, 26564, 43852, 21391, 21571, 777, 42471, 18507, 42773, 30803, 49582 17849, 33623, 22557, 50095, 4911, 14953, 50149, 15620, 43759, 3743, 5070, 46817, 39767 16971, 16508, 49742, 21519, 52255, 26407, 17498, 45044, 20970, 19092, 22916, 191, 13238 14520, 33512, 28660, 33586, 45367, 21949, 16742, 5034, 4606, 34919, 15502, 8596, 2494 48441, 24557, 17006, 52744, 47826, 41735, 24707, 29182, 30101, 22846, 25948, 22941, 46061 41316, 51594, 11655, 13294, 13885, 18902, 44388, 32140, 5591, 38674, 17344, 43322, 18216 343, 39203, 41768, 43724, 21602, 25396, 38128, 10141, 4849, 44768, 23598, 37091, 16631 3113, 24174, 25385, 37387, 5213, 7725, 18291, 16164, 45430, 9772, 1635, 8887, 52886 13177, 49086, 15432, 33470, 48481, 33613, 21779, 22956, 36736, 30252, 21223, 31288, 3831 14346, 30653, 30707, 6967, 28512, 45098, 37737, 37292, 14776, 48411, 2876, 38916, 46928 20001, 35314, 530, 12032, 26052, 47288, 45279, 41895, 51900, 26258, 17915, 47449, 23819 19199, 42379, 19565, 17527, 21543, 43601, 16230, 42163, 32857, 3619, 48956, 15042, 52169 9642, 24455, 45602, 48868, 12106, 6764, 3057, 27829, 8733, 46640, 27891, 1943, 4840 43158, 13938, 10807, 43355, 26639, 10509, 8557, 51371, 53639, 40324, 29272, 43727, 53479 32643, 20883, 40714, 7581, 52465, 24645, 19246, 52994, 30613, 27726, 48323, 21174, 37907 51804, 31090, 22218, 30054, 3500, 25983, 36971, 9694, 721, 49434, 30191, 28057, 10290 5645, 47968, 20234, 21049, 35440, 10047, 16982, 29559, 49152, 43912, 43427, 54206, 32397 33145, 39256, 32509, 40301, 26077, 52602, 39403, 51674, 47975, 39018, 738, 34710, 27716 13263, 41228, 39624, 42164, 21643, 17618, 34878, 31496, 10376, 16433, 51256, 19555, 53949 53580, 37567, 20427, 1890, 8027, 6334, 3690, 27925, 37262, 25135, 33802, 13097, 32877 48587, 6003, 12384, 30155, 48123, 36516, 41157, 45985, 24960, 23239, 31036, 43539, 24279 Appendix G.4: Random sampling procedures The random number spreadsheet shown in Appendix G.3 can also be used to generate a random sample for you. It can be used to generate a complete sample or the last stage of a cluster sample. It can be used for any size population as well, from 100 cases to more than 100,000 cases. The basic principle behind random sampling is that every unit has the same chance of being selected. To make this possible, you need a complete and up-to-date listing of all members of the target population that you wish to sample. If you go to a village of 100 households, you can enumerate the households (give each one a number) and draw your sample from that listing. Usually you don't want to include all households, only those with eligible respondents. Thus, your enumeration could be designed to list only those households with children under age two years. Then you draw your sample from that listing. Many PHC programmes do a complete listing of all households in their catchment area every year. Some have computerised records of each family and each family member. If you have either of these, you can probably draw a random sample. Stratified random samples are preferred if the population is made up of significantly different sub-populations. This is because they provide more accurate data on each subgroup in your population. So if your population is made up of rural and urban subgroups, poor and middle-class, or Hindu, Moslem, Christian, and Buddhist sub-populations, AND your household registration system includes information on these characteristics, then you can draw a random sample fairly easily. If the size of each group is known, it is best to draw the sample in proportion to the total. For example, if Moslems constitute 60 percent of the population, then the Moslem stratum should be 60 percent of the sample. Once you have your listing of your population, follow these steps: 1. Use TARGET.WK1 to estimate the size of each target group in your population. You may skip this step if you have precise data on the characteristics of each target group. For example, if you know how many pregnant women there are in your area, go to the next step. If you don't know, use TARGET to make an estimate. 2. Use SIZE.WK1 to determine the required sample size for each target group. Suppose that you want to get information about pregnant women who are enrolled in your programme. If you estimate that 30 percent of them are enrolled, then you can use SIZE.WK1 to estimate the size of the sample of pregnant women. At a 95 percent confidence level, that would be 165 women (see Appendix G.2). 3. Use RANDOM.WK1 to generate a random sample of each target group. Finally, make sure that each pregnant woman in your register has a sequential number (from 1 to N). Assume that there are 250 of these women. Enter this number (250) into cell B4 of the Random number table (RANDOM.WK1). Press F9 to generate a random listing of these 250 women. Take the first 165 listed as your sample. The following excerpt from the Random number table displays this listing. If some of the women listed are not eligible or available, substitute the next numbers on the list. Instructions: Insert population of area in cell A5, and name of area in cell B5. Press F9 to generate a new table. POPULATION LOCATION, +, +, +, +, +, +, +, + 250 Pregnant women, +, +, +, +, +, +, +, + 173, 194, 109, 50, 7, 219, 82, 210, 174 216, 124, 107, 235, 50, 90, 98, 26, 67 151, 23, 34, 129, 71, 162, 183, 172, 70 169, 17, 7, 14, 41, 235, 106, 207, 185 113, 45, 91, 129, 95, 198, 213, 54, 220 154, 91, 98, 27, 207, 12, 38, 170, 18 206, 166, 130, 191, 106, 193, 162, 223, 192 104, 45, 128, 134, 205, 49, 70, 8, 114 24, 1, 169, 16, 18, 162, 15, 122, 142 152, 41, 10, 1, 81, 125, 124, 136, 112 112, 135, 141, 115, 130, 24, 5, 17, 66 130, 207, 76, 106, 15, 173, 115, 47, 240 214, 115, 151, 55, 130, 99, 109, 249, 49 69, 137, 74, 233, 75, 27, 208, 56, 68 24, 204, 219, 213, 90, 111, 51, 233, 18 200, 137, 174, 226, 216, 174, 61, 52, 2 184, 130, 35, 24, 222, 186, 51, 208, 238 201, 231, 209, 236, 28, 2, 81, 248, 42 Appendix G.5: Estimating fertility and child mortality rates and ratios The vital events and mortality questionnaires (Appendix C) produces the data you will need to construct both fertility and mortality estimates. A rough rule of thumb is that you will need about 200 respondents in each 5-year age group to have a large enough sample to compute the estimates. Since there are normally 7 age groups, that means that you will need a sample of about 1,400 married women aged 15-49. That would give you about 300 live births (an average of 30-50 per age group). That is enough to compute fertility rates directly. That same sample of 1,400 women would not provide enough cases to compute child mortality rates directly, however. You would identify only about 30-40 infant deaths and 4-6 child deaths in the past year. Obviously, you would have to expand your sample significantly to get enough cases to compute mortality rates directly. If you use the TARGET.WK1 program to make some estimates, you will find that you need to interview over 7,000 married women to find 20 child deaths over the past year. There are a number of indirect techniques that demographers use to estimate mortality and fertility rates. These techniques produce "life tables" that show the probability of deaths or births among different age groups. An example is shown below of a table that provides estimates of child mortality by ages 1, 2, 3, 5, 10, 15, and 20. Child mortality (age 2-5) is computed by subtracting infant mortality from under 5 mortality (0.50 - .028 = 0.022). , +, +, +, +, + Indirect measures of childhood mortality, +, +, +, +, Age group of women, Number of women, Number of children born, Number of children dead , Percent Dead, Mortality measures , , , , , 15-19, 2,826, 285, 8, 0.028, 0-1 yr 20-24, 2,648, 3,052, 105, 0.034, 0-2 yrs 25-29, 1,818, 5,851, 318, 0.054, 0-3 yrs 30-34, 1,334, 6,978, 350, 0.050, 0-5 yrs 35-39, 1,010, 7,054, 437, 0.061, 0-10 yrs 40-44, 1,029, 8,544, 705, 0.083, 0-15 yrs 45-49, 629, 5,641, 559, 0.099, 0-20 yrs Total, 11,294, 37,405, 2,482, , If you use indirect methods, you should be able to get enough cases with a sample of 1,700-2,000 married women. That is because these methods rely on birth and death histories of women, not just the events of the past year. Thus, each woman interviewed can contribute information about several years of experience, which may include two or three births or deaths. Indirect methods are rather complex to compute, and you should get help from a trained demographer before deciding to undertake this kind of analysis. The UNICEF handbook on Measuring childhood mortality shows how to collect and process child mortality data using a short questionnaire that we have included in Appendix C (Child mortality). You can use this questionnaire just like any other in this module. However, the authors caution not to change the order of wording or questions. They have been extensively tested and any revisions could bias the results. On the other hand, you may combine this questionnaire with others to carry out a multiple survey of several topics. You can also use the cluster sampling methodology described in this module. Of course, your sample will have to be 10 times larger than the typical 30 cluster x 7 respondent sample. You can use the SIZE.WK1 program in this appendix to examine various combinations of clusters and respondents. The following list will give you a rough idea of these combinations and the associated design effects for samples of about 2,000. These combinations are all based on the following assumptions: Estimated proportion with the attribute (mortality), 5% One-half the length of the confidence interval, .02 That is,, the true value will be between 4 and 6%, Desired level of confidence, 95% = 1.96 Estimated intraclass correlation coefficient, .005 Let us assume that you decide to draw 60 clusters of 34 respondents each. Use the CLUSTER.WK1 file to select your cluster start numbers. Follow the instructions to draw 34 respondents from each cluster (preferably at random). Although the UNICEF methodology allows you to interview all eligible women in a selected household, it would be better to interview only one per household. That will ensure that your results are more representative of the area's population. The UNICEF Handbook describes how to construct life tables and other estimates of mortality. But as mentioned above, the calculations are complex, and you should seek expert assistance before trying to estimate mortality indirectly. Clusters, Respondents, Sample size, Design Effect 30, 67, 2010, 1.33 40, 50, 2000, 1.25 50, 40, 2000, 1.20 60, 34, 2040, 1.17 70, 29, 2030, 1.14 80, 25, 2000, 1.12 90, 23, 2070, 1.11 100, 20, 2000, 1.10 Note: Obviously, you should change the assumptions to reflect your particular situation. However, all of these combinations would produce results at the 95 percent confidence level that are within two percentage points of the true mortality rates. Appendix H: Survey management forms The two forms on the next pages can be used to: 1) enumerate eligible respondents within a cluster; and 2) record interview experience with selected respondents. Form 1 (Household enumeration) should be used at the final stage of cluster sampling to identify all households in the cluster that include an eligible respondent. If there were 30 clusters, then 30 of these forms would be filled out. The top portion of the form includes routine data (study name, date, etc.), a statement of the eligibility criteria for respondents (e.g., all married women age 15-49; children under two years old), and the cluster number and community name (to make it easier to identify). It also includes the estimates taken from the sample design (see Appendix F) of the total population in the cluster, the expected number of households there, and the expected number of respondents. These last figures will give the enumerator an idea of the task at hand and can serve to verify the population estimates. The enumerator would go to each household in the cluster, and give it an identifying number (HH No.). If it doesn't have one, the enumerator should determine whether the household is occupied (HH Occ: Yes, No). The enumerator should then interview a household resident to determine how many eligible respondents live there (Elig Resp) and note anything unusual in the Remarks column (e.g., away on holiday for two mo.). After all of the households have been enumerated in all of the clusters, the study team would use a random number table to select the desired number of respondents (e.g., seven) from each of these lists. Those selected would be marked on the form (Selected). Those households would then be transferred to Form 2. Form 2 (Respondent disposition) would contain a list of the households to be contacted. A master list can be made out in the office and copies of the assigned households given to each interviewer. If there were to be seven interviews per cluster, and an interviewer were assigned three clusters, then each of ten interviewers would be given a list of 21 households to contact (3 clusters x 7 respondents). The interviewer would note the date that the first attempt was made to interview the respondent (Attempted interview). If the respondent is not at home or for some reason cannot be interviewed, then up to two "call-back" attempts would be made. The interviewer would write in the dates of these attempts. He or she would indicate in the next column (Interviewed Yes, No) whether the respondent was successfully interviewed, and include any relevant comments (e.g., refused, sick). After the interviews are completed, the totals for each cluster should be calculated. This example assumes that there is no substitution for respondents who are not at home or cannot be interviewed. If substitution is permitted, then the list of eligible respondents can be increased. For example, instead of selecting seven respondents at random from Form 1, an addition number (say three) could be added to be interviewed if one of the original seven cannot be. FORM 1: Household enumeration, +, +, +, +, +, , +, STUDY NAME: _______________, +, +, ELIGIBILITY CRITERIA:___________________________, +, +, +, +, +, +, +, +, , DATE:__________, + CLUSTER NO:______, +, +, COMMUNITY NAME: ___________, +, +, +, ENUMERATOR: ____________ __, +, +, +, EST. POPULATION: ______________ , +, +, +, +, HH:__________ , +, ELIGIBLE RESPONDENTS:____________, +, +, +, + SEQ No., HH No.., HH Occ., Elig Resp., Selected, Remarks, SEQNo., HHNo., HHOcc., Elig Resp., Selected, Remarks 1, , , , , , #26, , , , , 2, , , , , , #27, , , , , 3, , , , , , #28, , , , , 4, , , , , , #29, , , , , 5, , , , , , #30, , , , , 6, , , , , , #31, , , , , 7, , , , , , #32, , , , , 8, , , , , , #33, , , , , 9, , , , , , #34, , , , , 10, , , , , , #35, , , , , 11, , , , , , #36, , , , , 12, , , , , , #37, , , , , 13, , , , , , #38, , , , , 14, , , , , , #39, , , , , 15, , , , , , #40, , , , , 16, , , , , , #41, , , , , 17, , , , , , #42, , , , , 18, , , , , , #43, , , , , 19, , , , , , #44, , , , , 20, , , , , , #45, , , , , 21, , , , , , #46, , , , , 22, , , , , , #47, , , , , 23, , , , , , #48, , , , , 24, , , , , , #49, , , , , 25, , , , , , #50, , , , , Total, , , , , , Total, , , , , Form 2: , +, Respondent disposition, +, +, +, +, +, , , Study name:, +, +, , , , +, Interviewer:, +, , +, +, +, , +, , , Date:, +, +, +, +, , +, ClusNo., SEQNo., HHNo., AttemptedInterview, +, +, Interview, +, Remarks, ClusNo., SEQNo., HHNo., AttemptedInterview, +, +, Interview, +, Remarks , , , 1, 2, 3, Y, N, ^, , ^, ^, 1, 2, 3, Y, N, ^ , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , TOTAL, , , , , , , , TOTAL, +, , , , , , , Appendix I: Tabulation and analysis templates This appendix includes three tools that can help you organize and carry out your analysis more easily. They are: Appendix I.1: Analysis plan Appendix I.2: Data entry and analysis templates Appendix I.3: Confidence interval estimation template Appendix I.1: Analysis plan The following is an illustrative analysis plan for a rapid survey. The plan is a list of suggested frequency distributions, averages (means), and cross-tabulations. The first frequency distribution shows how a table would be set up, with subclassifications of the variable (age) and the number and percent distributions laid out. The numbers in parentheses refer to the variables coding numbers on the questionnaire. RAPID SURVEY QUESTIONNAIRE: Breastfeeding and growth monitoring Frequency distributions 1. Number of women by age (6)N and percent Categories N % aged 15 to 19 years ________ aged 20 to 24 years ________ aged 25 to 29 years ________ aged 30 to 34 years ________ aged 35 to 39 years ________ aged 40 to 44 years ________ aged over 44 years ________ Total ________ 100 % Mean age of respondents:______Yrs. 2. Number of women by number of children under age two (7) No. children (0) One child (1) Two children (2) Three or more children (3) 3. Number of women currently BREAST FEEDING (8) Yes (1) No (0) Don't Know(9) 4. Time after birth that BREAST FEEDING began (9) Within 3 hours (1) 3 - 12 hours (2) 13 - 24 hours (3) More than 24 hours (4) DK/NR(9) 5. Number for women who fed baby colostrum (10) Yes (1) No (0) DK/NR(9) 6. Mean age at which BREAST FEEDING will/did stop:___months (11) 7Mean age at which mothers will/did begin supplementary foods: ____months (12) 8.Proportion of children under 2 registered for growth monitoring (13) Yes (1) No (0) DK/NR(9) 9.Proportion of mothers who have had growth monitoring explained to them by health workers (14) Yes (1) No (0) DK/NR(9) 10.Proportion of women who have had their children weighed by a health worker, nurse, or doctor (15) Yes (1) No (0) DK/NR(9) 11.Proportion of mothers who have growth card at home (16) Yes (1) No (0) DK/NR(9) 12.Proportion of mothers with card who were able to find it (17) Yes (1) No (0) DK/NR(9) 13.Proportion of cards with weight and age correctly plotted (18) Yes, correctly plotted (1) Plotted, but incorrectly(2) Not plotted (0) DK/NR(9) 14.Total number of times children with cards have been weighed (19) Mean number of times weighed:____ 15.Total number of times children with cards weighed in the past quarter (20) Mean number of times weighed:____ 16.Proportion of mothers with cards who can explain it correctly (21) Yes (1) No (0) NR (9) 17.Proportion who know name of their local CHW (22) Yes (1) No (0) NR (9) 18.Proportion who have been visited by a CHW during the past three months (23) Yes (1) No (0) NR (9) Cross-tabulations Cross-tabs are generally not used in cluster samples because the sample cannot be broken into subsamples for comparison of one subgroup to another. That is, the statistics that are produced by cross-tabs cannot be used. However, cross-tabs may still be useful in a qualitative sense. They may give the manager an idea of possible relationships that could be examined more closely in future investigations. If you are using random or stratified samples, then cross-tabs are appropriate as one of the most important types of analysis. The proposed cross-tabs examine the distribution of an independent variable (e.g., number of children) by a dependent variable (age) to see if there is a correlation between the two variables. That is, does the number of children vary according to the age of the mother? The rapid surveys tend to include very few dependent variables. Age is the predominant one in this example. Others that might be important and could be added include sex, education, literacy, race, ethnic group, income level, and location. 1. Age of mother (6) by Number of children (7) Number of women who breast fed with colostrum (10) Number of women who have their child's growth chart at home (12) Number of children registered for growth monitoring (13) Number of children weighed at least once (15) Number of mothers whose chart is correctly plotted (18) Number of mothers who can explain the growth chart (21) 2. Community health worker's visit (17) by Number of children (7) Number of women who breast fed with colostrum (10) Number of children registered for growth monitoring (13) Number of children weighed at least once (15) Number of mothers whose chart is correctly plotted (18) Number of mothers who can explain the growth chart (21) Appendix I.2: Data entry and analysistemplates The sample printouts that follow illustrate how survey data can be entered into a preformatted spreadsheet that will automatically compute most of the basic counts, averages, and frequency distributions that you will need. The first spreadsheet (MINIGM.WK1) can be used to summarise data for 30 clusters with up to 11 variables in addition to the descriptors. The second (RAPIDANC.WK1) covers 14 variables, plus descriptors, and includes multiple choice questions. It can be used to enter all 210 responses from the 30 clusters. This same format can be used for entering data manually. Simply use several sheets of ruled paper, draw vertical lines to separate the columns, label the variables along the top, and enter the data in each row. The format and construction of these templates are identical; the only difference is the number of variables and respondents. The MINIGM file has been set up to summarize data for 30 clusters. The RAPIDANC file has been set up for 210 respondents. Both can be enlarged or reduced simply by inserting or deleting the appropriate number of rows. Variables can be added or deleted as well, although this is a bit more complicated since each variable will have its own coding structure. The top border of both templates shows a summary of the variables and their corresponding codes or abbreviations for easy reference. Those codes or abbreviations are repeated in the row below. For example, in the MINIGM spreadsheet Ch refers to variable 6: No. Children under age 2. In the RAPIDANC spreadsheet the variable's code number (9, 12, etc.) is used instead of abbreviations. To enter data the interviewer simply needs to key in the precoded data from a cluster or questionnaire into a row. For example, starting to the right of "Quest." 1 in the MINIGM spreadsheet, enter the date under variable 4, then the cluster's ID number in the next column (5), the total number of children the respondents have under age 2 in the next column (6), and so forth through item (17). Repeat this process until all data from all questionnaires have been entered. Many entries will simply be coded 1 for "Yes," 0 for "No," and 9 for "Don't Know/No" Response. Some multiple choice items may have additional codes (see, for example, variables 9, 10, 11, 13, 15, and 17 in the RAPIDANC spreadsheet). If an item is blank on the questionnaire, it should be left blank in the spreadsheet. Do not enter a 0, as that is usually a negative response and will be counted as such. Do not press the space bar, as that inserts an invisible apostrophe ('). In fact, do not enter anything, since the program counts all non-blank cells when it does tabulations. This program has no error-checking features, so it will be important to verify the entries to make sure that they are correct. There are two simple ways to do this: 1) enter the data twice in two separate files, print them out, and compare the entries; and 2) use a two-person team to enter the data, with the first reading out the data and checking what the second person enters. MINI-SURVEY QUESTIONNAIRE, GROWTH MONITORING 16/January/1991 , Study No. ___________, +, +, Prov. ___________, +, +, +, Interviewer _____________, +, +, +, +, + , , (1), , , , (2), , (3), +, +, +, , , ID ID No. , , +, BSup Begin Supp Food, +, +, +, SH Shows card, +, +, +, , , Ch<<2 Children under two, +, +, <%-2>RGM Registered for GM<%0>, +, +, +, #Wt Times weighed, +, +, +, , , BF Breastfeeding baby, +, +, W Ever Weighed, +, +, +, WLQ # weights last qtr, +, +, +, +, , SBF Age Stop Breastfeeding, +, +, <%-2>CH <%-6>Growth chart at home, +, +, +, EXC Can explain chart, +, +, +, +, , (4), (5), (6), (7), (8), (9), (10), (11), (12), (14), (15), (16), (17) Ques, Date , ID, Ch 2, BF, SBF, BSup, RGM, W, CH, SH, #Wt, WLQ, EXC 1, 24/April/1990, 101, 1, 1, 24, 6, 1, 1, 1, 0, , , 2, 24/April/1990, 102, 2, 0, 14, 4, 1, 0, 0, , , , 3, 24/April/1990, 103, 1, 1, 16, 7, 0, 1, 9, , , , 4, 24/April/1990, 104, 1, 1, 4, 8, 0, 1, 9, , , , 5, 24/April/1990, 105, 1, 1, 12, 9, 1, 1, 0, , , , 6, 24/April/1990, 106, 1, 1, 15, 5, 1, 1, 0, , , , 7, 24/April/1990, 107, 1, 1, 18, 7, 1, 1, 1, 0, , , 8, 24/April/1990, 108, 1, 1, 21, 12, 1, 1, 1, 1, 3, 1, 1 9, 24/April/1990, 109, 2, 0, 22, 2, 1, 0, 1, 1, 2, 1, 1 10, 24/April/1990, 110, 1, 1, 25, 14, 0, 1, 0, , , , 11, 24/April/1990, 111, 1, 1, 32, 13, 1, 1, 1, 1, 3, 1, 0 12, 24/April/1990, 112, 1, 1, 12, 10, 1, 1, 0, , , , 13, 26/April/1990, 113, 2, 1, 14, 8, 1, 1, 1, 1, 4, 1, 1 14, 26/April/1990, 114, 1, 1, 16, 5, 0, 1, 9, , , , 15, 26/April/1990, 115, 1, 1, 18, 9, 1, 1, 0, , , , 16, 26/April/1990, 116, 1, 0, 15, 12, 1, 0, 1, 1, 2, 1, 1 17, 26/April/1990, 117, 1, 1, 13, 16, 1, 1, 0, , , , 18, 26/April/1990, 118, 1, 1, 17, 8, 0, 1, 9, , , , 19, 27/April/1990, 119, 1, 1, 22, 9, 1, 1, 0, , , , 20, 27/April/1990, 120, 1, 1, 21, 6, 1, 1, 1, 1, 1, 1, 1 21, 27/April/1990, 121, 1, 1, 13, 11, 1, 1, 0, , , , 22, 27/April/1990, 122, 2, 1, 14, 14, 1, 1, 9, , , , 23, 27/April/1990, 123, 1, 1, 16, 6, 1, 1, 0, , , , 24, 27/April/1990, 124, 2, 1, 18, 9, 1, 1, 1, 1, 4, 2, 1 25, 27/April/1990, 125, 1, 0, 22, 9, 1, 0, 1, 1, 3, 1, 0 26, 27/April/1990, 126, 2, 1, 21, 6, 1, 1, 1, 0, , , 27, 27/April/1990, 127, 1, 1, 24, 5, 1, 1, 0, , , , 28, 27/April/1990, 128, 2, 1, 26, 4, 1, 1, 1, 1, 4, 1, 1 29, 27/April/1990, 129, 1, 1, 22, 12, 1, 1, 0, , , , 30, 27/April/1990, 130, 1, 1, 14, 10, 1, 1, 9, , , , Total, 30, 30, 30, 30, 30, 30, 30, 30, 30, 12, 9, 9, 9 , , , , , , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , , , , +, , , , , , , , , , +, , , +, , +, , +, , , +, , Number, +, , 37, +, 541, +, 256, +, , 26, +, 10, Average, +, , 1.23, +, 2.89, +, 1.11, +, , 2.89, +, 1.11, , +, +, +, , , , , , , , , , , +, +, +, , , , , , , , , , Frequency Distributions:, +, +, +, , BF, , RGM, W, CH, SH, , , EXC , 1 Yes, , , , 26, , 25, 26, 12, 9, , 7, , 0 No, , , , 4, , 5, 4, 12, 3, , , 2 , 9 UNK/NR, , , , 0, , 0, 0, 6, 0, , , 0 , , +, +, +, +, +, +, +, +, +, +, +, + , PROBLEM HIGHLIGHTER: IF NO >> 10 PROBLEM NOTED BELOW AS 1., +, +, +, +, +, +, +, +, +, +, +, + , PROBLEM = 1 :, +, , , 0, , 0, 0, 1, 0, , , 0 , +, +, , , , , , , , , , , Percentage distributions:, +, +, , , EP, , RGM, W, CH, SH, , , EXC , 1 Yes, , , 86.7%, +, , 83.3%, 86.7%, 40.0%, 75.0%, +, , 77.8% , 0 No, , , 13.3%, +, , 16.7%, 13.3%, 40.0%, 25.0%, +, , 22.2% , 9 UNK/NR, , , , 0%, , 0, 0, 20.0%, 0.0%, , , 0.0% Data Base Range Instructions:, +, +, +, +, +, , , , , , , , , , , , , BF, , RGM, W, CH, SH, , , EXC , , , , , 1, , 1, 1, 1, 1, , , 1 , , , , , BF, , RGM, W, CH, SH, , , <%-2>EXC<%0> , , , , , 0, , 0, 0, 0, 0, , , 0 , , , , , BF, , RGM, W, CH, SH, , , EXC , , , , , 9, , 9, 9, 9, 9, , , 9 GRAPH INFORMATION, +, +, +, +, +, , , , , , , , Three graphs have been prepared for this spreadsheet. One is always active. Press F10 to view it,, and F10 again to return to the spreadsheet., +, +, +, +, +, +, +, +, +, +, +, +, + To view the other graphs press /,Graph,Name,, (highlight name desired)., +, +, +, +, +, +, +, +, +, +, +, +, Graph Names:, +, +, +, +, +, +, +, +, +, +, +, , % Brstfed Percent children breast fed, +, +, +, +, +, +, +, +, +, +, +, , %WEIGHED Percent of children ever weighed, +, +, +, +, +, +, +, +, +, +, +, , REG_GM Percent of children registered for growth monitoring, +, +, +, +, +, +, +, +, +, +, +, , , , , , , , , , , , , , , When all of the data have been entered, press F9 to calculate (or recalculate) the totals, averages, and frequency distributions. These are shown at the bottom of each spreadsheet, after the last respondent's questionnaire. The large spreadsheet (RAPIDANC) includes a macro to move quickly to this area (press << Alt + F >>). There are several types of calculations shown, most of which are shown in the same column as the data for a given variable. For example, the computation of the average number of children under age two is directly under the data entries for that variable in Column D. Counts (totals of columns) 30 respondents to questions 5-12 12 respondents to question 14 37 children >> 2 yrs Averages (means) 1.23 children << 2 per respondent Stop breast feeding at 18.03 months Children weighted 2.89 times Frequency and percentage distributions 26 women (86.7%) breast feeding 4 women (13.3%) not breast feeding Problem highlighter More than 10 respondents did not have a growth chart at home The "problem highlighter" allows the manager to set a level above which a particular response is considered a problem. In the MINIGM spreadsheet, that level is set at 10 (cell F54). The level can be set to any number merely by typing it in the cell. The program compares the number of "No" responses in each column to 10 and places a 0 or 1 in the next row. The 0 indicates no problem (10 or fewer); the 1 indicates a problem (11 or more). Three graphs are included in the MINIGM spreadsheet. Press F10 to display the first. Instructions for switching to the other graphs are found at cell A70. The RAPIDANC spreadsheet is structured the same way, except that multiple choice frequency distributions are placed at the bottom of the spreadsheet because they require more room. In this example, variables 9, 10, 11, 13, 15, and 17 are displayed. The excerpt illustrated here only shows the first three of these distributions due to space limitations. At the very bottom of each spreadsheet is a block of "data base instructions" that the Lotus 1-2-3 program needs to compute the frequency and percentage distributions. These do not need to be printed for the report, but they do need to be included in any copy that is made of these computer files. RAPID SURVEY DATA ENTRY AND TABULATION TEMPLATE , +, +, +, +, +, +, +, +, FILE: RAPIDANC.WK1 , +, +, +, +, +, +, + Date., 16/January/1991, +, Press Alt + F = Go to FREQUENCY DISTRIBUTIONS, +, +, +, +, +, +, +, +, +, ANTENATAL CARE, +, +, + , Study No. _____________(1), +, +, +, +, +, Prov. ___________(2), +, +, +, +, +, , +, +, + , Interviewer____________ (3) , +, +, +, +, +, , +, +, +, +, +, , +, +, + , 5 ID No. (Clstr + Rspndnt), +, +, +, +, +, 12 Received TT last preg., +, +, +, +, +, 19 <%-6>CHW visit last 3 mo.<%0>, +, +, + , 6 Age of women, +, +, +, +, +, 13 No. of vacc. received, +, +, +, +, +, , +, +, + , 7 Received ANC last preg, +, +, +, +, +, 14 Took iron pills, +, +, +, +, +, , +, +, + , 8 No. times rec'd ANC, +, +, +, +, +, 15 Outcome of pregnancy, +, +, +, +, +, , +, +, + , 9 Month preg. before ANC, +, +, +, +, +, 16 Where delivered, +, +, +, +, +, , +, +, + , 10 Place ANC received, +, +, +, +, +, 17 Delivered by:, +, +, +, +, +, , +, +, + , 11 Advised to get ANC, +, +, +, +, +, 18 Name of CHW, +, +, +, +, +, , +, +, + Quest., Date (4), 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19 1, 24/Apr/90, 101, 23, 1, 1, 1, 1, 1, 1, 1, 0, 1, 1, 1, 9, 1 2, 24/Apr/90, 102, 24, 0, , , 3, 5, 0, , , 3, , , 9, 0 3, 24/Apr/90, 103, 25, 9, , , 4, 6, 0, , , 2, 1, 2, 0, 0 4, 24/Apr/90, 104, 26, 9, , , 5, 3, 0, , , 2, 1, 3, 1, 0 5, 24/Apr/90, 105, 27, 0, , , 2, 2, 9, , , 1, 1, 2, 0, 0 6, 24/Apr/90, 106, 28, 0, , , 2, 4, 0, , , 1, 1, 4, 9, 0 7, 24/Apr/90, 107, 30, 1, 2, 2, 3, 3, 0, , , 2, 2, , 0, 0 8, 24/Apr/90, 201, 35, 1, 1, 1, 4, 2, 1, 1, 0, 3, , , 0, 0 , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 207, 27/Apr/90, 3004, 30, 1, 2, 1, 1, 3, 1, 1, 9, 3, 1, 3, 0, 9 208, 27/Apr/90, 3005, 30, 1, 2, 1, 1, 3, 1, 1, 9, 3, 1, 3, 0, 9 209, 27/Apr/90, 3006, 30, 1, 2, 1, 1, 3, 1, 1, 9, 3, 1, 3, 0, 9 210, 27/Apr/90, 3007, 28, 9, , , 1, 6, 9, 2, 1, 2, 2, , 0, 0 Total:, 210, , 30, 210, 97, 98, 210, 210, 210, 96, 96, 210, 152, 122, 210, 210 , +, +, , , , , , , , , , , , , , VARIABLE NO.:, +, +, (6), , (8), , , , , (13), , , , , , Number, +, , , , 197, , , , , 295, , , , , , Average, +, , *****, , *****, , , , , 3.07, , , , , , Frequency Distributions ........ VARIABLE:, +, +, +, +, (7), , (12), , (14), , (16), , (!8), , (19), , 1 Yes, , , , 97, , 97, , 12, , 121, , 48, , 24, , 0 No, , , , 85, , 84, , 35, , 32, , 134, , 158, , 9 UNK/NR, , , , 28, , 29, , 49, , 0, , 28, , 26, , , +, +, +, , , +, +, +, +, +, +, +, +, +, + , , +, +, +, , , +, +, +, +, +, +, +, +, +, + , , +, +, +, , , +, +, +, +, +, +, +, +, +, + , , +, +, +, , , +, +, +, +, +, +, +, +, +, + , , +, +, +, , , +, +, +, +, +, +, +, +, +, + , , +, +, +, , , +, +, +, +, +, +, +, +, +, + , PROBLEM HIGHLIGHTER:, +, +, +, 100, PROBLEM IS NOTED BELOW AS 1., +, +, +, +, +, +, +, +, +, + , PROBLEM = 1, +, +, , 0, 1, , 1 , , 1, , , 1, , 1, Percentage Distributions:, +, +, +, , (7) (12) (14)(16)(18) (19), +, +, +, +, +, + , 1 Yes, , , , 46.2%****12.5%79.6%22.9% 11.4%, +, +, +, +, +, + , 0 No, , , , 40.5%****36.5%20.4%63.8% 75.2%, +, +, +, +, +, + , 9 UNK/NR, , , , 13.3%****51.0%0.0%13.3% 13.3%, +, +, +, +, +, + , , +, +, , , +, +, , , +, + (9), Months preg. prior ANC, +, +, (10), Place where ANC received, +, +, (11), Advised to get ANC by:, +, + 1, 3 months, 49, 50.0%, 1, Hospital, 50, 23.8%, 1, Physician,, nurse, 20, 9.5% 2, 4-6 months, 26, 26.5%, 2, Health centre/ clinic, 38, 18.1%, 2, Community nurse/ midwife, 48, 22.9% 3, 7-9 months, 12, 12.2%, 3, Private hospital/clinic, 47, 22.4%, 3, CHW/Volunteer, 47, 22.4% 9, UNK/NR, 11, 11.2%, 4, Local TBA/healer, 29, 13.8%, 4, TBA, 21, 10.0% , , , , 5, Other site of care, 16, 7.6%, 5, Mother/relative, 37, 17.6% , , , , 9, UNK/NR, 30, 14.3%, 6, Friend/neighbor, 25, 11.9% , , , , , , , , 7, Other, 0, 0.0% , , , , , , , , 9, UNK/NR, 12, 5.7% (13), No. Vaccinations Rec'd, +, +, (15), Pregnancy outcome, , , (17), Delivery attendant, +, + 1, One, 61, 63.5%, 1, Live birth, 104, 49.5%, 1, GHW, 11, 9.0% 2, Two, 3, 3.1%, 2, Stillbirth, 43, 20.5%, 2, TBA, 35, 28.7% 3, Three, 10, 10.4%, 3, Abortion/miscarr., 44, 21.0%, 3, Unattended, 35, 28.7% 9, UNK/NR, 22, 22.9%, 9, UNK/NR, 19, 9.0%, 4, Private provider, 15, 12.3% , , , , , , , , 5, CHW, 14, 11.5% , , , , , , , , 6, CN/NMW, 0, 0.0% , , , , , , , , 9, UNK/NR, 12, 9.8% Adjusting the spreadsheets Deleting and inserting rows As noted above, it is very easy to expand or contract the spreadsheets to fit the number of respondents in any given survey. 1) To DELETE rows: place the cursor on any data row except the first and last. Press << / >>, Worksheet, Delete, Row, (highlight the number of rows to delete), <>. All of the formulas will be adjusted automatically. However, if you delete the first or last rows, there will be an error, and the formulas will have to be re-entered. 2) To INSERT additional rows: place the cursor on any data row except the first and last. Press << / >>, Worksheet, Insert, Row, (highlight the number of rows to enter), <>. Next you must copy an already formatted row into the blank spaces: <>, Copy, (highlight all of the cells in the row to be copied), <>, (place the cursor at the first blank row, press the period/decimal point [.] and move the highlight down to the last blank row), <>. This will fill in the blank rows and the formulas for totals, averages, and frequency distributions will be adjusted automatically. Deleting and inserting columns It is slightly more complicated to delete, and especially to insert, new columns of variables. That is because the codes and formulas will usually have to be adjusted. It would be prudent to have the assistance of someone who is familiar with Lotus 1-2-3 @ functions and formulas. Two easy ways to make adjustments: 3) Instead of DELETING unwanted columns, just leave them blank or erase (rather than delete) the portion of the column that contains data and tabulations (<>, Range, Erase, [highlight area to be erased], <>). 4) Instead of INSERTING new columns, find one that has the same coding structure as the one you want to insert (e.g., Yes = 1, No = 0, DK/NR = 9), copy the portion of the column that contains data, tabulations, and the database instructions to the first blank column on the right of the spreadsheet: <>, Copy, (highlight range to be copied), <>, (move cursor to cell location), <>). You will need to change the variable name at the head of the column, e.g., EXC in Column N of the MINIGM spreadsheet, and in the database instructions at the bottom of the spreadsheet. For example, if the new variable name is ORT, change EXC to ORT wherever it appears in the column. This is necessary so that the program can match the instructions with the proper column. Adapting the spreadsheets to other PHC topics To customise the spreadsheet completely, it would be best to get someone who is familiar with Lotus 1-2-3 or similar spreadsheets to work with you. Basically, you will need to: change the summary of variables at the top of the spreadsheet; insert new variable names along the row above the database; copy, move, or insert the appropriate number and types of columns for each variable; insert or delete rows to fit the number of expected respondents; adjust the formulas for counts, averages, and frequency distributions at the bottom of the spreadsheet; set up frequency distributions for multiple choice questions; and adjust the data base instructions. Appendix I.3: Confidence interval estimation template Ralph Frerichs has developed a simple template that can be used to compute confidence intervals for selected variables. An example is shown on the next page. This template would be used after the data have been entered and tabulated to determine the standard error, the design effect, the intraclass correlation, and three confidence intervals (90, 95, and 99 percent). To use the template, select a variable to examine. In this example, the variable is "the proportion of women who received TT vaccination during their last pregnancy." You must first count the number of women in each cluster who were interviewed and the number who responded "yes" or "no" to the variable. Then simply enter those numbers in Column B (No. of sampled women) and Column C (Observed). In the example, there were 7 women interviewed and 6 who answered "yes" in the first cluster. The numbers were 7 and 6 in the second cluster, 7 and 5 in the third, and so forth. The only other data you need to enter is the total number of the population's target group. In this case, 24,653 (entered in cell D45). Press F9 and the program will make all of the calculations. The average proportion who received TT is shown in the "Total" Column at the far right column (cell G42) as 0.694. That is, 69.4 percent of the sampled women received TT. The confidence intervals are shown in the lower left corner of the page. For example, we are 90 percent confident that the true proportion of women who received TT lies somewhere between 61.3 and 77.4 percent. Or, put another way, the proportion is 69.4 percent, plus or minus 8 percentage points. This template can be easily adjusted to increase or decrease the number of clusters. Simply delete or insert the appropriate number of rows in the table. See the instructions in the previous section (Appendix H2) for more details. Antenatal survey, Sisaket, Thailand Proportion who received TT during last pregnancy, +, +, +, +, +, FILE:TT.WK1, +, +, , , , , , No. of women who received TT, +, Observed minus expected squared, Proportion with TT in each cluster, A, B, C, D, E, F, Sequence No. of cluster, No. of sampled women, Observed, Expected, , , 1, 7, 6, 4.86, 1.308, 0.857, 2, 7, 6, 4.86, 1.308, 0.857, 3, 7, 5, 4.86, 0.021, 0.714, 4, 7, 6, 4.86, 1.308, 0.857, 5, 7, 7, 4.86, 4.595, 1.000, 6, 7, 6, 4.86, 1.308, 0.857, 7, 7, 7, 4.86, 4.595, 1.000, 8, 7, 7, 4.86, 4.595, 1.000, 9, 7, 1, 4.86, 14.872, 0.143, 10, 7, 2, 4.86, 8.159, 0.286, 11, 7, 5, 4.86, 4.591, 0.714, 12, 7, 6, 4.86, 1.308, 0.857, 13, 7, 7, 4.86, 4.595, 1.000, 14, 7, 7, 4.86, 4.595, 1.000, 15, 7, 3, 4.86, 3.446, 0.429, 16, 7, 7, 4.86, 4.595, 1.000, 17, 7, 4, 4.86, 0.734, 0.571, 18, 7, 5, 4.86, 0.021, 0.714, 19, 7, 3, 4.86, 3.446, 0.429, 20, 7, 4, 4.86, 0.734, 0.571, 21, 7, 4, 4.86, 0.734, 0.571, 22, 7, 2, 4.86, 8.159, 0.286, 23, 7, 1, 4.86, 14.872, 0.143, 24, 7, 4, 4.86, 0.734, 0.571, 25, 7, 7, 4.86, 4.595, 1.000, 26, 7, 4, 4.86, 0.734, 0.571, 27, 7, 4, 4.86, 0.734, 0.571, 28, 7, 5, 4.86, 0.021, 0.714, 29, 6, 3, 4.16, 1.352, 0.500, 30, 7, 7, 4.86, 4.595, 1.000, Total, 209, 145, 145.00, 102.088, 0.694, , , , , STANDARD ERROR of estimated, +, + Est. total women in cluster, +, 24,653., , sample proportion, +, Ave. no. women/cluster, +, 6.97, , for cluster sample, +, = 0.049 Ave. no. clusters, +, 30, , If simple random sample, +, = 0.032 , Confidence Intervals, +, , DESIGN EFFECT, +, 2.36 , 90%, 95%, 99%, , , Upper, 0.774, 0.790, 0.821, ESTIMATED INTRA-CLASS, +, + Lower, 0.613, 0.597, 0.567, CORRELATION COEFFICIENT, +, 0.23 REFERENCES AND BIBLIOGRAPHY Bennett, Steve, Tony Woods, Winitha M. Liyanage, and Duane L. Smith. "A simplified general method for cluster sample surveys of health in developing countries." World health statistics quarterly. 44 (3) : 100, 1991. David, Patricia H., Leila Bisharat, and Allan G. Hill. Measuring childhood mortality: A guide for simple surveys. Amman, Jordan: UNICEF, Regional Office of the Middle East and North Africa, 1990. Dean, A.G., J.A. Dean, A. H. Burton, and R.C. Dickers. EPI Info, Version 5 : A word processing, database and statistics system for epidemiology on microcomputers. Atlanta: Centers for Disease Control, and Geneva: World Health Organization, 1990. Frerichs, Ralph R., Jack Reynolds, and Melinda Wilson. "Family planning survey and antenatal survey, Srisaket, Thailand." December, 1987 (unpublished paper, URC/CHS); "Institutionalizing the use of rapid surveys for family planning decision-making, an Operations Research Proposal," Gadja Mada University and University Research Corporation, November 1989; and "Primary Health Care Management Advancement Programme 1989-1992, a proposal of the Aga Khan Health Network and PRICOR," November, 1989. Frerichs, Ralph R. and Tar Tar, K. "Computer-assisted rapid surveys in developing countries." Public health reports. 104: 14 - 23, 1989. Graham, Wendy, William Brass, and Robert W. Snow "Estimating maternal mortality: The sisterhood method." Studies in family planning. 20 (3): 125 - 135, 1989. Henderson, R.H. and T. Sunaresan. "Cluster sampling to assess immunization coverage: A review of experience with a simplified method." Bulletin of the World Health Organization, 60 (2): 253 260, 1982. Lamptey P. and P. Piot. The handbook for AIDS prevention in Africa. Family Health International, 1990. Lemeshow, S. and D. Robinson. "Surveys to measure programme coverage and impact: A review of the methodology used by the expanded programme on immunization." World health statistics quarterly. 38: 65 - 75, 1985. Smith, Gordon S. "Development of rapid epidemiological assessment methods to evaluate health status and delivery of health services." International journal of epidemiology. 18 (4 Supplement ): S4, 1989. Trussell, James and German Rodriguez. "A note on the sisterhood estimator of maternal mortality," Studies in family planning, 21 (6): 344 - 346, November/December, 1990. United Nations, Manual X: Indirect techniques for demographic estimation.New York, 1983. United Nations, Step-by-step guide to the estimation of child mortality. Department of Economic and Social Affairs, 1990. World Health Organization. Diarrhoea morbidity, mortality and treatment practices, household survey manual. CDD/SER/86.2 World Health Organization. Expanded programme on immunization, Training for mid-level managers: Coverage survey. WHO/EPI/MLM/COV/88, Revised 1988. Acronyms and abbreviations AIDSAcquired immune deficiency syndrome AKFAga Khan Foundation AKHNAga Khan Health Network AKHSAga Khan Health Service AKUAga Khan University ARIAcute respiratory infections BCGBacillus of Calmette and Guerin (tuberculosis vaccine) CHWCommunity health worker CMRChild mortality rate DPTDiphtheria, pertussis and tetanus vaccines EPIExpanded Programme for Immunization GMGrowth monitoring IECInformation, education, communication IMRInfant mortality rate KAPKnowledge, attitudes, practice (behaviour) MISManagement information system MMRMaternal mortality rate MOHMinistry of health NGONon-governmental organisations OPVOral poliovirus vaccine ORSOral rehydration salts ORTOral rehydration therapy PHCPrimary health care PHC MAPPrimary Health Care Management Advancement Programme PNCPeri-natal care PRICORPrimary Health Care Operations Research STDSexually-transmitted diseases TBTuberculosis TBATraditional birth attendant TTTetanus toxoid UNICEFUnited Nations International Children's and Education Fund URCUniversity Research Corporation USAIDUnited States Agency for International Development WHOWorld Health Organization Glossary Attribute: A quality or characteristic of interest, such as age Binomial: Refers to a variable or distribution that has only two possible values, such as Yes/No, right/wrong, up/down. Cluster: A group, usually within a specific geographic area. Cluster sample: A sample of a population that is divided into a specified number of groups. In this module the standard cluster sample consists of 30 clusters from which 7 or more respondents are selected for interview. Community health worker (CHW): A person indigenous to the community who provides basic preventive and curative health services to members of the community. Includes village health workers, health guides, and other terms Community: A group of people having common organization or interest or living in the same place under the same laws. Coverage: The percent of a target group that has received a service or is protected from a disease or health problem Effectiveness: The degree to which desired outcomes are achieved Effects: Changes in knowledge, skills, attitudes and behariours as a result of a PHC programme Efficiency: The degree to which desired outcomes are achieved without wasting resources Goals: The impact the PHC programme expects to have on health. Goal statements specify the improvement desired, target group, amount of change expected Impacts: Changes in health status (mortality, morbidity, fertility, disability) Indicator: An indirect measure of an event or condition. For example, a baby's weight-for-age is an indicator of the baby's nutritional status. Indicators: Indirect measures of a programme's progress related to: inputs, processes (outputs, effects, impacts); objectives; and goals. Inputs: Resources (personnel, materials and equipment, information and money) Management: The art and science of getting things done through people. Objectives: The output and/or effect that a programme hopes to achieve Outcomes: Results of programme, including outputs, effects and impacts Outputs: Products and services provided by a PHC programme Effects: Changes in knowledge, skills, attitude and behaviour, (including coverage) as a result of a PHC programme Impacts: Changes in health status, (mortality, morbidity, disability, fertility) as a result of a PHC programme Primary health care: Essential health care, accessible at affordable cost to the community and the country, based on practical, scientifically sound and socially acceptable methods. It includes at least eight components: health education, proper nutrition, clean water and basic sanitation, maternal and child health care, immunization, control of common diseases and injuries, prevention of local endemic diseases, essential drugs. Processes: Activities or tasks carried out through programmes Random sample: Selection of respondents in such a way that every member of the population being studied has an equal chance of being selected. Respondent: The individual/s being asked or administered questions. Sampling interval: In cluster sampling, this is the interval between one cluster and the next. The sampling interval is determined by dividing the population of the area under study by the number of clusters required for the survey. Sampling interval: In cluster sampling, this is the interval between on e cluster and the next. The sampling interval is determined by dividing the population of the area under study by the number of cluster required for the survey. For example, if the population of the study area is 45,000 and the total number of clusters needed is 30, then the sampling interval is 1500 (45,000/30=1,500). System: A set of discrete, but interdependent, components designed to achieve one or more objectives. Tabulate: To put data into a table or columns. To arrange systematically. Target group: Specific groups of people designated to receive a PHC service, such as children under age two years designated to receive immunizations